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Arps v Police [2019] NZCA 592; [2020] 2 NZLR 94 (28 November 2019)
Last Updated: 4 May 2021
For a Court ready (fee required) version please follow this link
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IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
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PHILIP NEVILLE ARPS Appellant
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AND
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NEW ZEALAND POLICE Respondent
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Hearing:
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18 November 2019
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Court:
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Collins, Brewer and Gendall JJ
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Counsel:
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A M S Williams and J D Lucas for Appellant F R J Sinclair and V
McCall for Respondent
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Judgment:
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28 November 2019 at 3.30 pm
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JUDGMENT OF THE COURT
- The
application for leave to appeal against sentence is granted.
- The
appeal against sentence is
dismissed.
____________________________________________________________________
REASONS OF THE COURT
(Given by Collins J)
Introduction
- [1] On 16 March
2019, Mr Arps distributed to approximately 30 of his associates video footage
which showed Mr Tarrant shooting a large
number of people in
two Christchurch mosques on 15 March. The actions of Mr Tarrant have
led to him facing 51 charges of murder,
40 charges of attempted murder and
one charge under the Terrorism Suppression Act 2002. On 16 March,
Mr Arps also sent the video
footage to another person and arranged for them
to modify the video to include an image of rifle “crosshairs”
and a “kill-count”.
Later, on 16 March, the Prime Minister
made a statement to the effect that it was likely an offence for anyone to
distribute the
video footage. Thereafter, Mr Arps deleted the modified video
footage and refrained from any further distribution of the unmodified
video
footage.
- [2] Mr Arps was
charged with two offences alleging that he had supplied or distributed
objectionable material contrary to s 124(1)
of the Films, Videos, and
Publications Classification Act 1993. The maximum penalty for breaching that
section is 14 years’
imprisonment.
- [3] Mr Arps
sought a sentence indication, which was given by Judge O’Driscoll in the
District Court at Christchurch on 17 April
2019. The indication was that if
Mr Arps pleaded guilty the Judge would adopt a starting point of 2½
years’ imprisonment.
The Judge said he would make deductions
totalling 9 months from the starting point to reflect, amongst other matters, a
25 per cent
discount for an early guilty plea. The Judge told Mr Arps that
he would not convert the sentence to one of home detention. Mr Arps
accepted
the sentence indication and pleaded guilty. He was sentenced by Judge
O’Driscoll on 18 June 2019 to 21 months’
imprisonment.[1]
- [4] Mr Arps
appealed his sentence to the High Court. His appeal was dismissed by Dunningham
J on 27 August 2019.[2]
- [5] Mr Arps now
seeks leave to pursue a second appeal against his sentence.
Criteria for granting leave to appeal
- [6] Before this
Court can grant leave for Mr Arps to pursue a second appeal against sentence, we
need to be satisfied
that:[3]
(a) the appeal
involves a matter of general or public importance; or
(b) a miscarriage of justice may have occurred, or may occur unless
the appeal is heard.
The criteria for granting leave for a second appeal against sentence are
disjunctive. Mr Arps’ application can therefore be
granted if he
satisfies just one of the leave criteria.
- [7] If leave is
granted we must allow the appeal if satisfied
that:[4]
(a) for any
reason, there is an error in the sentence imposed on conviction; and
(b) a different sentence should be imposed.
- [8] If an appeal
is allowed, our powers include the ability to vary the sentence imposed upon Mr
Arps.[5]
Grounds of
application
- [9] The grounds
of the application for leave to appeal can be distilled to
four points.
- [10] First, it
is argued the Courts below erred when they held that s 9(1)(h) of
the Sentencing Act 2002 was engaged in this case.
Section 9(1) of the
Sentencing Act says that when sentencing a defendant, the Court must take into
account the aggravating factors
listed in that subsection to the extent
they are applicable. Section 9(1)(h) identifies offending motivated by hate as
being an
aggravating factor when sentencing a defendant. It applies
where:
(h) the offender committed the offence partly or wholly
because of hostility towards a group of persons who have an enduring common
characteristic such as race, colour, nationality, religion, gender identity,
sexual orientation, age, or disability; and
(i) the hostility is because of the common characteristic; and
(ii) the offender believed that the victim has that characteristic.
- [11] Second, it
is said the Courts below erred by failing to take into account s 14 of the
New Zealand Bill of Rights Act 1990 (NZBORA),
which affirms the right of
everyone in New Zealand “to freedom of expression, including the freedom
to seek, receive, and impart
information and opinions of any kind in any
form”.
- [12] Third, it
is contended on behalf of Mr Arps that it is of general or public importance
that leave be granted to Mr Arps to pursue
a second appeal because other cases
of a similar nature are coming before the Courts and sentencing Judges will
benefit from knowing
how we assess the sentence imposed on Mr Arps.
- [13] Fourth, it
is submitted that the sentence imposed was manifestly excessive and ought to be
replaced with either a sentence of
home detention or a lesser period of
imprisonment.
Summary of lower Court decisions
- [14] Before
examining the basis upon which it is contended leave to pursue a second appeal
should be granted, we will briefly explain
the reasons for Mr Arps’
sentence and why his appeal to the High Court was
dismissed.
District Court decision
- [15] When
sentencing Mr Arps, Judge O’Driscoll referred to his comprehensive
sentence indication, which formed part of his sentencing
notes. The Judge
observed that the relevant sentencing purposes were the need to hold
Mr Arps accountable for his offending, to
denounce his conduct, to deter
him and others from further or similar offending, to protect the community and
to provide for the
interests of the victims. The Judge noted the Crown had
argued for a starting point of 3 years’ imprisonment while Mr Williams,
counsel for Mr Arps, had urged a starting point of 18 months’
imprisonment.
- [16] The key
factors that influenced the sentence imposed by Judge O’Driscoll
were:
(a) Mr Arps’ motive for distributing the video, which
the Judge said “was to endorse and support attacks on Muslims and
to
encourage others to endorse [Mr Arps’ views about Muslim
people]”.[6]
(b) Mr Arps’ previous conviction was relevant to his motivation and
culpability. In 2016, Mr Arps was convicted of offensive
behaviour for having
placed a severed pig’s head at the door of a mosque. He was fined by
Justices of the Peace. His appeal
was dismissed by Judge Gilbert, who
described Mr Arps’ offending as a deliberate hate crime against
Muslims.[7] Thereafter, Mr Arps made
a video blog in which he said:
Obviously [Judge Gilbert] knows me well. White Power, my friends, my family,
my people get those fuckers out.
Bring on the cull. Get the fuckers out. The rules are changing White
Power.
(c) Comparisons drawn between Mr Arps’ offending and that considered by
this Court in Patel v R.[8] In
that case the appellant distributed to 52 people material which portrayed
gross gratuitous violence, including beheadings, torture,
limb amputation,
mutilation, immolation, and victims being run over by tanks. Mr Patel had
received a warning from his telecommunications
provider after he first
distributed this material. He nevertheless did so on a second occasion, days
after having been warned not
to do so. This Court agreed with the starting
point of 5 years’ imprisonment in that case. In doing so, it was
noted Mr Patel’s
purpose in distributing the material was to endorse
terrorist activities and to encourage others to do the same.
Judge O’Driscoll
was persuaded that Mr Patel’s offending was
more serious than that of Mr Arps’ and that a lower starting point
than that
adopted in Mr Patel’s case was justified in Mr Arps’
circumstances.
(d) The harm caused by Mr Arps’ offending. Judge O’Driscoll
rejected an argument advanced by Mr Arps’ counsel that
no harm was
caused by his offending. The Judge explained that the distribution of images of
extreme violence caused immense distress
to all who were associated with Mr
Tarrant’s actions, particularly as the video was distributed very soon
after the shootings.
(e) Mr Arps’ lack of remorse. When interviewed by the police and asked
about the video Mr Arps said it was “awesome”.
When asked about the
victims of the shooting he said, “I could not give a fuck mate”. In
his pre-sentence interview
with a probation officer Mr Arps said that he
requested the addition of the “crosshairs” and
“kill-count”
to the video to “lighten it up a bit, make it a
bit funny because it was so heavy”. He maintained his position with
the pre-sentence report writer that his crimes were
“victimless”.
(f) Mr Arps’ lack of rehabilitative prospects. It was noted by
Judge O’Driscoll that Mr Arps was 44 years old with deeply
entrenched
ideological views that diminished his prospects of rehabilitation.
(g) Mr Arps ceased distributing the offending video on 16 March after
the Prime Minister indicated it was likely to be classified
as
objectionable and he did not distribute the modified
video.[9]
(h) Mr Arps’ personal circumstances. He is married with a family and
has a small business. His employees and family were dependent
on Mr Arps
being able to continue his business.
(i) Judge O’Driscoll said there were four reasons why he would decline
to convert the prison sentence to one of home
detention:[10]
(i) “an electronically monitored sentence would [not] achieve the
purposes and principles of sentencing”.
(ii) Mr Arps’ lack of remorse.
(iii) Mr Arps’ “prospects of rehabilitation or ... changing [his]
views on religion or race are virtually non‑existent”.
(iv) It was important that he not serve his sentence in his home where his
offending occurred.
- [17] In addition
to sentencing Mr Arps to 21 months’ imprisonment,
Judge O’Driscoll imposed the standard conditions of
release and four
special conditions of release. Those special conditions covered a psychological
assessment of Mr Arps, a prohibition
on Mr Arps using electronic devices capable
of accessing the internet, Mr Arps making available for inspection any
electronic devices
in his possession capable of accessing the internet and him
completing any recommended intervention for alcohol or drug use. The
special
conditions were imposed for a period of six months from Mr Arps’ release
from prison.
High Court judgment
- [18] Dunningham
J reviewed the reasons for the sentence imposed by Judge O’Driscoll
and concluded the sentence of 21 months’
imprisonment was within the range
that was reasonably available and therefore not manifestly excessive.
- [19] The High
Court Judge:
(a) Compared Mr Arps’ offending with that of Mr
Patel and concluded that the latter’s offending was more serious than
Mr
Arps’. Nevertheless, Mr Arps’ offending was considered by the Judge
to be serious because it occurred the day after
the attack on the mosques when
families of the victims were waiting to hear if loved ones had been killed. The
Judge described Mr
Arps’ offending as displaying a “particular
callousness” and that he arranged for the video to be modified “to
both glorify [Mr Tarrant] and trivialise the death of innocent
people”.[11]
(b) Rejected the argument advanced by Mr Arps’ counsel that the video
distributed by Mr Arps was in the “low range”
of
offensiveness.[12]
(c) Dismissed the claim Mr Arps’ offending caused no harm to
others.
(d) Explained why Mr Arps’ offending engaged s 9(1)(h) of
the Sentencing Act.
(e) Concluded Mr Arps’ lack of remorse and his limited potential for
rehabilitation were matters of concern.
- [20] After
assessing these factors, Dunningham J explained that she was satisfied with the
starting point adopted by Judge O’Driscoll
and the discounts he applied
when reaching the end sentence of 21 months’ imprisonment. The High Court
Judge also reviewed
and endorsed the reasons given by Judge O’Driscoll for
not converting Mr Arps’ sentence to one of home
detention.
Analysis
Section 9(1)(h) Sentencing Act
Legislative history
- [21] Section
9(1)(h) of the Sentencing Act was added to the Sentencing Bill during the Select
Committee’s deliberations. Because
s 9(1)(h) was inserted at the
Select Committee stage, there was no Attorney-General’s report on whether
or not the section
breached the
NZBORA.[13] The Select Committee
had, however, the benefit of advice from the Law Commission that explained there
was precedent for s 9(1)(h)
in Canada, the United States and the
United Kingdom where legislation has been passed that identifies hate motivation
as an aggravating
factor that should be taken into account when sentencing an
offender. In its report back to Parliament, the Select Committee explained
the rationale for s 9(1)(h) in the following
way:[14]
Offenders who
commit hate crimes need to be punished/dissuaded further, as prejudice presents
a long-term threat. A focus on hate
crimes has the effect of both denouncing
them and encouraging awareness of their existence ...
Most of us agree that hate crimes represent the point at which we want the
law to say ‘we simply will not tolerate this kind
of behaviour’. At
this point, it is important for the court to send a real message on fundamental
values.
- [22] In Canada,
s 718.2(a)(i) of the Criminal Code 1985 provides that a sentence should be
increased to account for any relevant aggravating
circumstances, which are
defined to include:
evidence that the offence was motivated by bias,
prejudice or hate based on race, national or ethnic origin, language, colour,
religion,
sex, age, mental or physical disability, sexual orientation, or gender
identity or expression, or on any other similar factor ...
- [23] The
British Columbia Court of Appeal has stated that s 718.2(a)(i) of
the Criminal Code reflects Canadian’s pride in
“being members
of a pluralistic, multicultural society” and that violence against a
person by virtue of their personal
characteristics is abhorred and
“antithetical to our collective
beliefs”.[15] The Supreme
Court of Canada considered hate speech more generally in Saskatchewan (Human
Rights Commission) v Whatcott and found that the prohibition on
publications that expose persons to hatred on the basis of a protected
characteristic was a justified
limit on freedom of
expression.[16]
- [24] In the
United States, almost all states have passed legislation that provides for a
separate hate crime offence or that permits
courts to treat hate crime
characteristics as being an aggravating factor for invoking greater penalties
when sentencing
an offender.[17] In
Wisconsin v Mitchell, the Supreme Court of the United States examined the
constitutionality of state legislation that permits sentences to be increased
where offending occurs against victims chosen because of a victim’s race,
religion, colour, disability, sexual orientation,
national origin or ancestry.
The Supreme Court held that these types of provisions do not violate the
free speech provisions of
the First Amendment of the United States
Constitution.[18]
- [25] In the
United Kingdom, s 28 of the Crime and Disorder Act 1998 made hateful conduct
towards a victim based on the victim’s
race or religion an aggravating
factor in sentencing for certain crimes. Sections 145 and 146 of the Criminal
Justice Act 2003 expanded
the circumstances under which a Court could assess
whether an offender’s conduct was motivated by hostility thereby
constituting
an aggravating feature when sentencing the offender. Other
offences have an aggravated penalty where they involve racial or religious
hostility.[19]
- [26] In addition
to the jurisdictions we have referred to at [22]–[25], our research
indicates that at least 13 European countries
have legislative provisions
similar to s 9(1)(h) of the Sentencing Act.
- [27] Section
9(1)(h) is not the only legislation in this country that endeavours to mark
society’s condemnation of offending
motivated by hate of other persons in
society. Religion is a prohibited ground of discrimination in the Human Rights
Act 1993.[20] In addition, s 61 of
the Human Rights Act makes it unlawful to publish or distribute
“threatening, abusive, or insulting ...
matter or words likely to excite
hostility against or bring into contempt any group of persons ... on the ground
of the colour, race,
or ethnic or national origins of that group of
persons”. Religion is, however, not a factor specifically referred to in
s
61 of the Human Rights Act.
Application of s 9(1)(h) of the
Sentencing Act to Mr Arps’ case
- [28] Mr Williams
submitted that Mr Arps’ opinions should not be conflated with
the argument that his offending was motivated
by hostility towards Muslim
people or any other group in society and, that the evidence in this case did not
truly engage s 9(1)(h)
of the Sentencing Act.
- [29] There are,
however, two impediments to that submission. First, the evidence relied upon by
the Crown, much of which is in the
summary of facts Mr Arps accepted when he
entered his pleas of guilty. The second problem with this aspect of Mr
Arps’ case
is that, although he carries no onus of proof, he has not
provided any evidence to rebut that relied upon by the Crown.
- [30] In order to
explain why the lower Courts were correct when they concluded s 9(1)(h) of
the Sentencing Act applied to Mr Arps’
offending, we need only recite
the following aspects of the Crown’s evidence.
- [31] First, Mr
Arps’ offending was in response to attacks on people worshipping in the
Christchurch mosques. Those who were
shot in the mosques became victims because
of their religion.
- [32] Second, Mr
Arps’ offending was motivated, at least in part, because of his hostility
towards Muslim people and in the context
of him knowing the victims of his
offending would be predominantly Muslim people. The evidence that supports
this conclusion is:
(a) when asked about the contents of the
video when he was interviewed by the police, Mr Arps demonstrated profound
hostility towards
Muslim people;
(b) when questioned by the writer of the pre-sentence report, Mr Arps
strongly justified his offending on political grounds and endeavoured
to justify
his conduct in a way which demonstrated hostility towards Muslim people; and
(c) Mr Arps’ previous hate motivated offending and his comments about
Judge Gilbert’s decision demonstrated deep-seated
hostility towards Muslim
people.
- [33] We note Mr
Arps did say to the writer of the pre-sentence report that he was disturbed by a
part of the video footage that showed
a female victim being harmed. That by
itself does not, however, negate the factors we have summarised at [32].
- [34] We are
therefore satisfied that Judge O’Driscoll correctly applied s 9(1)(h) of
the Sentencing Act in this case and that
Dunningham J reached the right
conclusion when she endorsed the sentencing Judge’s
approach.
Section 14 of the NZBORA
- [35] The right
to freedom of expression is one of the most cherished in a free and democratic
society. It is justified on the basis
that a free exchange of ideas is integral
to democratic government.[21]
Closely linked to this rationale is the idea that the ‘marketplace of
ideas’ will produce a better society if that marketplace
is able to
function without restraint.[22] It
has also been said that freedom of expression is linked to “individual
self-fulfillment”[23] and
human development and provides an important social “safety
valve”.[24]
- [36] Article 19
of the International Covenant on Civil and Political Rights, which came into
force in New Zealand on 23 March 1979,
also affirms the right of everyone to
freedom of expression.[25] Article
19 recognises that the right to freedom of expression may be restricted by laws
that are necessary to respect the rights
or reputations of other people, or to
protect, amongst other interests, national security and public order. Similar
provisions may
be found in a number of cognate jurisdictions.
- [37] Mr Williams
submitted that Mr Arps’ right to freedom of expression has been infringed,
or at least not properly recognised
by the Courts below. This submission raises
two propositions:
(a) Mr Arps was engaged in protected speech at the
time he distributed the video footage; and
(b) s 9(1)(h) of the Sentencing Act should not have been invoked because it
limits his rights under s 14 of the NZBORA.
- [38] While Mr
Arps’ application for leave to appeal raised general concerns about the
application of s 14 of the NZBORA to the
circumstances of his case, the hearing
before us evolved into an examination of the interface between s 14 of
the NZBORA and s 9(1)(h)
of the Sentencing Act. Mr Williams appeared to accept
that as his client had pleaded guilty to having committed two offences under
s 124(1) of the Films, Videos, and Publications Classification Act, this
was not the case to argue that the offence provisions of
that Act breach
the rights affirmed by s 14 of the NZBORA. Instead, we understand Mr
Williams to have submitted that s 14 of the
NZBORA was a factor that should
be taken into account when determining the appropriate penalty for breaching the
offence provisions
in the Films, Videos, and Publications Classification Act.
We proceed on the basis that the key issue in the application for leave
to
appeal concerns the relationship between s 14 of the NZBORA and s 9(1)(h) of the
Sentencing Act.
Was Mr Arps engaged in protected speech at the
time he distributed the video footage?
- [39] Integral to
the right to freedom of expression is the imparting of “information and
opinions of any kind”. In the
context of this case, there is a close link
between the “information” and the “opinion”
conveyed by the video
footage distributed by Mr Arps. Parliament’s
use of the conjunctive “and” between the nouns
“information”
and “opinion” in s 14 of the NZBORA
underscores the close connection between those two concepts.
- [40] The
information conveyed in the video distributed by Mr Arps was that a large number
of Muslim people had been shot while attending
the Christchurch mosques for
religious purposes. The opinion that was being conveyed by Mr Arps when he
distributed the video footage
reflected his extreme ideological views namely,
that there is no place for Muslim people in our society.
- [41] The phrase
“opinions of any kind” in s 14 of the NZBORA is a broad
concept that was adopted by Parliament to capture a wide spectrum of beliefs and
views.
This Court has previously described the right as being as
“wide as human thought and
imagination”.[26] This wide
spectrum includes those opinions that most members of society vehemently reject.
It does not matter, however, that an
opinion is totally
objectionable.[27] It is still an
“opinion of any kind”. While right thinking members of society
regard Mr Arps’ opinions as being
utterly repugnant, they are nevertheless
opinions that fall within the wide ambit of s 14 of the NZBORA precisely because
they are
“opinions of any kind”. We are therefore satisfied Mr Arps
was imparting information and his opinion when he distributed
the video footage.
His case therefore engages s 14 of the NZBORA.
Was Mr
Arps’ right to freedom of expression limited by the application of
s 9(1)(h) of the Sentencing Act
- [42] Section
9(1)(h) of the Sentencing Act imposes a punitive consequence for committing an
offence that is motivated by hostility
towards a section or sections of society.
It applies in circumstances such as the present, when Mr Arps conveyed
information and
his opinion to others. His previously expressed opinions were
also relevant to the application of s
9(1)(h).[28] In the present case,
Mr Arps’ sentence was calculated in the context of his offending having
been motivated by his hostility
towards Muslim people. Accordingly,
s 9(1)(h) of the Sentencing Act infringed Mr Arps’ right to
freedom of expression.
Was Mr Arps’ right to freedom of
expression justifiably limited by s 9(1)(h) of the Sentencing Act?
- [43] There are
multiple limitations to a person’s freedom of expression.
Those limitations may be necessary to protect society’s
interests
such as national security, public order and public health and to protect
individual interests, such as another’s
reputation or
rights.[29]
- [44] Having
concluded Mr Arps’ conduct engaged the aggravating factor in
s 9(1)(h), we now explain why s 9(1)(h) justifiably
limits
Mr Arps’ right to freedom of expression in the circumstances of this
case.
- [45] The Supreme
Court in R v Hansen has provided a framework for analysing whether
limiting a right protected under the NZBORA is
justified.[30] The starting point
of this part of our analysis is s 5 of the NZBORA which states that the rights
and freedoms contained in the
NZBORA may be subject “only to such
reasonable limits prescribed by law as can be demonstrably justified in a free
and democratic
society”. If the limit is found not to be justified, s 6
of the NZBORA must be considered, which provides that where an enactment
can be
given a meaning that is consistent with the rights and freedoms contained
in the NZBORA, “that meaning shall be preferred
to any other
meaning”. If no rights-consistent meaning can be found, s 4
applies.[31] The relevant part
of that section provides that no court shall decline to apply any provision of
an enactment “by reason only
that the provision is inconsistent with any
provision of this Bill of Rights”.
Section 5 of the
NZBORA
- [46] In order to
constitute a reasonable limitation to the rights affirmed by s 14 of the NZBORA,
s 9(1)(h) of the Sentencing Act
must be capable of being “demonstrably
justified in a free and democratic
society”.[32] This in turn
requires us to be satisfied that:
(a) section 9(1)(h) serves a
sufficiently important purpose to justify limiting s 14 of the NZBORA;
(b) there is a rational connection between s 9(1)(h) and its purpose;
(c) section 9(1)(h) abridges the right in s 14 of the NZBORA no more than is
reasonably necessary to achieve its purpose; and
(d) section 9(1)(h) is a proportionate response to the importance of its
objective.
We address each of these considerations at [48]–[52].
- [47] Although we
have not had evidence produced to support the Crown’s case that s 9(1)(h)
of the Sentencing Act justifiably
limits the rights in s 14 of the NZBORA, we do
not think this is fatal to the Crown’s case. This is because although
many
cases will require evidence to justify limiting a right or freedom in the
NZBORA,[33] evidence will not always
be required. Publicly available legislative materials, such as
the Select Committee’s Report, supplemented
by “common
sense” and “inferential reasoning” may
suffice.[34]
(a) Does
s 9(1)(h) of the Sentencing Act serve a sufficiently important purpose to
justify limiting s 14 of the NZBORA?
- [48] The purpose
of s 9(1)(h) of the Sentencing Act is to require courts sentencing a defendant
to treat as an aggravating factor
of the offending that it was wholly or in part
motivated by the defendant’s hostility towards the victim because of,
amongst
other factors, the victim’s religion. As we have noted from the
Select Committee Report on s 9(1)(h), the purposes of the
measure include
marking society’s condemnation of various types of hate motivated
offending, holding those who commit such
crimes accountable for their motives,
deterring others from similarly motivated offending and protecting the interests
of victims
of such offending. These are very important objectives in a
society that wishes to condemn and deter those who are motivated to
undermine
the wellbeing of society and the interests of individuals by engaging in hate
motivated offending of the kind that is the
focus of s 9(1)(h) of the
Sentencing Act.[35] These very
important purposes necessitate the placing of limits on the right to
freedom of expression in order to protect the wider
interests of society and the
rights of victims of crime that are motivated by hate.
(b) Is
there a rational connection between s 9(1)(h) of the Sentencing Act and its
purpose?
- [49] Inherent in
s 9(1)(h) of the Sentencing Act is the requirement that the Court sentencing a
defendant must assess whether the
defendant’s offending was motivated by
his or her hostility towards the victim or victims because of an enduring
characteristic,
such as their religion. Thus, s 9(1)(h) identifies victims of
hate motivated offending by reference to their “enduring common
characteristic” and requires a sentencing Judge to take into account the
defendant’s motivation for offending based upon
hostility towards the
victim or victims because of their common characteristic. Thus, s 9(1)(h) of
the Sentencing Act is rationally
connected to the purposes of that
provision.
(c) Does s 9(1)(h) abridge the right in s 14 of the
NZBORA no more than is reasonably necessary to sufficiently achieve its
purpose?
- [50] Parliament
has entrusted the courts to decide to what degree, if any, a sentence should be
increased where the offender was motivated
by hate towards certain groups in
society. That decision is to be exercised in conjunction with applying all
other relevant principles
and purposes of sentencing set out in the Sentencing
Act. The sentencing process requires Judges to assess mitigating as well
as
aggravating factors. This requirement places a restraint on the application
of s 9(1)(h) of the Sentencing Act that demonstrates
why s 9(1)(h) abridges
the rights in s 14 of the NZBORA no more than it is necessary to
sufficiently achieve the purpose of s 9(1)(h).
(d) Is s
9(1)(h) of the Sentencing Act a proportionate response to the importance of its
purpose?
- [51] When
assessing the proportionality of s 9(1)(h) of the Sentencing Act, we have had
regard to the fact that provisions similar
to s 9(1)(h) can be found in most
comparable jurisdictions. It is also significant that where those measures have
been tested, the
highest courts of the United States and Canada have been
satisfied that provisions similar to s 9(1)(h) are constitutional. We have
not
found a single incidence of a final court in any free and democratic country
expressing reservations about the way in which provisions
equivalent to s
9(1)(h) of the Sentencing Act impact upon a citizen’s freedom of
expression.
- [52] Our
analysis in [48]–[51] leads us to conclude that s 9(1) of the
Sentencing Act is a justified limitation upon the right
to freedom of
expression in s 14 of the NZBORA in the circumstances of this
case.
Section 6 of the NZBORA
- [53] Mr Williams
endeavoured to argue that s 9(1)(h) of the Sentencing Act should not be used to
denounce opinions that are considered
unacceptable by society at large and that
s 9(1)(h) of the Sentencing Act and s 14 of the NZBORA can be read in
harmony. We have
found that the limit on the right is justified but we shall
still address this argument. The fundamental flaw with Mr Williams’
submission is that Mr Arps has not been punished for his opinion alone. He has
been punished for having distributed objectionable
material and for doing so
when he was motivated by his hostility towards members of the Muslim
community.
- [54] While in
some cases s 6 of the NZBORA will provide a solution where an enactment can
be interpreted in a way that is consistent
with the freedoms and rights in the
NZBORA, that solution is not available in this case. We do not think that
the circumstances
of this case allow us to construe s 9(1)(h) of the
Sentencing Act in a way that is consistent with s 14 of the NZBORA.
- [55] The target
of s 9(1)(h) of the Sentencing Act is that part of offending that demonstrates
hostility towards a particular group
or groups in society. That hostility is
often communicated either by the conduct of the offending and or by accompanying
statements
of the offender that establish his or her offending was motivated by
hostility towards certain segments of society. As illustrated
by Mr Arps’
case, comments made to the police relating to the offending or previous conduct
are often taken into account.[36]
The offending would not attract the aggravating factor but for
the expression of opinions that demonstrate the offender’s
hostile
motivation. Thus, in most cases where an offender is motivated by
hostility towards specific groups in society, it will
not be possible to
interpret s 9(1)(h) of the Sentencing Act in a way that is consistent with s 14
of the NZBORA.
- [56] We have
considered whether it is possible for us to adopt an approach akin to that taken
in Brooker v Police or Hopkinson v Police.
[37] In the latter case, the word
“dishonour” in s 11(1)(b) of the Flags, Emblems, and Names
Protection Act 1981 was able
to be given a narrow construction in order to
achieve a rights-consistent
interpretation.[38] In
Brooker, the word “disorderly” in s 4(1)(a) of
the Summary Offences Act 1981 was given a narrow interpretation
consistent with
s 14 of the
NZBORA.[39] We do not however, see
a logical basis upon which we can read down the scope of s 9(1)(h) of the
Sentencing Act in the circumstances
of this case in order to achieve a
similar outcome to Brooker or Hopkinson.
- [57] This
conclusion is based on our concern that reading down the operative term
“hostility” would undermine the legislative
purpose of s
9(1)(h) of the Sentencing Act. Furthermore, trying to construct abstract and
artificial limits as to what constitutes
hostile motivation is neither practical
or desirable. Instead, s 9(1)(h) must be applied on a case by case basis in a
way that reflects
the facts in each individual case. We are therefore content
to leave it to sentencing Judges to make their assessments of the evidence
as to whether or not the threshold in s 9(1)(h) is met, rather than construct an
artificially narrow interpretation of “hostility”
in s 9(1)(h) in
order to limit the infringement of the offender’s right to freedom of
expression.
- [58] For the
reasons canvassed at [53]–[57] we are satisfied that s 6 of the NZBORA
does not assist Mr Arps.
Section 4 of the NZBORA
- [59] The effect
of the relevant part of s 4 of the NZBORA that we have set out at [45] means
that s 9(1)(h) of the Sentencing Act
must apply in the circumstances of
this case.
Similar cases
- [60] Mr Williams
submitted that Mr Arps meets the criteria for leave for a second appeal against
his sentence because his is the first
of a number of cases where defendants are
facing charges of possession, disseminating or editing footage of
Mr Tarrant’s actions.
In other words, his appeal raises a matter of
general and public importance.
- [61] There are
two reasons why that submission does not gain traction:
(a) As noted
by the District and High Courts in this case, this Court’s judgment in
Patel v R provides sentencing Courts with an analytical structure that
can be used and adapted when sentencing other defendants for distributing
objectionable material of the kind disseminated by Mr Arps.
(b) This judgment is likely to provide sentencing Courts with as much
assistance as it can when sentencing other defendants for offending
similar to
that engaged in by Mr Arps.
The sentence imposed
- [62] Mr Williams
also submitted a miscarriage of justice occurred because the sentence
imposed upon Mr Arps was manifestly excessive.
- [63] Although Mr
Arps pleaded guilty after being fully informed that he would be sentenced to 21
months’ imprisonment, he was
nevertheless entitled to pursue
an appeal against sentence to the High
Court.[40]
- [64] Mr Williams
now submits the lower Courts should have adopted a starting point of 12
months’ imprisonment in this case.
We disagree. When we assess
Mr Arps’ offending against that of Mr Patel, we see considerable
merit in the Crown’s position
in the District Court that a starting point
of 3 years’ imprisonment was justified in this case, particularly in light
of the
fact the maximum penalty for this type of offending is 14 years’
imprisonment. In reaching this conclusion, we are mindful
of the fact Mr Arps
did not distribute the objectionable material after the Prime Minister
suggested that those who sent the video
to others may commit an offence.
Mr Arps’ response to the Prime Minister’s warning means his
offending was less serious
than that of Mr Patel. Nevertheless, Mr Arps’
offending was serious and more than justified the starting point adopted by
the
Courts below.
- [65] The factors
that influence us in reaching this conclusion are:
(a) The video
footage distributed by Mr Arps was very disturbing. Judge O’Driscoll
characterised it as being at the “high
end of the scale of extreme
violence or cruelty” of objectionable
material.[41] We agree with that
assessment.
(b) Mr Arps’ offending was particularly insensitive as he distributed
the video within about 24 hours of the attack on the mosques,
at a time
when many members of the victims’ families were waiting to learn
the fate of their loved ones.
(c) Mr Arps was motivated by his hostility towards members of the Muslim
faith.
- [66] We also
think the District Court could not have been criticised if it had imposed
a modest uplift in Mr Arps’ sentence
to reflect his previous hate
crime offence even though that earlier offence only resulted in the imposition
of a fine.
- [67] The
discounts provided when sentencing Mr Arps were appropriate and could not have
been increased to reflect his personal circumstances.
In particular, Mr
Arps’ lack of remorse and his lack of rehabilitative prospects is a
troubling feature of his case.
- [68] We also
fully endorse the decisions of the Courts below not to convert Mr Arps’
sentence to one of home detention for the
reasons we have summarised at
[16(i)].
- [69] We
therefore conclude the sentence was not manifestly
excessive.
Disposition
- [70] The only
issue that remains to be determined is whether we should decline
Mr Arps’ application for leave to appeal or grant
his application for
leave to appeal and dismiss his appeal because of its lack of merit. The
distinction is important as the former
course of action deprives Mr Arps of
any possibility of a further appeal.
- [71] There would
be no risk of a miscarriage of justice if we were to decline Mr Arps’
application for leave to appeal. The
Crown accepted at the hearing before us,
however, that a matter of general or public importance is engaged by this
appeal. We have
therefore concluded, albeit by a fine margin, that Mr
Arps’ case concerning the interface between s 14 of the NZBORA and s
9(1)(h) of the Sentencing Act, as we have presented it in this judgment,
does involve a matter of general or public importance.
Accordingly, we grant Mr
Arps’ application for leave to appeal his sentence but dismiss his
appeal against sentence.
Solicitors:
Crown Law Office, Wellington for Respondent
[1] R v Arps [2019] NZDC
11547 [Sentencing Notes].
[2] Arps v Police [2019]
NZHC 2113 [High Court judgment].
[3] Criminal Procedure Act 2011, s
253(3).
[4] Section 256(2).
[5] Section 257(2).
[6] Police v Arps DC
Christchurch CRI-2019-009-2562, 17 April 2019 at [102].
[7] Police v Arps [2016]
NZDC 12341.
[8] Patel v R [2017] NZCA
234.
[9] It transpired that on 18 March
2019 the Chief Censor classified the video as objectionable material.
[10] Sentencing Notes, above n
1, at [25].
[11] High Court judgment, above
n 2, at [47].
[12] At [48].
[13] New Zealand Bill of Rights
Act 1990, s 7.
[14] Sentencing and Parole
Reform Bill 2001 (148-2) (select committee report) at 12.
[15] R v Woodward 2011
BCCA 251, [2011] BCJ 964 at [27].
[16] Saskatchewan (Human
Rights Commission) v Whatcott 2013 SCC 11, [2013] 1 SCR 467.
[17] Alison M Smith and
Cassandra L Foley State Statutes Governing Hate Crimes (Congressional
Research Service, RL33099, 28 September 2010).
[18] Wisconsin v Mitchell
[1993] USSC 79; 508 US 476 (1993).
[19] Crime and Disorder Act 1998
(UK), ss 29–32.
[20] Human Rights Act 1993, s
21(c).
[21] Andrew Butler and Petra
Butler The New Zealand Bill of Rights Act: A Commentary (2nd ed,
LexisNexis, Wellington, 2015) at [13.6.1]–[13.6.16]; and New York Times
Co v Sullivan [1964] USSC 40; 376 US 254 (1964) at 269 per Brennan J.
[22] Abrams v United
States [1919] USSC 206; 250 US 616 (1919) at 630 per Holmes J dissenting.
[23] R v Sharpe 2001 SCC
2, [2001] 1 SCR 45 at [141] per L’Heureux-Dubé, Gonthier and
Bastarache JJ.
[24] R v Secretary of State
for the Home Department, Ex parte Simms [1999] UKHL 33; [2000] 2 AC 115 (HL) at 126.
[25] International Covenant on
Civil and Political Rights 999 UNTS 171 (opened for signature 16 December
1966, entered into force 23 March 1976).
[26] Moonen v Film and
Literature Board of Review [1999] NZCA 329; [2000] 2 NZLR 9 (CA) at [15]; Irwin Toy
Ltd v Québec (Attorney-General) [1989] 1 SCR 927 at 969; and compare
Solicitor-General v Radio New Zealand Ltd [1993] NZHC 423; [1994] 1 NZLR 48 (HC) at 59.
[27] An exception for violent
speech was raised before in the hearing. This Court had previously commented
that even hateful or dangerous
speech is expression regardless. The
justification inquiry under s 5 is the appropriate stage to evaluate whether
protection should
continue: see Attorney-General v Smith [2018] NZCA 24,
[2018] 2 NZLR 899 at [38]. We agree with this approach and will not carve
out any internal limit to s 14 of the NZBORA.
[28] Sentencing Act 2002, s 24.
[29] Butler and Butler, above n
21, at [13.8.1]–[13.8.9].
[30] R v Hansen [2007]
NZSC 7, [2007] 3 NZLR 1 at [104].
[31] At [92].
[32] At [101] per Tipping J.
[33] At [9], [50], and
[132]–[133].
[34] R v Sharpe, above n
23, at [78].
[35] See also Rochelle
Rolston “Addressing Hate Crime in New Zealand: A Separate
Offence?” (LLB (Hons) Dissertation, Victoria University of Wellington,
2019).
[36] See for example R v
Johansen HC Auckland CRI-2004-083-1849, 2 June 2005 at [6]; R v Bowling
HC Wellington CRI-2007-032-3065, 30 May 2008 at [13]; Bryan v Police
HC Auckland CRI‑2009-404-45, 3 April 2009 at [50]; Currie v Police
HC Auckland CRI-2008-404-307, 27 May 2009 at [34]; Landon v R [2018]
NZCA 264 at [59]; and Angelich v R [2018] NZHC 2429 at [29(f)].
[37] Brooker v Police
[2007] NZSC 30, [2007] 3 NZLR 91; and Hopkinson v Police [2004] 3
NZLR 704 (HC).
[38] Hopkinson v Police,
above n 37, at [81].
[39] Brooker v Police,
above n 37. Each of the Supreme Court Judges offered an interpretation: see
[24] and [42] per Elias CJ, [56] per Blanchard J, [90]
per Tipping J, [130] per
McGrath J, and [188] per Thomas J.
[40] Criminal Procedure Act, s
245.
[41] Police v Arps,
above n 6, at [63].
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