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High Court of New Zealand Decisions |
Last Updated: 11 November 2013
ORDER SUPPRESSING PUBLICATION OF THE NAMES OF THE PARTIES AND THE CHILD
INVOLVED IN THIS CASE
IN THE HIGH COURT OF NEW ZEALAND
CHRISTCHURCH
REGISTRY AP22/01
BETWEEN G M G
Appellant
AND M A B AND
ANOTHER
Respondent
Hearing: 12 October 2001
Appearances: S van
Bohemen for the Appellant
P C Maciaszek for the Respondents
M A Malloch as
Amicus Curiae
Judgment: 18 December 2001
JUDGMENT OF THE COURT
(JOHN HANSEN AND WILLIAM YOUNG JJ)
Solicitors:
McNulty van Bohemen,
Christchurch for Appellant
Geddes & Maciaszek, Christchurch for
Respondents
McCormack Law, Christchurch (Counsel for the
child)
Index
Paragraph Number
JOHN HANSEN J
[1]
WILLIAM YOUNG J
Introduction [10]
Factual Background
[12]
The relevant provisions of the Adoption Act [32]
The judgment
of the Family Court Judge [39]
The grounds of appeal [44]
The
current controversy as to adoption [46]
The United Nations Convention on
the Rights of the Child [49]
The authorities as to the role of a natural
parent in adoption proceedings after a s 7 consent has been given
[51]
The appropriate legal test to apply on an application under s 12
[69]
The findings of fact made by the Judge [79]
Disposition
[88]
Final comments [95]
JOHN HANSEN J
[1] I have had the
advantage of reading in draft the judgment of William Young J. I fully concur in
both his reasoning and conclusions.
[2] Any opposed adoption will
necessarily be fraught with emotions of an intensity I am sure it is difficult
for Courts to fully comprehend.
We are cognisant of those emotions and have the
greatest sympathy for the parties involved in this litigation.
[3]
Commencing at paragraph 46 of the judgment of William Young J, is a section
dealing with the current controversy as to adoption.
Not surprisingly, given the
content of such debate, it has engendered some heat. However, it is clear from
Professor Campbell’s
book published in 1957, and referred to extensively
by William Young J, that the controversy is not new. As can be seen from the
citation at paragraph 60 of William Young J’s decision the reasoning and
conclusions in his judgment were, to a large extent,
foreseen by Professor
Campbell over 40 years ago.
[4] Furthermore, such reasoning and
conclusions are clearly consistent with our international
obligations.
[5] For myself, like William Young J, I would have preferred
to be able to resolve this appeal without remitting the matter to the
District
Court. However, a careful reading of the judgment below demonstrates that it is
impossible for us to conclude whether the
granting or the refusal of the interim
order would promote the welfare and interests of S. So reluctantly, like William
Young J,
I consider a rehearing is inevitable.
[6] I am conscious that
this judgment could be seen as a major departure in approach to the issues
raised in this appeal. However,
I do not consider that is actually the case. The
decision is consistent with the views expressed by Professor Campbell, with New
Zealand’s international obligations, and with the decision of the Court of
Appeal in Director-General of Social Welfare v L [1989] 2 NZLR
314.
[7] An approach that makes the interests and welfare of the child
the major focus can hardly be controversial. In my view this has
always been
inherent in the Act and any approach which ignores changed circumstances that
could impact on the interests and welfare
of the child can not be
right.
[8] Finally, I strongly endorse the comments contained in para
[99] of William Young J’s judgment. Adoptive parents, natural
parents and,
most importantly, the children involved are entitled to that.
[9]
Accordingly, for the reasons given by William Young J, the appeal is allowed and
the case is remitted to the Family Court for
re-hearing. Costs are
reserved.
WILLIAM YOUNG J
Introduction
[10] This is an
appeal by G M G (“Ms G”) against a judgment delivered in the Family
Court at Christchurch on 19 June 2001
in which her application for the
revocation of an interim adoption order was dismissed.
[11] The case
relates to her daughter “S” who is presently the subject of an
interim adoption order made in favour of
M A B and P M B (to whom I will refer
as “Mr and Mrs B”).
Factual Background
[12] Ms G was
born in England but was brought up in New Zealand. She is of European descent.
In 1992 she married E N (“Mr N”)
who is a Solomon Islander. Ms G and
Mr N have two children, a boy “K” who was born on 30 November 1993
and a girl, “C”,
who was born on 6 May 1996.
[13] Between
1995 and April 1999, Ms G lived in the Solomon Islands. Up until May 1998, this
was with Mr N but she and Mr N separated
in that month. In November 1998, she
had a brief relationship with J L (“Mr L”), who is also a Solomon
Islander and she
became pregnant.
[14] Ms G was very concerned about the
implications of her pregnancy given the cultural milieu in which she lived. She
was of the
view that Mr L’s physical safety was at risk. She was also
concerned that K and C might be removed from her by Mr N or his
relatives. These
and related concerns led to her returning to New Zealand in April
1999.
[15] Concerns as to how her pregnancy and the birth of the child
would be regarded by Solomon Islanders (including those living in
Christchurch)
resulted in Ms G deciding that she would have her child adopted. She approached
the Adoption Information and Service
Unit (“AISU”) of the Department
of Child, Youth and Family Service. She looked at a number of profiles of
prospective
adoptive parents. She chose the respondents, Mr and Mrs
B.
[16] Mr and Mrs B are also of European descent. They were then in
their early 30s. They had already adopted one other child, “E”,
who
was born on 21 November 1997.
[17] Ms G and Mr and Mrs B met several
times while Ms G was still pregnant.
[18] S was born on 13 August
1999.
[19] On 2 September 1999, Ms G and Mr and Mrs B entered into what
was styled a “contact agreement”. The agreement expressly
recorded
that it was not legally enforceable but it sets out a series of expectations as
to contact. This was initially envisaged
as being on a weekly basis but was then
to change to monthly. The agreement recorded the expectation (or hope) that the
parties would
be able to resolve conflict by open and honest communication and
failing that by mediation.
[20] On 14 September 1999, Ms G signed a
consent to the adoption. This was 32 days after S’s birth. S then went to
live with
Mr and Mrs B.
[21] During the latter part of 1999 and the early
part of 2000, relationships between Ms G, on the one hand, and Mr and Mrs B, on
the other, remained on a friendly footing. There was a good deal of contact
between Ms G and S.
[22] On 4 April 2000 an interim adoption order was
made under s 5, Adoption Act 1955. The court dispensed with the obtaining of the
consent of Mr L.
[23] Tension in relation to contact first came to the
surface in or about late May or early June 2000. This tension was resolved,
at
least superficially, in early June and this resolution was recorded in an
exchange of personal correspondence between Ms G and
Mrs B. Extensive contact
resumed with Ms G having contact with S on 9, 14, 20, 27 June and 4, 11, 18, 25
and 30 July 2000.
[24] The contact on 30 July involved a meeting at the
Botanical Gardens in Christchurch at which difficulties over contact again
emerged
and these difficulties resulted in a further meeting at Mr and Mrs
B’s house on 1 August which was attended by a social worker
associated
with the AISU, Ms Helen Pashley. At this meeting Mr and Mrs B took the position
that the regularity of contact was having
a detrimental effect on them and their
family and suggested that the contact be reduced to four times a year. There was
a final meeting
on 8 August at which Mr and Mrs B reiterated their position that
contact was to be restricted to four times a year.
[25] Ms G was very
distressed by this turn of events.
[26] The upshot was that, on 15
September, Ms G filed applications for access, interim access and revocation of
the interim adoption
order.
[27] Following a hearing on 21 December 2000,
the Family Court ordered that Ms G have fortnightly access (over the weekend)
initially
for one hour and then, after the first three access periods, for two
hours. Access on this basis has continued to be exercised without
any
difficulty.
[28] After the litigation between Mr and Mrs B and Ms G had
commenced, Mrs B became pregnant.
[29] Mr and Mrs B successfully resisted
the suggestion that the application for revocation of the interim order be heard
at the same
time as their application for a final adoption order. Their
opposition to the two applications being heard together was understandable
given
the existence of authority which supports the view that Ms G has no right to be
heard on the application for a final order,
see para [63] below. This was,
however, I think unfortunate, see para [94] below.
[30] The application
for the revocation of the interim adoption order was heard over 7 days in the
Family Court at Christchurch in
May this year and by a judgment delivered on 19
June, the Family Court dismissed the application. The present appeal is from
this
decision.
[31] Before I discuss the judgment of the Family Court
Judge, I should, by way of further background, refer briefly to the salient
provisions of the Adoption Act.
The relevant provisions of the Adoption
Act
[32] Under s 7 of the Adoption Act 1955, the consent of Ms G to the
adoption was required. Such consent cannot validly be given until
the child is
at least 10 days old (see s 7(7)). Under s 9 such a consent cannot, in the
circumstances which were extant in this case,
be withdrawn.
[33] In the
absence of special circumstances, an adoption order is made on an interim basis
only in the first instance (see s 5).
A final adoption order cannot be applied
for until six months (or such shorter period as might be fixed by the court) has
elapsed
after the making of the interim order (see s 13(2)).
[34] An
interim order remains in force for one year or until it is sooner revoked or an
adoption order is made. It has the effect
that persons in whose favour the order
is made are entitled to custody of the child (see s 15).
[35] Sections
11, 12 and 13 provide relevantly as follows:-
“11. Restrictions on
making of orders in respect of adoption -
Before making any interim order
or adoption order in respect of any child, the Court shall be
satisfied-
(a) That every person who is applying for the order is a fit
and proper person to have the custody of the child and of sufficient
ability to
bring up, maintain, and educate the child; and
(b) That the welfare and
interests of the child will be promoted by the adoption, due consideration being
for this purpose given to
the wishes of the child, having regard to the age and
understanding of the child; and
(c) That any condition imposed by any
parent or guardian of the child with respect to the religious denomination and
practice of the
applicants or any applicant or as to the religious denomination
in which the applicants or applicant intend to bring up the child
is being
complied with.
12. Revocation of interim order-
(1) On the
application of any person, the Court may in its discretion revoke an interim
order in respect of any child on such terms
as the Court thinks fit, including
an order for the refund by some person specified in the order of money spent by
any proposed adopter
for the child’s benefit.
(1A) Where on the
application of any person a District Court has refused to revoke an interim
order in respect of any child, that
person may, within one month after the date
of the refusal, appeal to the High Court against the refusal; and the High Court
may
in its discretion make any order which the District Court could have made
under subsection (1) of this section.
. . .
13. Issue of adoption
order where an interim order has been made-
(1) The person or persons in
whose favour an interim order has been made in respect of any child may apply to
the Court for the issue
of an adoption order in respect of the child,
if-
(a) The interim order is in force at the date of the application and
has continued in force for not less than the prescribed period
specified in
subsection (2) of this section; and
(b) In any case where the child is
under the age of 15 years, the child has been continuously in the care of the
applicant or applicants
for not less than the said prescribed period since the
adoption was first approved by a Social Worker or the interim order was made,
whichever first occurred.
(2) The prescribed period mentioned in
subsection (1) of this section shall be 6 months, or such shorter period as may
in special
circumstances be specified by the Court either in the interim order
or, whether or not a shorter period has already been specified
in the interim
order, subsequent to the making of the interim order.
[36] I generally,
in this judgment, refer to an interim order as an “interim adoption
order” and an adoption order as
a “final adoption
order”.
[37] There is scope for debate as to the role, if any, the
natural mother has in relation to adoption proceedings once she has signed
a
consent. I will discuss this in more detail later in this judgment. For present
purposes, it is sufficient to note that the Act
does not make specific
provisions for the natural mother to be heard or to be represented when an
interim adoption or a final adoption
order is under consideration. Nor does the
Act confer a right of appeal against an interim or final adoption order. As will
become
apparent, there are conflicting decisions as to whether a mother who has
signed a valid consent but who has changed her mind as to
an adoption can oppose
the making of an interim or final adoption order. There is, however, no doubt
that the natural mother can
apply under s 12 for the revocation of an interim
order. I say this because the section provides that such an application may be
made by “any person”. While that phrase has been restrictively
interpreted (cf. T v S (No 1) [1990] NZFLR 411) it must include a
child’s natural mother who, during the currency of an interim adoption
order, remains
the guardian of the child.
[38] Very much in issue in the
appeal is the basis upon which an application for revocation can properly be
brought and considered.
It is clear that a natural mother who wishes to
challenge the validity of a consent which she has given to an adoption may do so
by means of an application under s 12, see for instance N v P [1979] 2
NZLR 761. Less clear, is whether it is open to a natural mother who has given a
valid consent to seek to terminate the adoption
process because she has changed
her mind.
The judgment of the Family Court Judge
[39] The judgment
recorded, at considerable length, the factual background to the case and the
evidence which was given, including
the expert evidence.
[40] The Judge
then reviewed the authorities as to the basis upon which the discretion under s
12 should be exercised. The flavour
of his approach is captured by the following
passages from his judgment:-
“It is trite to say that the revoking
of an interim adoption order is a very serious step indeed . . .
Any
application for revocation of an interim order is not a hearing de novo as to
whether the interim order should have been made.
At the time of the making [of]
the interim order the Court has to be satisfied that the adoption is in the
welfare and interests
of the child, as well as the other matters set out in s
11. Section 11(a) and (c) are not in issue in the present case.
A
question, therefore, arises as to [the] circumstances in which a Court can
revoke the interim order in relation to the welfare and
interests of the child.
Clearly, the Court would need to be satisfied that the continuation of the
interim order no longer promotes
the welfare and interests of the child . .
.
Generally, in my view, leaving aside the validity of the birth
mother’s consent, the circumstances must have materially altered
which
require the Court to revisit the position as to whether the interim order is
still in the welfare and interests of the child.
A possible exception to this
may be where a mistake has been made at the time of the making of the interim
order. For example, there
may be circumstances which should have been brought to
the Court’s attention, but were not, that impact on the welfare and
interests of the child . . . .
Counsel in this case have been unable to
locate any reported cases where a mother has sought revocation on the grounds
that the interim
order is no longer in the welfare and interests of the child.
This is no doubt because a birth mother, who gives a valid consent,
must be
taken as having been satisfied that the adoption promotes the welfare and
interests of the child.
It would be difficult for a birth mother to
demonstrate that any change in her circumstances would justify the Court in
finding that
the welfare and interests of the child are no longer being
promoted. This is because her position and circumstances will, of course,
have
been given full consideration by her when she made the decision to adopt the
child.
In my assessment where consent is not in issue the focus in
respect of [the] welfare and interests of the child must be on the child
or the
adopting parents. . .
[T]he emphasis in a case such as this moves away
from consideration of the child’s natural status and family relationship
to
an overall consideration of the child’s welfare and interests. That
overall consideration may well, of course, involve considerations
as to the
natural tie between a child and the birth parent . . .
S 12 cannot be
used to enable a party who has subsequent regrets to effectively say to the
Court that ‘I now withdraw my consent
because I have reviewed the
situation and I now regret having given my consent’. . .
It must
also be remembered that the Court, when considering a s 12 application based on
the welfare and interests test is faced with
a contest different in nature from
a custody dispute under the Guardianship Act where the parties often start with
an equal claim
to the care and control of the child. On a s 12 application the
Court has already been satisfied, at least provisionally, in relation
to the
welfare and interests of the child when making the interim order. In my view it
must be demonstrably shown that the situation
has changed and that it can now no
longer be said that the interim order is in the welfare and interests of the
child.
On an application of this nature I am uncomfortable about imposing
on a party a strict onus of proof. The Court’s function is
inquisitorial.
Nevertheless an Applicant must be able to show that the welfare and interests of
the child require an order and to
that extent he/she will have an evidential
onus . . .
The United Nations Convention on the Rights of the Child is
helpful in interpreting all domestic legislation, including the Adoption
Act
1955.”
[41] It is not entirely easy to extract from the passages
(and still less easy to state succinctly) the test which the Judge set for
himself. Broadly, I think it had these components:-
1. The onus was on
the mother to show that the interim adoption order ought to be
revoked.
2. The revocation of an interim adoption is a serious step.
Leaving aside cases where the validity of the birth mother’s consent
is an
issue, revocation is appropriate “generally” where the circumstances
have materially altered or where a mistake
was made at the time of the making of
the interim order.
3. In a case where an applicant has shown
“demonstrably” that the situation has changed so that the welfare
and interests
of the child require the revocation of an interim order, the court
should revoke an interim adoption order.
4. In the overall assessment of
the child’s welfare and interests, considerations as to the natural tie
between a child and
birth parent would be relevant.
5. A birth mother who
signs a consent must be taken to have been satisfied that the adoption would
promote the welfare and interests
of the child.
6. The finding of the
Court when the interim adoption order was made that the adoption would promote
the welfare and interests of
the child was also relevant.
7. A change of
mind by the natural mother does not, itself, warrant revocation.
8. After
consent has been given, adoption issues should be addressed primarily by
reference to a consideration of the positions of
the child and the adopting
parents.
[42] The Judge then discussed the facts. His conclusions were as
follows:-
1. S regards Mr and Mrs B as her primary family albeit that she
retains an attached and perhaps a maternal bond with Ms G.
2. There could
well be risks to S’s well-being if the attachment to Mr and Mrs B were
broken.
3. She would be able to shift to Ms G but this would be
‘fraught with risks’.
4. There are ‘dangers and
pitfalls’ involved in trans-racial adoptions (as this is). But Mr and Mrs
B have taken steps
to deal with these issues as best they could.
5. There
could be problems for S associated with the possibility that she might feel that
she had been abandoned and challenge the
actions of Mr and Mrs B in not
returning her to Ms G as soon as she wished to back out of the adoption process.
However, the Judge
was of the opinion that Mr and Mrs B would be able to address
these issues in a way which would minimise the risk of S being adversely
affected.
9. Contact arrangements broadly in terms of those envisaged in
the contact agreement would continue and, on that basis, “there
has been
little change from what was foreseen by Ms G when she gave her consent to the
adoption”.
10. The Judge was of the view that:-
“There
is no substance in the claim that the impending birth of [Mr and Mrs B’s]
child is of such significance that it
would warrant the interim order being
revoked. In fact, viewed positively, the birth will mean that [S] will have
another sibling
to grow up with if she remains with [Mr and Mrs B]. If there is
an issue as [S] grows older about her origins being different from
that of the
new baby these, I am sure, can be sensitively and appropriately dealt with by
[Mr and Mrs B and Ms G].”
[43] The Judge concluded by saying
this:-
“Much of the evidence that I have heard looked at the
situation of whether or not there should be an adoption order made. In
this case
an interim adoption order has been made. It clearly was made on the basis that s
11(a) and (b) requirements were satisfied
and it was supported by the social
worker at the time. Whilst it is now submitted that the social worker may not
have recommended
an adoption be made knowing the events as they have occurred, I
do not consider that really takes the matter much further. Certainly,
it would
be a reasonable inference to say that Ms Pashley perhaps regrets the situation
now as clearly does [Ms G].
In my view there has not been a change of
circumstances relating to [S’s] welfare and interests in this case. I am
satisfied
that nothing has irreversibly changed from that foreseen by [Ms G]
when she gave her consent to the adoption. Her regret and sorrow
is
understandable, but she agreed to an adoption after making her own inquiries
and, obviously being confident of [Mr and Mrs B’s]
ability to parent [S],
selected [Mr and Mrs B]. [S] is now attached to [Mr and Mrs B] and that
attachment is stronger than her attachment
to [Ms G].
It is my view it
has not been demonstrated that the revocation of the interim order is justified
on the basis of the welfare and interests
of [S]. The difficulties that there
have been in relation to contact (as originally envisaged) have by and large
been worked through
by the parties. [S] is a child that is part of [Mr and Mrs
B’s] family. The application is declined.”
The grounds of
appeal
[44] Mr van Bohemen, for the appellant, contended that the Judge
made no less than seven errors of law in his decision as well as
a number of
errors of fact. In reality, however, I think that the appeal is best addressed
in terms of two headings:-
1. The appropriate legal test to apply on an
application under s 12; and
2. The findings of fact made by the
Judge.
[45] I will, later in this judgment, address the arguments
addressed to us by reference to these two headings. But before I do so,
and by
way of context, I will discuss briefly first the current controversy as to
adoption, secondly the United Nations Convention
on the Rights of the Child and,
thirdly, the authorities as to the continuing role of a natural parent in
adoption proceedings after
a s 7 consent has been given.
The current
controversy as to adoption
[46] Adoption is now very controversial and,
indeed, has been for many years. I refer to Law Commission Report No 65,
Adoption and
its Alternatives, A Different Approach and A New Framework
(September 2000). A Parliamentary inquiry into New Zealand adoption laws
by the
Government Administration Committee resulted in two conflicting reports in
August this year. This is all of very limited relevance.
The reports to which I
have referred provide interesting contextual material which has helped me see
the issues raised by the case
in a broad social context. But our task is to
apply the law as it is - not as it perhaps should be. I note that there is in
fact
no unanimity as to what if any changes should be made to the current
legislation and there is certainly no consensus in support of
the view that
adoption is an outmoded concept. Indeed, if the recommendations of the Law
Commission were implemented, adoption orders
would be final in the first
instance and there would be no scope for an application such as that made by Ms
G.
[47] It is trite to observe that society has changed much since the
Adoption Act 1955 was enacted. This is perhaps most obvious in
relation to the
now rather strange reason given in the Hansard debates in 1955 for adopting a 10
day waiting period for the giving
of maternal consent to adoptions. The reason
this 10 day period was chosen was the concern that if the period was longer
mothers
might leave nursing homes before consents could be obtained. But human
nature has not changed since 1955. The possibility that a
mother might give a
valid consent under s 7 but later change her mind and wish to oppose the making
of an adoption order was recognised
as early as (and perhaps earlier than) 1957,
see para [60] below. It may well be that in the social climate of the 1950s it
was thought
this particular problem would not arise very frequently. Perhaps
this explains why the Act is opaque as to how the courts should
deal with such a
problem when it does arise. But the reality that cases of this sort could arise
and that the Act was unclear as
to how they should be dealt with was recognised
from the very outset.
[48] Given what I have just said, I do not see any
particular need for consideration of the concept of “ambulatory
interpretation”.
I think that the statute should be interpreted in
accordance with usual principles giving effect to the values which are implicit
in it, to the extent to which they can be fairly discerned. It further follows
that it would be wrong to adopt an interpretation
of the Act which is based on
the viewpoint that adoption is an outmoded social institution and ought to be
discouraged.
The United Nations Convention on the Rights of the
Child
[49] New Zealand is a signatory to the United Nations Convention on
the Rights of the Child. I will refer to this as the Convention.
Article 21 of
the Convention provides:-
“States Parties that recognise and/or
permit the system of adoption shall ensure that the best interests of the child
shall
be the paramount consideration and they shall:
Ensure that the
adoption of a child is authorised only by competent authorities who determine,
in accordance with applicable law and
procedures and on the basis of all
pertinent and reliable information, that the adoption is permissible in view of
the child’s
status concerning parents, relatives and legal guardians and
that, if required, the persons concerned have given their informed consent
to
the adoption on the basis of such counselling as may be necessary . . .
.”
Other provisions of the “Convention” that deal
directly with adoption relate principally to inter-country adoption which
is not
relevant in the context of this appeal (at least on my appreciation). More
general provisions of the Convention dealing with
associations between children
and their parents (eg articles 7, 8 and 9) but which do not specifically refer
to adoption seem to
me to be of little moment in the present context, see for
instance Re Adoption of PAT (1995) 13 FRNZ 651 at 657-58. I am of the
view, however that article 21(a) is of considerable significance in this
case.
[50] Section 11 of the Adoption Act does not, unequivocally, make
“the best interests of the child” the paramount consideration
in
relation to whether a final or interim adoption order should be made. In
practice, however, there should be no difficulty in applying
s 11 in a way which
is at least consistent with the paramountcy principle. What is important in this
case is whether s 12 (the section
invoked by Ms G) should also be administered
by the courts on a basis which is consistent with the paramountcy principle. As
to this,
the authorities provide some assistance for Ms G, see Tavita v
Minister of Immigration [1994] 2 NZLR 257 and, in a context more closely
linked with the present case, Re SJD (Adoption Application) [2000] NZFLR
193.
The authorities as to the role of a natural parent in adoption
proceedings after a s 7 consent has been given
[51] Adoption has been on
a statutory footing in New Zealand since the Adoption of Children Act 1881. This
was replaced by the Adoption
of Children Act 1895 which, with further
amendments, was re-enacted as Part III of the Infants Act 1908. The history of
the legislation
is reviewed helpfully in the introduction to The Law of Adoption
in New Zealand, 2nd Ed (1957) by Professor I D Campbell.
[52] As
Professor Campbell put it at page 39:-
“Before the passing of the
Adoption Act 1955 it was a cardinal principle in the law of adoption that a
person whose consent
was required had to be still consenting at the moment when
the adoption order was made. It was not sufficient that a parent, for
example,
had consented previously, and that a document had been filed evidencing his
consent: his consent had to be operative at
the moment when the Court acted upon
it. Consent could be withdrawn at any time before a formal adoption order was
made.”
This statement is amply supported by Viggars v Smylie
[1949] NZLR 906. In that case the Magistrate had announced his intention of
making an order of adoption but no order of adoption
had been signed before the
parents withdrew their consent. Hutchison J held that, in those circumstances,
the adoption could not
proceed.
[53] Section 9(1), Adoption Act 1955
provides:-
“Where any consent to an adoption of a child by any
specified person or persons is given by any parent . . . , the consent shall
not
be withdrawn at any time while an application by the said person or persons to
adopt the child is pending, or until the said
person or persons have had a
reasonable opportunity to make an application to adopt the
child.”
[54] There can be no doubt that s 9(1) was intended to
change, significantly, the law as it was prior to the 1955 Act. That this is
so
is emphasised by a perusal of the Hansard debates.
[55] What is not spelt
out with any precision in the Adoption Act is the nature of the continuing role
(if any) of a natural parent
in relation to adoption proceedings once he or she
has given consent. This has led to the necessity for the courts to grapple with
three partly overlapping questions:-
1. Does a natural parent who has
given a valid consent under s 7 have standing, nonetheless, to oppose the making
of an interim or
final adoption order?
2. Does a natural parent who has
given a valid consent under s 7 have the right to seek a revocation of an
interim order and, if so,
on what grounds?
3. Where a natural parent has
given a valid consent under s 7 has changed his or her mind, how should the
court address the issue
under s 11(b) whether the proposed adoption will promote
the welfare and interests of the child?
[56] There are two broad ways of
approaching these issues.
[57] To allow a natural parent to participate
in the applications for interim or final adoption orders and to oppose the
making of
such orders would appear to be inconsistent with s 9 which provides
that a consent, once given, cannot be withdrawn while an application
for an
adoption order is pending. The Adoption Act in its reasonably prescriptive
approach to procedure makes no provision for the
natural parents to be served or
to participate in steps in adoption proceedings which are downstream of the
giving of consent. The
purpose of making adoption orders on an interim basis is
plainly to provide a probationary period for adopting parents and not to
give
natural parents an opportunity to change their minds. There is no right of
appeal against the making of interim or final orders.
I will call this the
irrevocability of consent approach.
[58] The second approach is to start
at the other end of the process. An adoption order must not be made unless it
will promote the
welfare and interests of the child. This necessarily involves a
comparison: how the child will fare if the adoption order is made
as against how
he or she will fare if no such order is made. If it is the case that the natural
parents of a child oppose the making
of an order notwithstanding having given s
7 consents, and if those natural parents are willing and able to care for the
child, it
is difficult to see how this can be ignored. Attempts to circumscribe
the s 11(b) assessment so as to exclude these considerations
are necessarily
clumsy, artificial and not consistent with the wording of s 11 or article 21 of
the Convention. I will call this
the welfare and interests of the child
approach.
[59] Both the irrevocability of consent approach and the
welfare and interests of the child approach involve an analysis of the scheme
and purpose of the Act as a whole. Obviously a scheme and purpose approach is
required in respect of the Act, see Director-General of Social Welfare v
L [1989] 2 NZLR 314 and Re Adoption of PAT (1995) 13 FRNZ 651. The
acute problem here, however, is that there are two credible scheme and purpose
approaches which point in opposite
directions.
[60] Before turning to the
decisions, it is worth noting what Professor Campbell, writing in 1957, had to
say. In The Law of Adoption
in New Zealand, 2nd Ed, page 41 he
noted:-
“Even though consent may, by virtue of s.9, be irrevocable,
the parent or guardian, whose consent has been filed may still oppose
the
application for an interim order on grounds other than the absence of consent.
It is even possible that he may be able to oppose
it on the ground that he no
longer wishes the child to be adopted. It will require a judicial decision to
determine the precise effect
of s.9. It is clear beyond question that the
section has altered the law in this respect: an interim order or adoption order
may
be made although, at the time the order is made, the parent or guardian is
no longer consenting in fact. The Court is plainly authorised
to proceed as if
the parent or guardian was still consenting. But is the Court required to
proceed on this basis? The making of an order is in the discretion of the Court.
May the Court take into consideration the fact
that the parent or guardian has
actually ceased to be a consenting party, or must it disregard this
fact?
The same problem arises in regard to an application under s.12 to
revoke an interim order. If, for example, after the interim order
had been made,
the mother of an illegitimate child regretted her decision, could she apply for
revocation of the order notwithstanding
the fact that she could not withdraw her
consent? Is the Court required to decide the matter on the assumption that she
still consents?
It is difficult to find in the Act any clear indication
of the clear answer to these questions. Luxford and Astley, Domestic Proceedings
(1956) 214, state that an interim order may be revoked where the natural parents
show that they have made a hasty decision and that
the child’s welfare
will be promoted just as well if the adoption is not proceeded with. But it is
extremely doubtful whether
this is consistent with the Act. The intention of s.9
is surely to protect the adoptive parents from this very risk. As soon as the
child is placed for adoption and the parents or guardians have given their
written consent (a consent the significance of which has
to be explained fully
to them before they sign), section 9 makes the consent irrevocable. This can
only be for the purpose of protecting
the intending adoptive parents from
entering upon the enterprise and later having their plans and hopes shattered by
a change of
heart on the part of those who originally consented. This evil was
well known before the Act of 1955 was enacted. It is impossible
to reconcile
completely the competing interests of the natural parents and the adoptive
parents. From s.9 the Legislature appears
to have decided that the natural
parents, after consenting shall be allowed no after-thoughts. The provision
making consent irrevocable
would afford no firm protection to adoptive parents
if the natural parents who at first consented could still oppose the making of
an interim order or apply to have it revoked by reason of their wanting the
child back.
The Adoption Bill as first introduced would have made consent
irrevocable when an interim order or adoption order had been made. An
amendment
introduced by the Statutes Revision Committee and accepted by the House extended
this provision by the addition of what
is now s. 9 (1). This indicates a desire
to give the maximum protection to persons receiving a child for adoption. On the
whole the
better view would appear to be that if consent is irrevocable under s.
9, the Court must, on the hearing of an application for an
adoption order and
any subsequent proceedings under s. 12, proceed as if the person whose consent
has been filed is in fact still
consenting, and decline to give effect to any
evidence showing that he would (if he could) withdraw his consent, unless
the Court is satisfied that the making of the adoption order will not be in the
best interests of the child. The absence of real
consent may be a strong ground
for concluding that the welfare of the child will not be promoted by the
adoption: cf A. v. C.-S. (No. 1) [1955] VicLawRp 61; [1955] V.L.R. 340; A. v. C.-S.
(No. 2) [1955] VicLawRp 62; [1955] V.L.R. 376.”
[61] The way in which Professor
Campbell expressed his conclusions serves to highlight the problems. It also
illustrates that the
problems thrown up by this case are not just a product of
social changes since 1955 but rather have always been implicit in the
legislation
and recognised by those who have studied the Act.
[62] With
those comments in mind I will now note briefly the state of the authorities in
relation to the three questions which I have
identified in para [55]
above.
[63] On the procedural issue - that is whether natural parents who
have given consent have a right to be heard in opposition to the
making of
interim or final adoption orders - the current state of the authorities and the
practice of the Family Court would appear
to have produced a somewhat unhappy
compromise. The cases proceed on the basis that natural parents have no right to
be heard in
opposition to interim and final adoption orders and, in this sense,
are consistent with the irrevocability of consent approach. To
this effect is
the judgment of Casey J in L v R [1980] 2 NZLR 765. In that case the
Judge held that the natural parents, having signed consents to their
child’s adoption, had
no right to be heard by the Court before a final
order was made. To a similar effect is B v H [1996] NZFLR 390. In my
judgment in B v M [1999] NZFLR 1 at 12, I expressed reservations as to
whether a natural parent, who had given an irrevocable consent, could
nonetheless
be permitted to oppose an adoption order (although I subsequently
noted that these reservations were not meant to be determinative
of the issue,
see B v M (No 2) [1998] NZFLR 865). When this case was re-heard in the
Family Court, the natural mother was not permitted to appear in person
to oppose
the making of the final adoption order, see the judgment in Re A
(unreported, Family Court, Christchurch A009 008 98, judgment of Judge
Inglis QC delivered 24 September 1998). Going the other way,
is the judgment of
Judge Johnston in the Family Court in Re B (Adoption) [1999] NZFLR 161.
The judgment of Judge Johnston in B is out of line with authority which
is binding on the Family Court (in particular the judgment of Casey J in L v
R, supra). Nonetheless, it is clear enough that, one way or another, a
natural parent can bring his or her opposition to the making
of an adoption
order to the attention of the court. This might be through a social worker (cf
the remarks in L v R at 768) or perhaps by way of an amicus as in Re
A (to which I have just referred). This is, as I have indicated, something
of an unhappy compromise. That the Family Court has felt
obliged to have regard
to the opposition of natural parents to adoptions despite consents having been
given perhaps implies that
such natural parents should be heard if they wish.
This, however, is not an issue which arises in respect of this appeal and I can
put it to one side.
[64] I turn now to the authorities as to the
circumstances in which a natural parent can apply for the revocation of an
interim adoption
order. As to this, the dominant approach, for the last 20 years
or so, is represented by the judgment of Quilliam J in N v P [1979] 2
NZLR 761. In that case, at 763, the Judge observed that:-
“Perhaps
it is possible to visualise a situation in which the revocation of an interim
order should turn upon some consideration
other than the reality of the consent
which was given, but I confess I can think of none. There may be many
circumstances which are
capable of raising the issue of whether the consent was
a real one or not and that will, of course, be a question of fact in each
case.
I am, however, unable to agree that the statute intended to confer a completely
unlimited discretion. If, upon the facts, it
is apparent that the consent was
freely given by someone who understood what he or she was doing and who was
acting rationally and
exercising a freedom of choice, then I do not consider any
ground will exist for revoking the interim order.”
Very much in
issue in this case is whether this approach is correct. I note in passing that
in L v R Casey J expressed the view that concerns by a natural parent as
to a child’s welfare could be addressed by a s 12 application,
see his
remarks at 767:-
“It seems to me abundantly clear that the natural
parents’ rights are protected by those parts of the Act relating to
consent and the provisions of s 12 enabling revocation of an interim order with
rights of appeal. Any concern by such parent for
the child’s welfare may
be directly raised at that time; thereafter, the detailed procedure for
obtaining final orders entrusts
the child’s interests and welfare solely
to the Social Welfare Department.”
By way of completeness, I also
note that I have come across a rather elderly decision, S v R (1963) 11
MCD 20, in which a Stipendiary Magistrate expressed the view that it was open to
a natural mother to seek the revocation
of an interim adoption order in
circumstances where she had changed her mind although the case was decided on
the basis of the invalidity
of her consent.
[65] The third question which
I identified in para [55] focuses on the extent to which the Family Court should
take into account opposition
to an adoption by a natural parent when considering
whether the proposed adoption will promote the welfare and interests of the
child.
From time to time, Judges have indicated that it is possible to put on
one side or minimise advantages to the child associated with
the maintenance of
that child’s natural status and family relationship. For instance, in the
Re A decision to which I have referred, Judge Inglis QC
said:-
“[T]he adoption application must be approached on the basis
which emerges from the Court of Appeal’s decision in Director-General
of Social Welfare v L . . . that once the natural parent has consented to
the adoption the natural status and family relationships will be of little, if
any,
consequence in the overall assessment of the child’s welfare and
interests that is needed for making an adoption order. On
that assessment, the
new status and the new family relationships are
all-important.”
[66] I am very uncomfortable with any approach
which involves a Family Court Judge taking a blinkered or strictured approach to
the
fundamental question whether a proposed adoption will promote the welfare
and interests of the child.
[67] Director-General of Social Welfare v
L [1989] 2 NZLR at 314, the case relied upon by Judge Inglis QC in Re
A, was a judgment of the Court of Appeal. In that case, the mother had
failed to exercise the normal duty and care of parenthood in
respect of the
child. So the remarks made by the Judges in that case must be read in light of
that context. There are two passages
from the judgment to which I refer. The
first is from the judgment of Casey J at 322:-
“Once a necessary
condition of s 8(1)(a) has been established [as to the dispensing of consent], I
see no room for any consideration
other than the welfare and interests of the
child. The maintenance of its legal status may be desirable, but only if it is
in the
child’s welfare and interests. Or despite their proved failure
in the past, the natural parents might still be seen as likely to provide future
care and stability
which would further its welfare more effectively than an
adoption would allow. However, where a statutory ground has been found to
exist to the degree appropriate to support the serious step of dispensing with
consent, I would normally expect an order to be made to that effect, unless
there are persuasive reasons not to do so in the child’s
interests.”
[68] In the same case Hardie Boys J observed at page
326:-
“Looked at separately from the parental right, the
child’s birth status and natural family relationship are of relevance
only
so far as they are of benefit to the child. There will doubtless be cases where
they are important in themselves. Where they
are, they are factors to be
considered under s 11. But generally of themselves they are not. Their
importance for the child usually lies in the willingness or the ability of the
parent
to give them practical expression. Except in a singular case, once
consent is given or dispensed with the natural status and family
relationship
will be of little, if any, consequence in the overall assessment of the
child’s welfare and interests that is
needed for the making of an adoption
order. In that assessment, the new status and the new family relationship are
all-important.”
The words which I have italicised are consistent
with the view that the application of s 11(b) is not controlled by the way in
which
the jurisdiction to make an adoption order has arisen, whether it be the
giving of parental consent or the dispensing with consent.
So I see no scope for
the view that Ms G’s giving of consent in September 1999 means that her
ability and willingness to care
for S are irrelevant under s 11(b). I might add
that an approach to s 11(b) which involved the excluding from consideration of
factors
which are logically relevant to the child’s welfare and interests
would not be consistent with article 21 of the Convention.
The
appropriate legal test to apply on an application under s 12
[69] I can
now return to the first of the critical issues associated with this appeal,
namely the identification of the appropriate
legal test to apply to an
application under s 12.
[70] I accept the force of what I have described
as the irrevocability of consent approach. I also think that litigation of this
type
(with all its stress and uncertainty for everyone involved) is not
desirable. But I am driven to the conclusion that a natural mother,
in the
position of Ms G, who has given a consent to adoption and who has changed her
mind, may seek the revocation of an interim
order which has been made and
broadly on the grounds invoked by Ms G in this case.
[71] My specific
reasons for this conclusion are as follows:-
1. When a Judge hears an
application for a final adoption order he or she must take into account, where
it is raised, the willingness
and ability of the natural parents to care for and
bring up the child. Unless persuaded that the proposed adoption will promote the
interests and welfare of the child, despite that willingness and ability, the
Judge may not make an adoption order. This follows
from the wording of s 11(b),
article 21 of the Convention and, in my view, the remarks of Casey and Hardie
Boys JJ in L to which I have referred.
2. If the welfare and
interests of a child will not be promoted by adoption, given the willingness and
ability of the relevant natural
parent to care for and bring up that child,
logic suggests that an interim order (which, on that hypothesis, ought never
crystallise
into a final order) ought to be revoked.
3. Accordingly, a
natural mother who can show that the welfare and interests of the child will not
be promoted by the making of a
final adoption order is entitled to apply for and
obtain revocation of an existing interim order.
4. Such an approach is
consistent with article 21 of the Convention because if s 12 is to be
administered in a way which is consistent
with that article, the best interests
of the child should be the paramount consideration on any application made under
that section.
It is also consistent with the approach Professor Campbell
espoused as long ago as 1957, see para [60] above.
5. This approach is
also consistent with s 9 which provides that a consent, once given, cannot be
withdrawn (at least in the circumstances
which exist in this case). A consent,
once given, remains valid in the sense that the court retains jurisdiction to
make an adoption
order notwithstanding the natural parents’ change of
mind.
[72] Implicit in this approach is that it would be for the natural
parent who is making an application under s 12 to establish that
a final
adoption order ought not to be made. Given, however, that it would be for the
proposed adopting parents to establish that
a final adoption ought to be made on
an application for a final order, I would not myself place too much emphasis on
the onus issue.
[73] Accordingly, in my view, the Family Court Judge
ought to have revoked the interim order in this case if persuaded that the
welfare
and interests of the child would not be promoted by the
adoption.
[74] It also follows that I am of the view that aspects of the
approach adopted by the Family Court Judge are not right. Because the
Judge’s discussion of the relevant legal principles was so discursive it
is difficult to identify precisely and succinctly
what he regarded as the
appropriate test, see paras [40] and [41] above. In turn this makes it difficult
for me to express succinctly
where I think that he went wrong. Fundamentally,
however, it was because he adopted a strictured approach to the relevance of Ms
G’s willingness and ability to care for S and her opposition to the
adoption.
[75] The Judge was required to address S’s welfare and
interests in the circumstances as they were in May and June this year
and as
they are likely to be in the future. He was required to do so in light of all
relevant circumstances including the willingness
and ability of Ms G to care for
her and her opposition to the adoption (at least to the extent that this would
be likely to have
an impact on S in the future).
[76] That Ms G had
consented to the adoption was relevant for a number of reasons. Without such
consent there would have been no jurisdiction
to make an adoption order. The
consent was followed by the change of care arrangements which meant that S went
into the custody of
Mr and Mrs B. It may also have been relevant to Ms G’s
ability to bring up S (in that the reasons which induced her to give
her consent
might, conceivably, be thought to cast a shadow over her ability to look after
S). The making of the interim adoption
order was also relevant in a factual
sense. It resulted in Mr and Mrs B having legal custody of S. By the time the
case came to be
decided by the Judge, S had been in the custody of Mr and Mrs B
for nearly 2 years. So I have no difficulty with the Judge seeing
the consent
and the interim adoption order as being relevant.
[77] On the other hand,
I do not accept Ms G’s assessment of what was best for S when she signed
the consent or the assessment
of the Court when the interim adoption order was
made as directly relevant to the exercise which the Judge was required to
address
in his judgment. What was important was what he thought, in the
circumstances as they were in May and June 2001, not what Ms G had
thought in
September 1999 or what the Family Court Judge who granted the interim adoption
order had thought in April 2000. Nor do
I regard it as appropriate to regard
post-consent consideration of the case as primarily focused on S and Mr and Mrs
B with the considerations
associated with the natural tie between Ms G and S
accorded a secondary significance.
[78] As is apparent from what I have
said (see para [75] above), I am of the view that Ms G’s willingness and
ability to care
for the child and her opposition to the adoption constituted a
change of circumstances which was logically relevant to whether a
final adoption
order ought to be made and thus to the revocation issue. But the Judge
observed:
“S 12 cannot be used to enable a party who has subsequent
regrets to effectively say to the Court that ‘I now withdraw
my consent
because I have reviewed the situation and I now regret having given my
consent’. . .”
While this is literally true (in the sense
that consent cannot be withdrawn), I am of the view that the Judge meant that
the change
of mind by Ms G was either not relevant to the s 12 discretion or was
at best a factor of limited relevance. This conclusion is reinforced
by the
Judge’s comment:-
“In my view there has not been a change in
circumstances relating to [S’s] welfare and interests in this
case.”
There plainly had been a change of circumstances relating to
S’s welfare and interests in that Ms G, by September 1999, was
opposed to
the adoption and was willing to care for S herself. Whether that change of
circumstances warranted revocation of the interim
adoption order was always, no
doubt, a closely balanced issue. Conceivably all the Judge meant was that there
was no change of circumstances
warranting revocation. But, this is not what he
said and I do not think that this was really what he meant.
The findings
of fact made by the Judge
[79] It is appropriate to commence this section
of my judgment by mentioning what I think are the primary competing factors as
revealed
in the evidence placed before the Family Court Judge.
[80] The
principal factors which favour the continuation in force of the interim order
(and, indeed, the making of a final order)
are, broadly, as follows:-
1.
Mr and Mrs B would be suitable adoptive parents for S.
2. S has been in
their custody since September 1999 and, if the adoption is derailed this will
necessarily result in disruption to
S and her associations with Mr and Mrs B
and, indeed, with E with possibly significant adverse psychological consequences
for S.
3. Although Mr and Mrs B are European, and thus of different
ethnicity to S, they have the same ethnicity as Ms G and are sensitive
to the
difficulties which can occur in trans-racial adoptions.
[81] The
principal factors which favour Ms G’s position (which is that the adoption
should be derailed) are, broadly, as follows:-
1. She is willing and able
to care for S and would be a suitable parent for her.
2. If the adoption
does not proceed and S is returned to her (as she almost certainly would be, at
least in my opinion) the consequence
will be that S will be brought up with her
half-siblings, K and C, who share S’s ethnicity, ie have a European mother
and a
father from the Solomon Islands (albeit that the father of K and C is Mr N
and S’s father is Mr L).
3. For the reasons just mentioned and also
given her life in the Solomon Islands and her continuing involvement with the
Solomon Islands
community in Christchurch, including some limited continuing
association with Mr N, Ms G is better positioned than Mr and Mrs B to
bring S up
in a way in which she maintains connections with the Solomon Islands
community.
4. If the adoption proceeds there are likely to be
complexities for S in Mr and Mrs B’s household. These are associated with
S’s ethnicity differing from that of all other members of the household
and her being one of two adopted children in a family
in which there will also
be a natural child of Mr and Mrs B. Further, the contested nature of the
adoption (about which S will no
doubt learn about in due course) will also
create further complexities for S in her association both with Mr and Mrs B as
adoptive
parents and with Ms G (assuming that contact continues).
[82] I
have not listed the issues associated with contact. The evidence as to this was
reviewed extensively by the Family Court Judge.
Its relevance was primarily
contextual. If a final adoption order is made, Ms G’s ability to obtain
legally enforceable access
to S may well depend upon other proceedings being
taken. The options are reviewed in the judgment of Blanchard J in Re Adoption
of PAT (1995) 13 FRNZ 651. Should a final adoption order be made, I rather
think that Ms G will, in fact be successful in obtaining legal
access despite
the legal difficulties which she would face. So I think that whatever happens
there will be continuing contact between
S and Ms G. However, the very different
personality styles of Mr and Mrs B, on the one hand, and Ms G, on the other, and
understandable
feeling between them associated with this litigation would make
such access not entirely easy.
[83] Broadly, the Judge in his judgment
made findings which favoured Mr and Mrs B. He emphasised the factors which
favour them, to
which I have referred to in para [80]. He placed less
significance on the factors which favour Ms G, to which I have referred in
para
[81]. His ultimate conclusions, however, were addressed, as I read his judgment,
to what he regarded as being the legal test
which he had to apply under s
12.
[84] Many criticisms were made of the Judge’s findings of fact
by Mr van Bohemen. I have considered them carefully. But my principal
concern
about the findings of fact is that they were not addressed to what I consider to
be the correct legal test. One of the major
difficulties I have had with this
case is determining whether the findings made by the Judge should be regarded as
addressing, at
least by implication, and answering in favour of Mr and Mrs B
what I think is the real question raised by the application for
revocation.
[85] It may be that the Judge’s approach was
underpinned by a conclusion that the risk to S of disrupting her
well-established
relationship with Mr and Mrs B is the dominating consideration
in the case. It may also be that such conclusion, along with the views
which the
Judge reached about other aspects of the case, left him with the opinion that
the best interests of S require that the
interim order be made final and that,
accordingly, the interim order ought not to be revoked. I think it is possible,
to say the
least, that this was his opinion. Indeed, there are passages in his
judgment which, at least when read in isolation, support the
view that this is
so. For instance, he concluded the principal section of his judgment by
saying:-
“It is my view it has not been demonstrated that the
revocation of the interim order is justified on the basis of the welfare
and
interests of [S]. The difficulties that there have been in relation to contact
(as originally envisaged) have by and large been
worked through by the parties.
[S] is a child that is part of [Mr and Mrs B’s] family. The application is
declined.”
[86] On the other hand, the Judge did not unequivocally
say that he rejected Ms G’s argument that, by reason of her change of
mind
and her readiness and ability to care for S, the adoption proposed by Mr and Mrs
B would not promote the welfare and interests
of the child. As I have indicated
already, I think that the Judge did take an inappropriately strictured approach
to the relevance
and significance of Ms G’s willingness and ability to
care for S and her opposition to the adoption, see paras [74] to [78]
above. If
the Judge’s views were, in fact, along the lines set out in para [85]
above, it would have been easy enough for him
to have said so. Indeed, if it was
his conclusion that Ms G could not succeed on what was her best case as to the
way in which s
12 should be applied, I would have expected him to have said just
that. Such a conclusion would have rendered redundant his extensive
analysis of
the law.
[87] I see this as a very difficult and important case with very
serious implications for the future welfare of S. What troubles me
is that the
judgment of the Family Court Judge is so discursive that it is hard to identify
with precision the legal test the Judge
applied and equally hard to identify
with precision the exact scope of the findings of fact which the Judge made. I
am of the view
that the case should be dealt with on the basis of unequivocal
findings as to what is best in terms of the welfare and interests
of S in the
circumstances as they actually are and will be. The approach adopted by the
Judge in the Family Court meant that he did
not expressly square up to this
issue. In the circumstances of the case as a whole, I do not think that it would
be right to treat
the judgment as resolving, by implication, this key issue of
fact in favour of Mr and Mrs B.
Disposition
[88] The issue then is
what should be done. There are really two choices:-
1. Decide the case
based on our perusal of the evidence and such discrete or intermediate findings
of fact made by the Judge in relation
to that evidence as we can discern from
the judgment and in light of the arguments of counsel as to the evidence;
or
2. Remit the case to the Family Court for rehearing.
[89] I am
most reluctant to direct a rehearing given the stress and uncertainty for all
concerned in relation to this case. Further,
as I have indicated, I think it is
at least possible (and perhaps more than that) that the Judge would have found
in favour of Mr
and Mrs B if he had addressed himself to the correct test. In
the months which have passed since the Family Court, judgment was delivered
in
June, the arguments in favour of Mr and Mrs B based on preservation of the
status quo have, no doubt, become more cogent.
[90] Nonetheless, I think
that proper course here is to remit the case to the Family Court for rehearing.
This is for the following
reasons:-
1. I see the case as very closely
balanced and my perusal of the evidence has left me particularly troubled by the
risks which I have
identified in para [81.4] above.
2. I do not think it
would be right for us, on evidence which we have not heard but only read, to
revoke the interim adoption order.
Further, first instance decisions in cases of
this sort are vested in Family Court judges and on the factual issues associated
with
the case the parties are, in my view, therefore, entitled to the view of a
Family Court judge directed, of course, to the appropriate
legal
test.
[91] I note, as well, that even on the Family Court Judge’s
judgment, a further hearing in relation to the making of a final
adoption order
was always going to be necessary. Authorities which are binding on the Family
Court establish that Ms G would not
have a right to participate as a party in
relation to the hearing of that application (see para [63] above). But as I have
indicated,
Family Court judges have found it difficult to keep away from the
hearing of such applications natural mothers who wish to oppose
the making of
final adoption orders. So even if the judgment stood, Ms G’s position
would have been likely to be placed firmly
before the Judge hearing Mr and Mrs
B’s application for a final order, either via a social worker or, perhaps,
an amicus. It
may be that the social worker would, in fact, not have supported
the making of a final adoption order. So, although the Family Court
Judge’s judgment might be thought to pre-suppose that a final adoption
order would be made, it was always likely that there
would be a further hearing.
Moreover, the Judge did not, in an unstrictured way, express a conclusion that,
despite Ms G’s
change of heart, the welfare and interests of S would be
promoted by adoption. Accordingly, the judgment could not be regarded as
having
precluded further argument addressed to s 11(b).
[92] Given these
conclusions, I do not think it is necessary or desirable to review in detail the
criticisms made by Mr van Bohemen
of the factual findings of the Judge and for
this reason did not do so when I was addressing the Judge’s findings of
fact.
[93] So I would allow the appeal and direct a
rehearing.
[94] Although I recognise that the authorities indicate that
Ms G is not entitled to be heard in relation to the making of a final
adoption
order, I see no reason why the application for the revocation of the adoption
order should not be heard at the same time
as the application for the making of
a final adoption order. If this course had been adopted in the Family Court
earlier this year,
the Judge may have addressed issues associated with the
welfare and interests of S in an unstrictured way. If he had done so and
concluded that a final order for adoption ought to have been made,
notwithstanding Ms G’s change of heart and her willingness
and undoubted
ability to care for S, the fundamental issues associated with this case would
have been addressed in the manner which
I regard as being appropriate. As well,
if he had found in favour of Mr and Mrs B and made a final adoption order, his
decision would
have been final and not subject to appeal.
Final
comments
[95] Because I see this case as turning on what will best
promote the welfare and interests of S, I have not addressed the positions
of
the principal protagonists, Mr and Mrs B and Ms G or the positions of E or K and
C. The distressing nature of the situation in
which they all find themselves
should, nonetheless, be recognised (and I do, indeed, recognise it). Obviously
it is desirable, to
say the least, that other people should not find themselves
in a similar situation.
[96] One of the difficulties with applying the
paramountcy principle on a case by case basis is that the system as a whole can
become
distorted - distorted in the sense of producing results which are
consistent with the best interests of the children immediately
concerned, but
which may be inimical to the interests of children as a whole or particular
classes of children. This was particularly
so in child abduction cases where
application of the paramountcy principle encouraged kidnapping - a problem which
has been addressed
by the Hague Convention.
[97] If an adoption proceeds
over the mother’s objection, particularly if she is truly able (as Ms G
is) to care adequately
for the child, it is likely to have reverberations when
the child reaches adolescence and later. Adoptions which proceed over the
objections of the birth mother are exposed to greater risks than adoptions where
changes of heart have not been articulated by birth
mothers. Yet especially when
the change of heart comes late in the process, status quo considerations may
well dictate that a final
adoption order be made. Applying the paramountcy
principle on a case by case basis and throughout the adoption process encourages
changes of heart by birth mothers. When such a change of heart occurs, it can be
expected to lead to distressing and damaging litigation
and, if such litigation
results in an adoption order being made (which will often enough happen), the
fact that there was a change
of heart may jeopardise the likely success of the
adoption. This is particularly so in the case of an open adoption where there is
going to be continuing contact between birth mother and adopted child. It is for
this reason that the application of the paramountcy
principle on a case by case
basis throughout the process may be inimical to the interests of adopted
children generally.
[98] As is apparent from this judgment I think that
the paramountcy principle must be applied throughout the adoption process; this
given s 11, Article 21 of the Convention and contemporary thinking. So the
problem I have identified is not really capable of being
addressed adequately by
the courts. Furthermore, any change to the Adoption Act would also have to
proceed on the basis of the paramountcy
principle. But the scope of the problem
would be reduced if the adoption process was accelerated and in particular if
adoption orders
were made on a final basis in the first instance, something
which has been recommended by the Law Commission. There may be other
possible
approaches which might limit the scope for disputes of this sort but which would
also be consistent with Article 21 of the
Convention.
[99] In saying all
of this I recognise that the desirability of avoiding late changes of heart by
birth mothers and thus litigation
of this type is not the only policy
consideration which would be relevant to reform of the Adoption Act. But the
grief (both short
term and possibly long term) that cases like this cause
warrants serious and prompt legislative consideration. The problem thrown
up by
this case was recognised as long ago as 1957. With open adoptions now the norm,
the problem has become more acute and it is
time that it was addressed.
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