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Robinson v Robinson [2020] NZHC 1765 (22 July 2020)
Last Updated: 25 August 2020
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IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY
I TE KŌTI MATUA O AOTEAROA TĀMAKI MAKAURAU ROHE
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CIV-2020-404-511 [2020] NZHC 1765
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BETWEEN
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ROBINSON
Appellant
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AND
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ROBINSON
Respondent
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Hearing:
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23-24 June 2020
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Appearances:
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V A Crawshaw QC and S Wilson for the Appellant
A Ashmore, N Fairley and J Gandy for the Respondent S Houghton, lawyer for
the children
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Judgment:
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22 July 2020
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JUDGMENT OF GORDON J
This judgment was
delivered by me on 22 July 2020 at 11 am, pursuant to r 11.5 of the High Court
Rules
Registrar/Deputy Registrar Date:
Solicitors: John & Co, Fairfield, Australia
Thomas & Co, Auckland Counsel: V A Crawshaw QC, Auckland
A Ashmore, Auckland S Houghton, Auckland
ROBINSON v ROBINSON [2020] NZHC 1765 [22 July 2020]
TABLE OF CONTENTS
Introduction
[1]
Background [8]
Undertakings by the father
[25]
The
Convention, the statutory framework and UNCROC [27]
Family Court judgment [40]
Child objection defence [42]
Consent/acquiescence [49]
Grave risk defence [52]
Overall discretion [54]
Approach on appeal
[56]
No
specialist psychologist’s report under s 133 [57]
Fresh evidence [63]
First ground of appeal
– child objection defence - s 106(1)(d) [71]
Legal principles [82]
Lawyer for the children – 30
September 2019 report regarding M [88] General practitioner letter – 25 October
2019 regarding M [95] Doctor
Farnsworth-Grodd – affidavit 30 October 2019 regarding M [97] Lawyer for the children –2 December 2019
report regarding M [103] Lawyer for the
children - 9 June 2020 report regarding M [110] Lawyer for the children - 30 September 2019
report regarding N [116] General
practitioner letter – 25 October 2019 regarding N [123] Dr Farnsworth-Grodd – affidavit 30
October 2019 regarding N [124] Lawyer
for the children– 2 December 2019 report regarding N [128] Lawyer for the children – 9 June 2020
report regarding N [130] Lawyer for the
children – 30 September 2019 report regarding S [134] Lawyer for the children – 2 December
2019 report regarding S [135] Lawyer
for the children – 9 June 2020 report regarding S [136]
Further background – H and A
[138]
Discussion [148]
Second ground of appeal
– consent/acquiescence defence – s 106(1)(b)(ii) [198]
Legal principles [202]
Discussion [208]
Cross appeal – grave
risk defence – s 106(1)(c) [233]
Legal principles [242]
Discussion [247]
Third ground of appeal
– failure to properly exercise discretion under
s 106(1)
[280]
Legal principles
[286]
Discussion [292]
Summary of conclusions
[300]
Result [301]
Costs [302]
Introduction
- [1] This
is an appeal from a decision of Judge Burns in the Family Court at Auckland
declining an application for an order under s
105 of the Care of Children Act
2004 (the Act)1 to return three children (M, N and S) from New
Zealand to Australia.2
- [2] It was not
disputed in the Family Court (nor was it in this Court) that the children had
been wrongfully removed from Australia
by the mother;3 that Australia
was their habitual residence; that the removal was in breach of the
father’s right to custody; and that those
rights were being exercised at
the time of the removal.4 In other words the grounds under s 105(1)
for an order to return the three children had been made
out.
- [3] The issue in
the Family Court was whether the mother, Mrs Robinson,5 could make
out one or more of the grounds for resisting an order for return, as provided
for in s 106(1) of the Act. Judge Burns determined
that:
(a) in relation to the two older children, M and N, the child
objection defence was made out;6
(b) in relation to all three children, the consent/acquiescence
defence was made out;7
(c) in relation to the youngest child, S, the grave risk of
harm/intolerable situation defence was not made out (the Judge expressly
did
not
- The
application was brought under pt 4 of the Care of Children Act 2004 provisions
of which incorporate into New Zealand law the Convention
on the Civil Aspects of
International Child Abduction, as signed at The Hague on 25 October
1980.
2 [Robinson v Robinson] [2020] NZFC
1094.
- The
children came to New Zealand with their mother on holiday with the agreement of
the father. The mother and children did not return
to Australia. Mr Ashmore, for
the mother, characterises the position as a retention rather than an abduction.
But he accepts the
Hague Convention and the Care of Children Act 2004
apply.
4 Section 105(1)(a)-(d).
- The
parties’ surname is fictionalised. They selected the surname Robinson for
use in this judgment.
6 Care of Children Act 2004, s
106(1)(d).
7 Care of Children Act 2004, s 106(1)(b).
consider this defence in relation to the two older children, M and N, having
upheld the two defences referred to above for them);8
- [4] Having made
those findings, the Judge exercised his discretion to decline the application to
return in relation to all three children.
- [5] On appeal,
it is the case for the father that neither of the defences the Judge accepted
was properly available on the evidence
before the Court and the Judge erred in
his approach to the exercise of his discretion. The Judge should have ordered
the return
of the children to Australia.
- [6] The mother
opposes the appeal and has also filed a cross-appeal against the Judge’s
finding that the grave risk defence
was not made out in relation to S. The
mother also says that defence is established for M and N.
- [7] Ms Houghton,
lawyer for the children, supports the mother’s position in relation to the
child objection defence and on her
cross-appeal.
Background
- [8] The
appellant, Dr Robinson, who is the father of all three children, was born in
Iraq and has lived in Australia since 1992. He
is a registered general medical
practitioner and an Australian and Iraqi citizen.
- [9] The
respondent, Mrs Robinson, who is the mother of all three children, was born in
Iran to a New Zealand mother and Iranian father.
Her family lived in both the
Middle East and New Zealand before moving to New Zealand permanently in
1984.
- [10] The mother
and father met in New Zealand in 1996 while the father was visiting his brother
here. They married in Auckland on
21 July 1997. More or less immediately
following their marriage they moved to Sydney, Australia. They remained living
together in
Sydney until 7 July 2019. As at that date they had been married for
22 years. They had not separated. The mother is a registered
nurse
and
8 Care of Children Act 2004, s 106(1)(c).
worked for the father in his medical practice. The mother is an Australian, New
Zealand and Iranian citizen.
- [11] There are
six children of the marriage. They were all born in Australia. The three older
children, who are not the subject of
this proceeding, are:
(a) I, born 28 October 1998 (son, 21 years old);
(b) H, born 12 July 2000 (son, 20 years old); and
(c) A, born 28 October 2001 (daughter, 18 years old).
- [12] The oldest
son, I, remains in Australia. He is studying at Sydney University and works part
time. He continues to live with his
father. H and A have lived in New Zealand
since late 2018. They commenced tertiary study in 2019 in Auckland. They are
both living
with their maternal grandparents and members of the mother’s
wider family in Auckland.
- [13] The three
younger children, who are the subject of this proceeding,
are:
(a) M, born 24 August 2005 (daughter, aged 14 years almost
15);
(b) N, born 6 November 2006 (son, aged 13 and a half years);
and
(c) S, born 9 August 2015 (son, aged 4 years, almost 5).
- [14] Between 15
and 24 April 2019, the mother and the three younger children came to New Zealand
for a holiday at the end of the first
school term. They returned to Australia at
the end of the holiday. On 7 July 2019, the mother and the three younger
children again
travelled to New Zealand for a pre-arranged holiday. Return
tickets to Australia were booked for 21 July 2019.
- [15] On 19 July
2019, the mother’s Australian solicitor sent a letter by email advising
the father that the mother considered
the marriage to be at an end and that
neither she nor the three younger children would be returning to Australia. The
father
says he read the letter on 20 July 2019, when he searched his emails, after
hearing from the oldest son, I, who had received a message
from his mother that
day. The message said she did not intend to return to Australia with the three
younger children as previously
arranged.
- [16] There were
a number of telephone conversations between the mother and father from this
date, which are relevant to the issue
of whether or not the father acquiesced in
the three younger children remaining in New Zealand. On 26 July 2019, I, and the
father’s
brother, O, travelled to New Zealand. Their evidence is that this
was an in an endeavour to encourage the mother to return to Australia
with the
three children.
- [17] There were
further telephone conversations between the mother and father. Then the father
came to New Zealand on 30 July 2019
with I. The father’s evidence is that
he had hoped to meet with the mother with the intention of persuading her to
return to
Australia with the three younger children. He was not able to meet her
or the children as a result of being served with a Trespass
Order. The father
and I returned to Australia on 1 August 2019.
- [18] On 2 August
2019, the mother filed proceedings in the Family Court of Australia seeking a
variety of protective and injunctive
orders on an interim and final basis, both
in relation to the person and in relation to property, including orders that the
children
live with the mother in New Zealand on an interim and permanent
basis.
- [19] The
application seeking the return of the three children to Australia was lodged
with the Australian Central Authority on 12
August 2019 and the application to
the Family Court in New Zealand was filed on 19 August
2019.
- [20] The mother
and M, N and S are living in New Zealand with the mother’s parents and
members of the mother’s extended
family along with the two older children,
H and A.
- [21] The case
for the mother is that the family’s life in Australia was marred by
physical violence, emotional harm and extremely
controlling behaviour by the
father.
For example, no one was allowed to have their own general practitioner unless
the father requested it. He was in charge of all the
finances and spending. Any
questions about that resulted in physical and verbal abuse. She says this was a
dynamic that operated
for over 20 years and which has had a significant
psychological impact on her and the children. The mother says in early 2019, M
began to show increasingly volatile and irrational mood swings. Then in March
2019, M began cutting herself. It was the deterioration
in M’s mental
health and the complexity of her needs that was a major driver in the
mother’s decision to leave Australia.
She was concerned that M was
following the same patterns as A (which I will refer to later in this judgment).
The mother says she
could not return to Australia for the health and wellbeing
of her children.
- [22] The father
emphatically denies the allegations of physical and mental abuse by him. He says
he has never used physical force
to discipline the children. At most, he says,
he used reasonable force as punishment when the children were young, but only to
correct
and discipline them. He says he was more patient with the children than
the mother. He says she would regularly get upset and aggressive
towards the
children. He says he has witnessed her over the years using physical punishment
towards them and she would also often
use denigrating and derogatory words
towards the children. She has also been physically violent towards him. He
denies he controlled
the lives of the mother and children. He says he was the
medical practitioner for them but that they have consulted other doctors
whose
names he mentions.
- [23] The father
says that the relationship he had with his children, particularly the three
youngest children who are the subject
of this proceeding, was nothing but a
loving, caring, strong and respectful relationship up until the time they left
Australia for
New Zealand on 7 July 2019. The children have always been and will
always be his first priority and he has always been very active
and involved in
their lives. He tried to create an environment of love and respect in their home
and provided generously for them.
- [24] There is no
independent evidence supporting the allegations of violence on the part of
either parent. Both M and N say that their
father was physically violent towards
them and psychologically abusive. However, the oldest son, I, says that he does
not
recall the father being physically or mentally abusive towards him or any of his
siblings.
Undertakings by the father
- [25] It
is necessary to mention undertakings given by the father. In his affidavit of 22
November 2019, the father provided undertakings
in the following
terms:
- I
also provide the following undertaking in an endeavour to make it abundantly
clear that the Respondent and the children will not
be exposed to any
unacceptable risk of harm, physically or mentally if they return to Australia,
in that;
(a) I will vacate the matrimonial home and agree for the
Respondent and the children to have sole occupancy of the matrimonial home
pending any Court determination in Australia on the issue of relocation;
(b) I will not interfere with the Respondent or contact her,
unless through a lawyer;
(c) I will not interfere with the children or contact them
unless through a Court order;
(d) I will be fully responsible for all the children’s
school fees and tuitions.
(e) I will pay the Respondent the sum of $500.00 per week, by
way of living expenses, into a nominated account, pending further Court
determination in Australia on the financial affairs.
(f) I am prepared to give a similar undertaking in the current
Court proceedings in Australia.
- [26] The
undertakings are relevant to both the child objection and grave risk of
intolerable situation defences.
The Convention, the statutory framework and UNCROC
- [27] The
Hague Convention (Convention) as it is known, was adopted by the Hague
Conference on Private International Law on 25 October
1980. New Zealand became a
party to the Convention with effect from 1 August 1991.
- [28] The
underlying premise of the Convention is that disputes over care and control of
children should be determined in the courts
of the jurisdiction that comprise
the
child’s habitual residence. Removal of children from their country of
habitual residence without lawful permission or consent
of all guardians is
treated as abduction. The Convention seeks to ensure the prompt return of an
abducted child to the child’s
State of habitual residence unless one of
the prescribed exceptions applies and return is not appropriate.
- [29] This Court
is therefore concerned with the forum for disputes over care and control of
children rather than making a substantive
determination on those issues. As was
observed by McGrath J in Secretary for Justice v
HJ:9
Overall it must always
be borne in mind that, in cases in which an application for return is made in
accordance with the Convention,
the judicial task is to decide the appropriate
forum for determination of the child’s interests, rather than to undertake
a
thorough investigation of those interests.
- [30] The
operative provisions of the Convention for present purposes are articles 12 and
13. It is not necessary to set out those
articles in this judgment. They are
implemented in New Zealand by ss 105 and 106 of the Act. Section 105
provides:
- Application
to court for return of child abducted to New Zealand
(1) An application for an order for the return of a child may be
made to a court having jurisdiction under this subpart by, or on
behalf of, a
person who claims—
(a) that the child is present in New Zealand; and
(b) that the child was removed from another Contracting State in
breach of that person’s rights of custody in respect of the
child; and
(c) that at the time of that removal those rights of custody
were actually being exercised by that person, or would have been so exercised
but for the removal; and
(d) that the child was habitually resident in that other
Contracting State immediately before the removal.
(2) Subject to section 106, a court must make an order that the
child in respect of whom the application is made be returned promptly
to the
person or country specified in the order if—
(a) an application under subsection (1) is made to the court;
and
9 Secretary for Justice v HJ [2006] NZSC 97,
[2007] 2 NZLR 289 at [131].
(b) the court is satisfied that the grounds of the application are made
out.
(3) A court hearing an application made under subsection (1) in
relation to the removal of a child from a Contracting State to New
Zealand may
request the applicant to obtain an order from a court of that State, or a
decision of a competent authority of that State,
declaring that the removal was
wrongful within the meaning of Article 3 of the Convention as it applies in that
State, and may adjourn
the proceedings for that purpose.
(4) A court may dismiss an application made to it under
subsection (1) in respect of a child or adjourn the proceedings if the
court—
(a) is not satisfied that the child is in New Zealand; or
(b) is satisfied that the child has been taken out of New
Zealand to another country.
- [31] As already
noted there is no issue that the grounds in s 105(1) are made out. The focus in
the Family Court and on appeal has
been whether any of the grounds for refusal
of a return order set out in s 106 is made out. That section relevantly
provides:
- Grounds
for refusal of order for return of child
(1) If an application
under section 105(1) is made to a court in relation to the removal of a child
from a Contracting State to
New Zealand, the court may refuse to make an order
under section 105(2) for the return of the child if any person who opposes the
making of the order establishes to the satisfaction of the court—
...
(b) that the person by whom or on whose behalf the application is
made—
...
(ii) consented to, or later acquiesced in, the removal; or
(c) that there is a grave risk that the child’s return—
...
(ii) would otherwise place the child in an intolerable situation; or
(d) that the child objects to being returned and has attained an age and
degree of maturity at which it is appropriate, in addition
to taking them into
account in accordance with section 6(2)(b), also to give weight to the
child’s views; or
...
- [32] The
Convention is treated as having a deterrent purpose or function. In commenting
on the s 106 exceptions to what is otherwise
the requirement to order return of
the child under s 105, Tipping J for the majority in the Supreme Court
observed:10
[40] ... all the exceptions must be
approached with an understanding of their shared context, within a Convention
that has the general
purpose of deterring child abductions. That is achieved by
ensuring prompt return in cases where no ground to refuse return is established.
When such a ground is established the Convention envisages an inquiry into
whether its deterrent purpose should prevail over the
interests of the
particular child or children.
(citation omitted)
- [33] In the
recent judgment of LRR v COL,11 the
Court of Appeal discussed the Convention, the New Zealand implementing
legislation and the general principles underlying the Convention
before applying
those principles to the defence in that case (s 106(1)(c)(ii) – grave risk
of intolerable situation) and to
the exercise of the discretion. On the general
principles of the Convention the Court of Appeal said:
- [78] However the
Convention identifies certain circumstances in which the return of a child to
its State of habitual residence may
not be appropriate, because return would be
contrary to the interests of that child. The presumption that the best interests
of the
child will be served by a prompt return to the country where they are
habitually resident is displaced in these circumstances.
- [79] It cannot
be emphasised too strongly that the exceptions set out in Article 13
[implemented in s 106] are as integral to the
scheme of the Convention as the
Article 12 provision [implemented in s 105] for prompt orders for return. The
circumstances in which
the Convention does not require an order for return of
the child are carefully circumscribed. It is not the function of the requested
State to conduct a wide-ranging inquiry into the best interests of the child.
But the prompt and focused inquiry required by the
provisions of the Convention
is designed to ensure that the outcome does serve the interests of the
particular child. As Baroness
Hale said in Re D:
... No one intended that an instrument designed to secure the
protection of children from the harmful effects of international child
abduction
should itself be turned into an instrument of harm.
(citation omitted)
10 Secretary for Justice v HJ, above n 9.
11 LRR v COL [2020] NZCA 209.
- [34] The Court
of Appeal also referred to the relationship between the Convention and
international human rights instruments, including
the United Nations Convention
on the Rights of the Child (UNCROC). The latter was considered by the United
Kingdom Supreme Court
in Re E. Delivering the judgment of the Court,
Baroness Hale and Lord Wilson said:12
- ...
the fact that the best interests of the child are not expressly made a primary
consideration in Hague Convention proceedings,
does not mean that they are not
at the forefront of the whole exercise. ... the aim of the Convention is as much
to deter people
from wrongfully abducting children as it is to serve the best
interests of the children who have been abducted. But it also aims
to serve the
best interests of the individual child. It does so by making certain rebuttable
assumptions about what will best achieve
this.
- Nowhere
does the Convention state that its objective is to serve the best interests of
the adult person, institution or other body
whose custody rights have been
infringed by the abduction. ... The assumption then is that if there is a
dispute about any aspect
of the future upbringing of the child the interests of
the child should be of paramount importance in resolving that dispute.
Unilateral
action should not be permitted to pre-empt or delay that resolution.
Hence the next assumption is that the best interests of the
child will be served
by a prompt return to the country where she is habitually resident. Restoring a
child to her familiar surroundings
is seen as likely to be a good thing in its
own right. As our own 1989 Act [Children Act 1989] makes clear, in section
1(3)(c), the
likely effect upon a child of any change in her circumstances is
always a relevant factor in deciding what will be best. But it is
also seen as
likely to promote the best resolution for her of any dispute about her future,
for the courts and the public authorities
in her own country will have access to
the best evidence and information about what that will be.
- Those
assumptions may be rebutted, albeit in a limited range of circumstances, but all
of them are inspired by the best interests
of the child. Thus the requested
state may decline to order the return of a child if proceedings were begun more
than a year after
her removal and she is now settled in her new environment (art
12); or if the person left behind has consented to or acquiesced in
the removal
or retention or was not exercising his rights at the time (art 13a); or if the
child objects to being returned and has
attained an age and maturity at which it
is appropriate to take account of her views (art 13); or, of course, if
“there is
a grave risk that his or her return would expose the child to
physical or psychological harm or otherwise place the child in an intolerable
situation” (art 13b). These are all situations in which the general
underlying assumptions about what will best serve the interests
of the child may
not be valid. We now understand that, although children do not always know what
is best for them, they may have
an acute perception of what is going on around
them and their own authentic views about the right and proper way to resolve
matters.
12 Re E (Children) (Abduction: Custody
Appeal) [2011] UKSC 27, [2012] 1 AC 144.
- [35] The Court
of Appeal noted that the United Kingdom Supreme Court went on to say that the
exceptions to the obligation to return
are, by their very nature, restricted in
scope and do not need any extra interpretation or gloss.13 The Court
of Appeal also noted that the High Court of Australia had rejected the
proposition that the exceptions should be “narrowly
construed”.14
- [36] The Court
of Appeal stated that the above observations are equally relevant to the Act.
This is emphasised by s 4 of the Act,
which provides that the welfare and bests
interests of the child, in his or her particular circumstances, must be the
first and paramount
consideration in proceedings under the Act and in any other
proceedings involving guardianship or day to day care for, or contact
with, a
child.
- [37] The Court
of Appeal continued:
- [83] ... The
inquiry into the best interests of the child must be approached in the manner
contemplated by ss 105 to 107. But it remains
the case that the welfare and best
interests of the child are, as the United Kingdom Supreme Court put it in Re
E, at the forefront of the whole exercise. The outcome does not turn on the
interests of the parents or guardians of the child, or
for that matter of the
relevant Central Authorities or States.
- [84] For
essentially the same reasons there is no inconsistency between the Convention
and the Act, properly understood and applied,
and the UNCRC requirement
that:
In all actions concerning children, whether undertaken by public
or private social welfare institutions, courts of law, administrative
authorities or legislative bodies, the best interests of the child shall be a
primary consideration.
(citation omitted)
- [38] Where one
or more of the exceptions in s 106 is made out, the Court must still undertake
an overall assessment to determine whether,
in the circumstances of the case, it
is appropriate to refuse to make an order for return of the child. In an appeal
to the House
of Lords involving two girls aged 10 and 13, Baroness Hale referred
to a line of authorities in which the discretion had been approached
on the
basis that
13 LRR v COL, above n 11, at [81] referring to [52] of Re
E.
14 At [81] citing DP v Commonwealth Central Authority
[2001] HCA 39, [2006] CLR 401.
refusing an order for return should only occur in “exceptional
cases”. Baroness Hale, in rejecting any such requirement
stated:15
... I have no doubt at all that it is wrong to import any test
of exceptionality into the exercise of discretion under the Hague Convention.
The circumstances in which return may be refused are themselves exceptions to
the general rule. That in itself is sufficient exceptionality.
It is neither
necessary nor desirable to import an additional gloss into the convention.
- [39] Finally,
the burden of proof to establish the existence of a defence under s 106 is on
the abducting parent, to the civil standard
of the balance of
probabilities.
Family Court judgment
- [40] The
Judge first addressed the admissibility of evidence. There was no specialist
psychologist’s report under s 133 of the
Act. I will address this issue
shortly. In a pre-trial conference, a Family Court Judge ruled that
psychological material could be
placed before the Court by the mother, who then
filed an affidavit of psychologist Dr Virginia Farnsworth-Grodd. That affidavit
referred
to the involvement of a general practitioner for the five children in
New Zealand and the Kari Centre.
- [41] The father
objected to the admission of correspondence from the general practitioner;
correspondence from the Kari Centre; and
a selection of case notes from a
variety of sources in Australia and New Zealand all annexed to an affidavit of
the mother. The Judge
admitted the evidence, noting the reporting letters from
the Kari Centre regarding the older sister A formed part of the background
of
the consultations that had taken place in Auckland since the children arrived.
The Judge said that while A was outside of the
jurisdiction of the Court, issues
relating to her formed part of the background and context in which the
circumstances had arisen.
The Judge therefore said he had no difficulty in
finding that the information provided by the general practitioner, the Kari
Centre
and the psychologist was relevant and probative, particularly having
regard to the complete contradiction between the mother and
father as to what
had happened in their household over the preceding 20
years.
15 Re M (Children) (Abduction: Rights of Custody)
[2007] UKHL 55, [2008] 1 AC 1288 at [40].
Child
objection defence
- [42] The Judge
first quoted extensively (just over nine pages of the judgment) from the two
reports of Ms Houghton, lawyer for the
three children. The first report is dated
30 September 2019 and the second is dated 2 December 2019 (four days before the
hearing).
- [43] The Judge
described both M and N as mature and thoughtful for their age. The Judge said,
based on what they had told lawyer for
the children, M and N had given careful
consideration to the situation they had found themselves in and had been able to
give logical
and rational reasons for their objections. The Judge found
confirmation of the level of intelligence and maturity of both M and N
in their
school reports. He found that N was not quite as mature as his sister, but the
Judge concluded both had intelligence and
maturity higher than average for
children of their ages.
- [44] The Judge
then referred to the well settled four-stage approach to this
defence.16
- [45] On the
first question, does the child object to return, the Judge stated that the
answer was “clearly yes” for both
M and N. The Judge noted that the
youngest, S, was not sufficiently old enough for Ms Houghton to ascertain his
views.
- [46] On
the second question, the Judge considered that both M and N had attained an age
and degree of maturity at which it is appropriate
to give weight to their views
for the following reasons:
(a) they were able to give consideration to the effect of a loss
of relationship with their older siblings should they return to Sydney;
(b) they were able to take into account that they were both
settled in their respective schools;
(c) they were able to take into account that they receive
support from a wide extended family and were in a busy family home which
appeared to be a positive environment for them;
(d) they were able to consider and express their view about the
comparative life back in Australia should that occur;
16 White v Northumberland [2006] NZCA 446; (2006) 26 FRNZ 189
(CA).
(e) I think both were prepared to consider and modify their views after being
advised of the undertaking given by the applicant to
allow them to return to the
former family home on their return to Sydney and the provision of ongoing
financial support. This indicated
to me that the views held were not
intransigent;
(f) although there is reference to the psychological issues and
conduct of their father in the home I do not consider I need to make
a finding
about that in terms of the validity of the objection. ... The evidence from Dr
Farnsworth-Grodd indicates that [M] has
a well-formed and thought-out basis for
objection to father’s conduct in their home in Sydney. This is a view held
consistently
by all of the children with the exception of the oldest but it is
clear that there are a number of reasons for the objection in addition
to the
concerns about psychological safety.
- [47] Despite
having referred to the four stage approach, the Judge did not consider the third
step, namely the weight that should
be given to the views of M and
N.
- [48] The Judge
then moved to the fourth step, the exercise of the discretion, before
considering the other defences raised. The Judge
said he could not see any
compelling reason not to exercise the discretion to uphold the objection by both
M and N. The Judge said
this was particularly in the context where both children
had lived in New Zealand for a period and had a clear basis for comparing
their
two situations. The Judge considered a major factor in the views expressed, and
the objection to return, was the loss of the
relationship with their two older
siblings, whom the Judge found they were clearly very close to. The Judge said
when he stood back
and looked at the matter overall, taking the mother’s
evidence into account as corroborating the children’s views as
conveyed to
lawyer for the children, their objections should be
upheld.
Consent/acquiescence
- [49] The Judge
set out in full the written submissions of counsel for the father on consent.
However the Judge omitted counsel’s
submissions on acquiescence. The Judge
found that the father did give his consent to all three children remaining in
New Zealand
in the course of a telephone conversation with the mother on 21 July
2019. The Judge accepted the mother’s evidence and found
the mother and
father had an amicable discussion during which the merits of the three children
remaining in New Zealand were expressed
and discussed fully. In accepting the
mother’s evidence, the
Judge said it was supported by the fact she immediately instructed her lawyer
and a letter was sent to the father by her lawyer confirming
the position. The
Judge referred to the sense of excitement around the household and relief
following the phone call as a result
of permission having been given to stay in
New Zealand. The Judge also referred to the mother’s action of enrolling M
and N
at a secondary school shortly after the phone call.
- [50] The Judge
found that the father had clearly changed his mind when, in a long telephone
conversation on 27 July 2019, he said
he wanted the mother and the children to
come back to Australia with his brother.
- [51] The Judge
considered the father understandably wanted, in the first instance, to placate
and please the mother and made a decision
to accept the situation and give his
consent. However, within a relatively short time, upon written confirmation of
that consent
being sought and after discussions with others, he changed his mind
and was party to sending his brother and son I to New Zealand.
He subsequently
came to New Zealand himself. The Judge referred to the legal principle in
relation to consent, saying that once consent
is given it could not be withdrawn
after removal has taken place. He said removal had clearly taken place. (The
Judge did not refer
to acquiescence). The Judge concluded that consent was given
in relation to all three children. He said he accepted the evidence
given by the
mother on this point, corroborated by the mother’s two sisters and
maternal grandmother.
Grave
risk defence
- [52] The Judge
noted there are two parts to the statutory defence: first, whether the return
would expose the children to physical
or psychological hardship (the word used
in the Act is in fact “harm”) or, second, would place the children
in an intolerable
situation. The Judge said that since he had upheld the
objections by M and N, and also having found that the father consented to
their
remaining in New Zealand, he did not have to consider this defence for them. He
said, however, he had decided to consider the
defence in relation to the
youngest child, S. The Judge noted there is a very high threshold to establish
this defence. He said the
primary basis would be that S, at the age of four,
would be ordered to return to Australia, with his other four
siblings
remaining in New Zealand with their mother. The converse, the Judge said, would
be that the mother would accompany S and leave the
other siblings in New Zealand
to be cared for by members of her family. He said this would place the mother in
a very difficult dilemma
but he could not be satisfied that it would expose S to
a grave risk.
- [53] The Judge
said it was clear the Australian Family Court system could effectively make
decisions in S’s best interest and
welfare. The Judge took into account
there was financial and material provision available to house S and look after
him. He would
have his father and oldest brother available to assist. The Judge
said there was very little evidence S would be exposed to any physical,
emotional or psychological violence. He said the psychological matters referred
to by the mother in her affidavit had impacted on
the older children,
particularly the two female children (A and M), but there was no evidence that S
had been exposed to any psychological
issues “which would justify placing
him in grave risk”. The Judge said this was particularly so having regard
to the
undertaking given by the father that he would vacate the family home and
provide financial support for the mother to enable her to
return with the child.
The Judge said he could not find that S would be exposed to “an
intolerable situation or a grave risk”.
Overall
discretion
- [54] Having
already applied his discretion in relation to the child objection defence on its
own, the Judge finally exercised his
discretion in relation to that defence
again and the consent/acquiescence defence. He refused to order the return of
the children.
- [55] He said he
took into account the following factors. The three children, together with their
two older siblings, appeared to be
comfortable and were progressing well in New
Zealand. He said the situation was stable. The Judge was satisfied that
appropriate
contact arrangements could be worked out and, failing that, they
could be the subject of a hearing in a relatively short time in
the Auckland
Family Court. The Judge also considered the father had the financial resources
to be able to exercise contact on a regular
basis in Auckland. He expressed
himself satisfied that the three children were receiving appropriate educational
care and were being
well housed and looked after. He said they had access to
considerable family support and he took into
account the reasons behind their objections and the reasons for the discretion
vested in the Court. The Judge did not see any reason
to depart from the
decision made. He declined to make an order for their return.
Approach on appeal
- [56] The
appeal is brought under s 143 of the Act. It is a general appeal.17
Although s 106(1) of the Act is commonly described as involving an
exercise of discretion, the Supreme Court confirmed in Simpson v
Hamilton,18 that Austin, Nichols
& Co Inc v Stichting Lodestar19 applies to the entire matter.
The approach in May v May20 does not apply to any part of an
appeal against a decision under s 106.21 This Court is therefore
required to consider matters afresh and arrive at its own assessment of the
merits of the case. No particular
deference is required to the lower court for
its factual findings. That is particularly so in Hague Convention proceedings,
which
are normally (as in this case) dealt with on affidavit evidence without
cross-examination.
No specialist psychologist’s report under s 133
- [57] In
the Family Court, in a memorandum for a pre-trial conference, Mr Ashmore, for
the mother, submitted that a specialist psychologist’s
report should be
ordered under s 133 of the Act. This application was based on the mother’s
case that the separation of the
siblings would place the younger children in an
intolerable situation, particularly given the complexity of the family dynamics
and
the presence of mental health issues for all children.
- [58] In the face
of opposition by the father, no report was ordered. Nor did Judge Burns
interview M and N. In this Court, Ms
Crawshaw QC (who was not counsel in the
Family Court), for the father, raised the lack of a s 133 report in
the
17 Kacem v Bashir [2010] NZSC 112, [2011] 2
NZLR 1 at [31]- [32].
18 Simpson v Hamilton [2020] NZSC 42 at fn 34.
19 Austin, Nichols & Co Inc v Stichting Lodestar [2007]
NZSC 103, [2008] 2 NZLR 141.
20 May v May (1982) 1 NZFLR 165 (CA).
21 In Simpson v Hamilton, above n 18, the Supreme Court noted at fn 34 that
the High Court had applied May v May as governing the principles that
apply on appeal. The footnote further states it was (correctly) agreed by the
parties in the Court
of Appeal that Austin, Nichols applied rather than
May v May. The Supreme Court referred to the Court of Appeal judgment at
[44], where the Court of Appeal noted that the High Court should not
have
treated any aspect of the appeal as being governed by the approach directed by
the CA in May v May.
context of her submissions on the child objection defence and the weight to be
given to the views of M and N. These submissions were
particularly concerned
with possible influence by members of the maternal family on the objections to
return expressed by M and N.
Ms Crawshaw submits that this Court has three
options: one is to consider weight itself; another is that the Court could refer
the
matter back to the Family Court; or, finally, the Court could call for a s
133 report itself to address the issue of potential influence
on the views
expressed by M and N.
- [59] Ms
Crawshaw’s position on those three options is that there is sufficient
evidence to enable the Court to conclude it should
not give unquestioned weight
to the views of M and N and that a s 133 report is not necessary to reach such a
view. She submits this
Court is in a position to decide not to give undue weight
to the objections by M and N and to exercise the discretion to allow their
return to Australia.
- [60] In LRR v
COL the Court of Appeal referred to the Convention requiring the Court in a
requested State to walk a delicate line between ensuring that
the application is
determined promptly, and ensuring that proper attention is paid to the important
and often strongly contested
issues that can arise in the context of Convention
applications. The Court of Appeal said the temptation to conduct a full inquiry
into the welfare and interests of the child must be resisted. On the other hand
the Court said that the Convention and the Act require
the Court to conduct a
proper inquiry, based on evidence rather than speculation, into facts relevant
to any exception that is invoked.22 The Court continued by
saying:
[104] ... Appropriate case management is essential to ensure
that the issues are identified, and evidence relevant to those issues
is
provided to the court, in the shortest feasible timeframe. At an early stage the
court should consider what evidence the parties
propose to provide, and whether
additional evidence is needed to enable the court to make an informed decision
under s 106. Depending
on the issues raised, it may be desirable to appoint an
independent psychologist to prepare a report. In some cases it will be desirable
to appoint counsel for the child, who can ascertain the views of the child and
represent the child’s interests in the proceedings.
...
(citations omitted)
22 LRR v COL, above n 11 at [101].
- [61] In my view
there should not be further delay by sending the matter back to the Family Court
for that Court to obtain a s 133
report nor for this Court to call for a report
itself. It is now over 11 months since the application seeking the return of the
children
was lodged with the Australian Central Authority.
- [62] I have no
doubt that a s 133 report would have been of assistance. But in its absence, the
Court has three reports from lawyer
for the children, an affidavit from a
psychologist (albeit not a Court appointed psychologist) and a letter from the
children’s
general practitioner.23 I consider such evidential
basis, together with all the other evidence, is sufficient to allow the Court to
reach a conclusion both
on the grave risk defence and on the weight to be
attached to the objections of M and N. This includes whether the weight should
be adjusted due to the possibility of influence by the mother and/or other
members of the family in New Zealand.
Fresh evidence
- [63] The
father applied in advance of the hearing for leave to adduce fresh evidence on
appeal. The application was not opposed by
the mother, provided she had a right
of reply. In consequence of that agreement, the application was not addressed
prior to the hearing
of the appeal.
- [64] For the
father there are two affidavits, one from him affirmed on 12 June 2020, and one
from his Australia solicitor, John Putrus,
affirmed on 15 June 2020. The
father’s affidavit mainly addresses updating matters and also annexes
application documents from
the Family Court proceedings in Australia. Evidence
in those proceedings had been filed in the Family Court in New Zealand but not
the applications.
- [65] There are
also copies of interim Court orders dated 14 April 2020 made by consent in the
Family Court of Australia: directing
fortnightly payments by the father to the
mother; regarding sale of properties and the disbursement of the proceeds of
sale of one
of those properties. Also annexed is a copy of the undertakings
given by
23 See comments by the Court of Appeal in LRR v
COL, above n 11, at [106] as to the
need for necessary evidence to enable an informed decision even if that entails
some further delay. But the outcome
– delay – is problematic.
the father in the Family Court in Australia. They are to the same effect as the
undertakings referred to in [25] above,
save that the reference to school fees is “reasonable” school
fees.
- [66] The father
confirms that in accordance with his undertakings he recently moved out of the
former family home. He also refers
to efforts to contact his children. He says
that since the Family Court hearing on 6 December 2019, he has been telephoning
to speak
with the children every Friday. He says he has not been able to get
through to speak with the children since 10 April 2020. He says
he has not been
able to speak to S at all since he was taken to New Zealand, although he has
called to speak to him.
- [67] In his
affidavit, Mr Putrus says it is usual practice in the Family Court of Australia
to file undertakings with the Court. Undertakings
are enforceable, and if
breached the sanction for such breaches is contempt of Court which is punishable
by a fine or imprisonment.
Mr Putrus says in Australia the undertaking has the
same effect as an order of the Court.
- [68] The mother
filed two affidavits in reply. One is from Wazhma Sultanzada, the instructing
solicitor representing the mother in
the Family Court of Australia, affirmed on
19 June 2020. Ms Sultanzada refers to Mr Putrus’ affidavit. She says the
undertaking
filed in the Family Court has not been served. She said this is
highly unusual. However, she does not state that there is any consequence
where
service is not contemporaneous with filing.
- [69] The other
affidavit is from the mother affirmed on 22 June 2020. She takes issue with the
father’s statement that he has
not talked to the children since 10 April
2020. She sets out details of calls she claims were made, annexing screenshots
of her phone,
and comments on the call log that is annexed to the father’s
affidavit. As far as S is concerned, the mother says she accepts
that S and the
father do not communicate for long as S simply does not want to speak to him. On
occasions when the father is speaking
to the other children with the phone on
speakerphone, S is present.
- [70] The
telephone call evidence continues the dispute between the parties on virtually
all issues. It is fresh evidence. But it is
peripheral to the issues I need to
decide and I do not admit it. However other parts of the affidavits are of
assistance to the Court.
Apart from the applications in the Family Court in
Australia, which it seems were inadvertently omitted from the evidence filed in
the Family Court here, it is fresh evidence. Save for the telephone call
evidence, I admit the evidence in the new affidavits in
the interests of
justice.24
First ground of appeal – child objection defence - s
106(1)(d)
- [71] Ms
Crawshaw submits the Judge failed to properly apply the correct test to
determine whether the child objection defence
was made out. In
particular, Ms Crawshaw submits, the Judge erred in law in failing to consider
the weight to be given to the
objections by M and N. As a result of that
failure, the Judge did not properly assess the stated objections. In failing to
consider
the weight to be given to the objections by M and N the Judge omitted
to consider a number of factors (which I will address in due
course). Ms
Crawshaw submits that had those factors been properly considered and taken into
account, little weight should have been
accorded the objections of M and N to
returning to Australia.
- [72] Ms Crawshaw
submits the Judge erred in law in a second way by purporting to exercise a
discretion in respect of the s106(1)(d)
defence alone, rather than considering
the effect of the statutory discretion as the final step in the overall analysis
required
under s 106(1). In doing so the Judge also incorrectly approached the
exercise of his discretion on the basis of an implied presumption
of
“upholding” the children’s objections in the absence of
compelling reasons not to do so. Ms Crawshaw submits
there is no basis in law
for any such presumption.
- [73] Ms Crawshaw
identifies what she submits is a third error of law. She says the weight to be
given to a child’s objection,
and any relevant matters determinative of
that weight, must also be taken into account by the Court in the proper exercise
of the
statutory discretion under s 106(1). She submits the Judge’s
failure to consider the
- See
discussion in LRR v COL, above n 11,
on the admission of fresh evidence on appeal at [121]-
[128].
weight to be given to the children’s objection, and the consequent failure
to take that into account in the later overall exercise
of his discretion not to
order the return of the children to Australia, led to a further error of
law.
- [74] Mr Ashmore,
for the mother, concedes there are what he describes as “problematic
aspects of the decision” of the
Judge. In particular, and in relation to
this defence, Mr Ashmore concedes that the Judge appeared to omit the
“weight”
step in the White v Northumberland25
approach.
- [75] Mr Ashmore
also concedes that when the Judge purported to exercise his discretion in
respect of the child objection defence alone,
he appeared to proceed on the
basis of some form of presumption in favour of retention in New Zealand which Mr
Ashmore accepts is
incorrect.
- [76] Having made
those concessions, Mr Ashmore submits that it is not simply the case that return
must be ordered if errors in the
Judge’s decision are established. This
Court is able to reconsider the case. In particular, Mr Ashmore notes the
updated views
of M and N, which he says are considerably more forceful than
those before the Family Court.
- [77] In terms of
the White v Northumberland approach, Mr Ashmore submits M and N clearly
object (step 1); M and N are at an age and of sufficient maturity, so the second
step
is satisfied; and in relation to weight, the views of M and N are based
upon their lived experience in Australia and they are strongly
held and
passionate. Most importantly, they make it very clear that it is return to
Australia, rather than return to the family home
with the father present, to
which they object. Notwithstanding undertakings by the father, or other
protective measures, they will
not feel safe and comfortable in that
environment.
- [78] Mr Ashmore
refers to each of the factors Ms Crawshaw submits the Court should consider in
relation to weight and says the father’s
arguments are an invitation to
this Court to disregard the very powerful objections raised by M and
N.
25 White v Northumberland, above n 16.
- [79] Ms
Houghton, lawyer for the children, submits the Judge was correct in concluding
the child objection defence was made out. She
submits both M and N clearly
reported strong objections which were expressed in unequivocal terms and they
each provided their own
explanation. She submits that even if someone may have
had influence over their views (though she says the evidence does not establish
that), they are aged nearly 15 years (M) and 13.5 years (N). They are of an age
and maturity in which it is appropriate to give weight
to their
views.
- [80] As to the
weight to be given to their views, Ms Houghton submits that while the Judge did
not address the issue of weight as
a separate step in his decision, when the
relevant part of the judgment is read as a whole, it is clear that the Judge
found it appropriate
to place significant weight on the views of M and N. She
also submits there is no ground for not placing significant weight on their
views having regard to the explanations given by them, their ages, their
maturity and intelligence, and the strength of the language
they have
used.
- [81] Ms Houghton
also responds to each of the factors which Ms Crawshaw submits must be taken
into account in assessing weight and
says that none of those alter her
submission on the issue of the weight to be given to M and N’s
views.
Legal principles
- [82] All counsel
agree the approach the Court should follow is that set out in White v
Northumberland,26 where the Court of Appeal endorsed the approach
taken by the High Court. There are four steps, although, as Mr Ashmore points
out,
it is in fact a three step test with the discretion being the fourth step.
The questions to be answered by the Court are:
(a) Does the child object to return?
(b) If so, has the child attained an age and degree of maturity
at which it is appropriate to give weight to the child’s views?
26 White v Northumberland, above n 16.
(c) If so, what weight should be given to the child’s views?
(d) And how should the residual statutory discretion be
exercised?
- [83] Steps 1 to
3 are cumulative threshold requirements. Only once all three have been satisfied
does it become necessary for the
Court to consider whether its discretion to
refuse return should be exercised.27 There is “no hard and fast
rule that the objection of a child will be determinative when [the child]
reaches a particular age
or state of maturity”.28 The position
is as stated by Fisher J in S v S.29
... as a
matter of degree the weight to be attached to the wish will turn upon all the
surrounding circumstances. “Age and degree
of maturity” are
expressly referred to in s 13(1)(d) and para 30 of the report on the convention
quoted earlier. Other considerations
will include the cogency of any reasons
given by the child and the possible role of external influences.
...
The weight to be attached to such wishes will turn upon age and
maturity, the reasons given by the child, possible influences upon
the child,
competing considerations and all the surrounding circumstances.
- [84] In Re
T,30 a judgment of the Court of Appeal of England and Wales, it
was stated that “an ascertainment of the strength of the validity”
of a child’s objection called for an examination of the
following:
(a) What is the child’s own perspective of what is in her
interests, short, medium and long-term? Self-perception is important
because it
is her views which have to be judged appropriate.
(b) To what extent, if at all, are the reasons for objection
rooted in reality or might reasonably appear to the child to be so grounded?
(c) To what extent have those views been shaped or even coloured
by undue influence and pressure, directly or indirectly exerted by
the abducting
parent?
(d) To what extent will the objections be mollified on return
and, where it is the case, on removal from any pernicious influence
from the
abducting parent?
27 AHC v CAC HC Auckland CIV-2011-404-727, 4
May 2011 at [79]-[80].
28 JRW v EW HC Dunedin CIV-2006-412-720, 16 October 2006 at
[49].
- S
v S [1999] 3 NZLR 513 (HC) at 522-523. Leave to appeal Fisher J’s
decision was refused by the Court of Appeal.
30 Re T
(Abduction: Child’s Objections to Return) [2000] 2 FLR 192 (CA) at
204, per Ward LJ.
- [85] In the
House of Lords decision Re D, Baroness Hale made the following
observation regarding a child’s views:31
... there is a large difference between taking account of a
child’s views and doing what he wants. Especially in Hague Convention
cases, the relevance of the child’s views to the issues in the case may be
limited. But there is now a growing understanding
of the importance of listening
to the children involved in children’s cases. It is the child, more than
anyone else, will have
to live with what the court decides. Those who do listen
to children understand that they often have a point of view which is quite
distinct from that of the person looking after them. They are quite capable of
being moral actors in their own right. Just as the
adults may have to do what
the court decides whether they like it or not, so may the child. But that is no
more reason for failing
to hear what the child has to say than it is for
refusing to hear the parents’ views.
- [86] No issue is
taken with the Judge’s application of steps 1 and 2 of White
v Northumberland. Although the Judge set out the correct approach, he failed
to consider step 3. The Judge was required to consider all relevant evidence
and
reach a conclusion on the weight to be attached to the views of M and N. The
Judge erred in law in not doing so. I do not accept
Ms Houghton’s
submission that, from an overall reading of this part of the judgment, it can be
discerned that the Judge placed
significant weight on the views of M and N. That
is not sufficient.
- [87] In order to
determine the weight to be given to M and N’s objections, I will address
each of the factors Ms Crawshaw submits
the Judge failed to consider and which,
she says, he should have considered. It is also necessary to consider those
factors in the
context of all of the evidence. But first I summarise the
objections of M and N, as contained in the two detailed reports of lawyer
for
the children in the Family Court and her updated report dated 9 June 2020 filed
in this Court. I also refer to the relevant parts
of the report of psychologist
Dr Farnsworth-Grodd and the letter from Dr Husain. Finally, I mention the
position regarding S.
Lawyer for the children – 30
September 2019 report regarding M
- [88] I start
with the daughter M.
- [89] Ms Houghton
made clear to M that the proceeding before the Court was not about where they
live on a longer term basis, but whether
they return to Australia
or
31 Re D (A Child) (Abduction: Rights of Custody)
[2006] UKHL 51, [2007] 1 AC 619 at [57].
remain in New Zealand while decisions were made regarding any longer term
arrangements. She said that M understood that. She described
M as thoughtful,
articulate and mature for her age. She seemed to consider her responses before
providing them to Ms Houghton and
explained the reasons for her views. M said
that she did not want to go back to Australia at all. She said she loved her
current
living arrangement and she felt, in leaving Australia for New Zealand,
she had left “years of isolation”. She felt that
she had no friends
in her class at her old school, which had added to her feelings of isolation.
She did not want to return to her
old school, described it as an Islamic school,
where she was subjected to very strict but pointless rules. She said her father
hated
her mother’s family, that he would say bad things about them. That,
and the life her father insisted they all lead, had made
her feel very
isolated.
- [90] She told Ms
Houghton she very much wanted to stay in New Zealand. It was important for her
to be able to see her big sister every
morning. She felt in Auckland she had a
“support network”. If she had to go back to Australia it would be
“hard
to cope” and she would feel “alone and isolated like
before”. The most important people she relied upon for support,
aside from
her mother, were her aunt, her older sister and older brother, who all live in
New Zealand. She said, in particular, her
sister A helped her with what she
referred to as “family issues”.
- [91] She told Ms
Houghton she very much liked her second older brother, H, living with her. She
said that when he lived in Australia
with them, he was her main support. It was
H who encouraged her to see a school counsellor in Australia. She said that had
to be
arranged secretly so her father did not know. She told Ms Houghton she is
seeing a psychologist in New Zealand and found her very
helpful in dealing with
her emotions, understanding things and coping techniques.
- [92] She said to
Ms Houghton that even if she were living separately from her father in
Australia, she would feel as if she was living
back with him again, just not in
the same physical environment. She used the word “horrible” to
describe how it would
feel if she were to return to Australia. She felt her
father had not allowed her to grow. She told Ms Houghton of physical discipline
and verbal abuse by her father, which she said happened often.
- [93] Although
she had seen the school counsellor at her previous school, she did not find her
much help. In Australia she had not
been able to see a psychologist, as she
needed a referral and her father was her doctor. Ms Houghton asked M about her
subjective
“happiness” scale going from zero (the least happy) up to
100. M said that if she had to return to Australia she would
be a “zero
out of 100” on that scale. She said that if she was in Australia and not
living with her father, there would
not be any physical abuse, but that would be
the only difference with respect to her feelings of isolation and
unhappiness.
- [94] She said
that now she is away from Australia and living with her two older siblings, she
could concentrate in class and did not
think about family issues in
school.
General practitioner letter –
25 October 2019 regarding M
- [95] Dr Husain
is a general practitioner who has practised medicine for over 20 years,
with 15 years in general practice in
Auckland. She is the family GP for all five
children in New Zealand. M became her patient in August 2019. On her initial
consultation
with Dr Husain, M described how hard she had found her separation
from her older brother and sister, H and A, over the preceding
six months. M
also told Dr Husain that she had used a box cutter, found while arranging her
sister’s clothes in Australia,
to cut herself on her left arm just below
the elbow. Dr Husain said that since arriving in New Zealand, M had enrolled at
high school
and appeared happily participating in
activities.
- [96] Her opinion
was that M (and N and S) presented to her with a range of physiological and
psychological needs. M showed self-harm
tendencies, repressed anger and severe
progressive scoliosis. She said M has since started physiotherapy and is on a
waiting list
for a specialist appointment for a spine review, with plans for
corrective surgery.
Doctor
Farnsworth-Grodd – affidavit 30 October 2019 regarding M
- [97] Dr
Farnsworth-Grodd is a registered clinical psychologist who currently works in
private practice. She also works part-time for
the Waitemata District Health
Board as a professional lead/clinical advisor for community alcohol and drug
services. She
holds a Doctor of Clinical Psychology degree from the University of Auckland,
along with other professional degrees and diplomas.
She notes that her
affidavit is not a s 133 report or other court-ordered report. It is a
summary of sessions provided to M
(and N) from July 2019 to October 2019.
- [98] M and N saw
Dr Farnsworth-Grodd at the request of their mother who was said to have had
concerns that M was “not sharing
her feelings” and had self-harmed
earlier in the year. In relation to N, the mother was concerned that he was
“shutting
down”.
- [99] Dr
Farnsworth-Grodd said she received instructions from counsel for the mother on
21 October 2019 to provide a summary of her
conclusions, having seen M and N
after their arrival in New Zealand. She was asked to include any views M and N
had expressed to
her regarding a possible return to Australia and the potential
impact this move would have on them. The sources Dr Farnsworth-Grodd
relied on
were a family session on 27 July 2019 and five individual sessions with M
between 17 August and 19 October 2019 (and two
individual sessions with N on 31
August and 12 October 2019). I note that these sessions were all prior to either
M or N being aware
of the undertakings given by their
father.
- [100] Dr
Farnsworth-Grodd said M presented as a bright and articulate young woman who was
keen to share her concerns. She was adamant
she would not return to Australia
and described the abusive life she experienced there. M said she struggled with
recurring dreams
of domestic violence by her father.
- [101] M
self-harmed on 26 February 2019. She was aware her older sister, A, struggled
with her mental health and M had found a box
cutter hidden by her sister. She
said her father showed no concern and removed the door from her bedroom. M
reflected on who supported
her and said she felt close to her older siblings. A
is viewed as a “refuge” and someone she can talk to and who
understands
her. H is seen as a calming influence and also someone she can talk
to.
- [102] M was
adamant she did not want to return to family life in Australia, nor her former
school. She enjoyed family support here
and her New Zealand school. Dr
Farnsworth-Grodd was of the opinion that M presented with psychological
effects
of trauma having experienced domestic violence in her family life in Australia.
Her eating issues and self-harm incident indicated
her vulnerability and need
for a nurturing family home environment. Dr Farnsworth-Grodd concluded:
A return to Australia could trigger further self-harm attempts.
It is critical for [M’s] recovery from the psychological effects
of
trauma, and to prevent future self-harm attempts, that she remain in a
supportive, loving and caring family home environment.
This is provided by her
New Zealand home where her older siblings play a pivotal role in providing
support and understanding. These
siblings are notable for their cohesion, love
and support of each other.
Lawyer
for the children –2 December 2019 report regarding M
- [103] Ms
Houghton recorded that, at the start of her meeting with M on 2 December 2019,
she repeated the explanation she had given
M when she met with M in September
2019. That is, Ms Houghton distinguished between longer term decisions about
M’s living
arrangements and this proceeding about whether they return to
Australia or remain in New Zealand while those longer term decisions
were made.
Ms Houghton said M again confirmed she understood the
distinction.
- [104] Ms
Houghton made M aware of the undertakings her father had recently given. M was
not aware of that before meeting with Ms Houghton
and told her that she was
pleasantly surprised and pleased that her father had made that offer. However,
she said she believed her
father would be able to find a way around his
undertakings if they returned to Australia. She told Ms Houghton that made a
“tiny”
bit of difference and she would feel a little less worried
about returning to Australia if her father abided by his
undertakings.
- [105] M said she
would feel better knowing she was going back to a home she knew but then said it
held a lot of bad memories which
would be “gushing in their minds, making
things worse”.
- [106] M again
said she would not return to her previous school if she returned to Australia.
She said that if she returned to Australia
she would make sure she had regular
calls and Facetime with H and A, but it would not be the same as seeing them. M
said she used
A as her main person to “rant” to, which she thought
she did every day and often sought advice from her. She said she
was getting on
better with her
mother and that her mother was becoming an increasingly important person for her
to be able to talk to. M said if she had to return
to Australia, she would have
to assume a lot of responsibility as she would be the eldest child.
- [107] Ms
Houghton described a “happiness scale” of one to 10 and M said she
would be a 10 out of 10 happy if she could
stay in New Zealand and a two or
three out of 10 if she had to return to Australia. Ms Houghton discussed with M
what she might do
to help herself if she returned to Australia. She said her
mother would probably take them to a GP her mother knows and get a referral
to
someone like Dr Farnsworth- Grodd for her to talk to. M said she still saw Dr
Farnsworth-Grodd and found those meetings helpful.
- [108] She said
there would be one friend in Australia who would be pleased to see her but that
friendship was not close anymore. She
expressed concern about money for the
family if they returned. She said she would not want to see her father at all
because of how
he had behaved when they all lived
together.
- [109] In
summary, in relation to M, Ms Houghton said that on both occasions she had met
with her, she had clearly told her that she
did not want to return to Australia.
M said that objection stood whether or not she has any contact at all with her
father. Ms Houghton
said that while M’s objection in part seemed to be
based upon her criticisms of life while living with her father, it also
appeared
to be based upon the levels of support and comfort she says she feels being near
her family members in Auckland, particularly
A and H, and her dislike of her
school in Australia. M (and also
N) did not express any criticism to Ms Houghton of the standard of care their
mother is currently providing to them, nor did M (or
N) discuss the mother in
unfavourable terms.
Lawyer
for the children - 9 June 2020 report regarding M
- [110] This
report was prepared by lawyer for the children to provide an update to this
Court on the current views of M and N.
- [111] M told Ms
Houghton of having nightmares about her uncle, her father or her brother
appearing in Auckland and of running away
from them. M
advised
Ms Houghton that she had had this type of nightmare recently, as well as having
them in the past since coming to New Zealand. M said
that if the Court decided
she needed to return to Australia, she would find that
“devastating”. It would be “worse
than sad”. The
“worst thing” for her would be having to live separately from her
sister and brother, her cousins,
her aunt and her grandparents. She said that
she would have to be forced to return to Australia and that if she were in
Australia
she would “feel alone, as if there was no-one there for
her”. She repeated how much she valued living with her older
brother H and
her older sister A.
- [112] M told Ms
Houghton that whether or not her father was in the home or living nearby, or
even in the same State, she did not
want to be in Australia. M asked Ms
Houghton to tell the Court she felt “that it was crazy for any adults to
consider
sending her back to Australia”. M explained that she felt like
she had escaped prison and she found it unbelievable that a
possible return to
Australia was even being considered for her. She anticipated, if she did have to
return, she would feel stuck,
lonely, that she would be in an awful place, and
back in prison.
- [113] M said
that another negative about being in Australia would be the stress she would
feel and the worry that she would feel and
have to live with every day. She
anticipated she would feel scared “24/7” in Australia and would
worry that she was being
watched, even if they were living in a different state
from her father. She thought she would always feel scared and on alert. She
gave
an example of walking to school and expected, on every occasion, she would feel
worried that her father, brother or uncle would
see her and approach her. She
had a fear that her father would find a way to get to her. She said she believed
that her father, irrespective
of any Court orders or undertakings given, would
find a way to learn what school she was at and to find a way to, for example,
walk
past and greet her. She said that if that happened she would feel
threatened.
- [114] M asked Ms
Houghton to advise the Court that she does not regard her father as a good
person because he mistreated her, mistreated
her mother, mistreated her family
and those who loved him. She does not trust her father.
- [115] On a
happiness scale, overall she gave her life and happiness a 10 out of 10 score.
Asked how she anticipated she would rate
her happiness if she returned to
Australia, M responded by asking if there were negative numbers on the scale. If
not, M said she
would definitely be a zero out of 10.
Lawyer
for the children - 30 September 2019 report regarding N
- [116] I now
address the reports in relation to N.
- [117] Ms
Houghton similarly made it clear to N that the proceeding before the Court was
not about where they live on a long-term basis,
but whether they return to
Australia or remain in New Zealand while decisions were made regarding any
longer term arrangements. She
said that N understood that.
- [118] N told Ms
Houghton he did not want to return to Australia and he maintained that view
throughout their discussion. He was critical
of his school in Australia and said
the school he was attending in New Zealand was far better. He said he felt more
“naturally
comfortable” in New Zealand. He said one of the really
good things about being in New Zealand was the support he had from his
older
brother, H. He said he can rely on H and he respects H a lot. He said the other
very important people who support him are his
mother, his aunt and his
sisters.
- [119] He said
that when he lived in Australia he felt as if he was under surveillance. He said
he had hardly any choices and he did
not feel free. When his older brother and
sister left Australia for New Zealand, he felt happy for them. N said, “I
say ‘no’
to Australia”. He said his parents should be able to
resolve their disputes while he lived in New Zealand. He said he was “not
interested” in going to Australia. He said he was “all
settled” in New Zealand and did not want to return to Australia.
He could
not understand why anyone would think that was good for
him.
- [120] When asked
how he would feel if he needed to return to Australia, he said he would feel
“a lot less secure, uncomfortable”.
He said he wanted
“definitely to stay right here”. He said “New Zealand is
better for me”. He slept better
here. He said the family members he
lives with understand and can help him. He said he is having more “temper
tantrums”
but “when he gets cross, they help him”. N said he
did not
understand why he should have to go back to Australia. The two main reasons he
wanted to stay in New Zealand were “support
and freedom”.
- [121] N
described his father as an angry and aggressive person. N said he would feel
“fearful and afraid” if he saw his
father, saying that when his
father gets angry, he is a very aggressive person.
- [122] Ms
Houghton described N as articulate and thoughtful. He was able to explain to her
the reasons for his views. He appeared to
quietly consider his answers and
comments before responding to her.
General
practitioner letter – 25 October 2019 regarding N
- [123] N became
Dr Husain’s patient in August 2019. Dr Husain describes him then as
withdrawn, moody/volatile and underweight.
He avoided eye contact and was
reluctant to engage. He reported to her that the school he was attending was a
huge change from his
experience in Australia. Dr Husain says N has increased his
after school activities. N has become more engaged with his health and
wellbeing, while enjoying a close and supportive relationship with his older
brother, H, and his first cousins.
Dr
Farnsworth-Grodd – affidavit 30 October 2019 regarding N
- [124] Dr
Farnsworth-Grodd said on first impression N was an articulate young man who was
reticent to speak a lot with his siblings
present. Family members stated that he
had been irritable and angry on a number of occasions when having to wait or
accommodate others’
needs.
- [125] She says N
experienced home life in Australia as very difficult as his father was abusive,
controlling and manipulative. Dr
Farnsworth-Grodd said N fears a possible return
to Australia. “Returning to Australia would be very bad”,
“he’d
act a kind father but he won’t
change”.
- [126] N told her
he felt isolated in Australia. But in New Zealand he is enjoys participating in
a number of new interests and sporting
activities. He described
his
mother as “looking out for him”, “she’s kind, and cares,
she always tries to help”. She said N is very
close to his older family
members. In particular, his older brother H was described as
“calming” and “someone to
talk to”, “He has kept
us together, and I can turn to him at any time I need”. N expressed his
gratitude for H’s
help with school work and for being there when he or
others need help or support.
- [127] Dr
Farnsworth-Grodd’s opinion was that N presented with symptoms of
depression. She had concern for his mood and the impact
of trauma from
experiencing family violence. She recommended further assessment through the
Kari Centre and for the family to foster
meaningful interaction time. She said
that when she saw N on 12 October 2019, there was a noticeable shift in his
engagement (improved
eye contact), willingness and openness to share, as well as
increased energy and enthusiasm for his interests, indicating an improvement
in
his mood. She attributes these changes to a caring and supportive family and
school environment. She concluded:
It is critical for [N’s] stability of mood and recovery
from experiencing trauma that he remain in a family home environment
that is
supportive, loving and caring. This is provided for him in New Zealand. The
extent to which [N] relies on his older siblings,
especially H, is also
important to N’s emotional stability. He sees H as playing a pivotal role
in providing calm and an understanding
ear to his concerns. He thinks a life
without living close to his older siblings in New Zealand would be “very
bad”,
“terrible”.
Lawyer
for the children– 2 December 2019 report regarding N
- [128] Ms
Houghton met with N at his school. She repeated her explanation to him about the
scope of this proceeding. She considered
he understood it. She also made N aware
of the undertakings given by his father. N responded that his father might not
stick to his
word and might be nearby or might come back or would find a way to
get around the agreement.
- [129] Ms
Houghton said that N maintained a clear objection to returning to Australia,
even on the basis that he did not live with
his father and even if it could be
guaranteed that his father did not have contact with him or his mother. He said
there was nothing
good, “Not one good thing” about going back to
Australia. He said he would feel pretty sad living somewhere without H
and A. He
said his parents, or the adults, should let him stay in New Zealand while
everything was resolved, rather than having to
go
back to Australia. He explained that just because you are born in a country and
have lived in a country, it does not mean it is better
for you there. He could
not think of anything he or anyone could do to assist him, if he had to return
to Australia. He simply did
not want to return at all.
Lawyer for the children – 9
June 2020 report regarding N
- [130] N repeated
that in his view there would be nothing good about returning to Australia. He
explained that returning to Australia
would make things a lot harder for him. He
anticipated that he would always feel anxious and he used the phrase
“always on
caution for Dad”, explaining that he would constantly be
on the lookout for his father and would not want to see him. He thought
he would
have to be very cautious and it would be a very stressful way to
live.
- [131] He said he
much preferred life in New Zealand, his neighbourhood, living with his family,
the school he attended, his friends.
He said he had spoken to a counsellor from
Family Works who helped him “process things and
feelings”.
- [132] He
explained the “worst things” about going back to Australia would be
not having his brother and sister to support
him and “probably not having
much money for the family”. In New Zealand he spends “lots of time
every day”
with his brother and sister and in particular his older
brother. N also said he would not want to see his oldest brother who lives
in
Australia. He felt that brother had been more physical towards family members
than even his father.
- [133] Counsel
sought a response on her zero to 10 happiness scale. N felt his life was
currently a seven to eight out of 10. He thought
if he returned to Australia his
life would be two to four out of 10.
Lawyer
for the children – 30 September 2019 report regarding S
- [134] Ms
Houghton took the view, which she communicated to counsel, that she should not
meet with S at that point due to his young
age and the fact that the proceeding
also related to two of his older
siblings.
Lawyer
for the children – 2 December 2019 report regarding S
- [135] Ms
Houghton reported that she met S at his day care centre. She said he appeared
quiet and reserved when she was present. He
was sitting with a teacher, with
other children playing nearby. He was not talkative but responded quietly and
only briefly to direct
questions and comments from the teacher and only
occasionally responded to Ms Houghton. She described him as being reserved and
appeared
to want to stay near his teacher. Due to his demeanour and young age,
Ms Houghton decided it was not appropriate for her to attempt
to meet him on his
own, nor to ask him questions relating to the issues before the Court. She said
his two older siblings had expressed
clear views to her and it had not been
suggested by either party that S should be separated from M and N and/or his
mother as a consequence
of the determination of the
proceeding.
Lawyer
for the children – 9 June 2020 report regarding S
- [136] Ms
Houghton met with S in her chambers, on his own, on 8 June 2020. She said he
appeared relaxed and very talkative. He had
brought some photographs of himself
and of some family members to show her and a favourite toy. When she attempted
to engage him
in any conversation regarding Australia, the home he lived in
Australia, his father and such topics, he would not engage but on each
occasion
reverted to talking about day to day activities.
- [137] Ms
Houghton suggested that, having regard to his young age, it was not surprising
that S was able to talk happily about immediate
day to day matters, but not to
discuss matters relating to the issues before the Court.
Further
background – H and A
- [138] Although H
and A, the two older children who are in New Zealand, are not part of the
application, it is necessary to mention
them, as they become relevant (on the
mother’s case) in relation to both the child objection and grave risk
defences.
- [139] The mother
says H and A, who came to New Zealand to attend university at the end of
2018/beginning of 2019, did so to escape
their father. The
18-year-old
daughter, A, has severe mental health problems, which the mother believes were
largely caused and exacerbated by the violence and
abusive behaviour perpetuated
by the father on the family. The mother says noticeable problems began for A in
2016 when she began
to self-harm generally by way of cutting herself. The mother
says A begged her not to tell the father as she feared his anger and
violence.
In February 2018, A attempted to kill herself by taking an overdose of
paracetamol tablets. A called the suicide helpline
and was hospitalised for
approximately 10 to 14 days.
- [140] In around
July 2018, A confided in a friend at school her intention and plans to take her
own life. The friend informed the
school and A’s parents were contacted.
They found and confiscated a cache of paracetamol. The mother says at this point
A’s
self-harming reached new levels and she had taken to cutting her arms
and other parts of her body with box cutters. The mother says
she was very
worried but the father would not allow her to seek external psychological
support for A.
- [141] Towards
the end of 2018, A told her social worker that she had a plan and did not intend
to see the new year. A was then admitted
to hospital. The mother says A was in a
very poor mental state and she begged her mother and sister to come and help.
She says she
knew A had to leave the violent and controlling environment created
by the father if she was to have a chance to survive and get
better. A told her
psychiatry team she wished to be discharged to the care of her grandmother and
aunt and intended to go to New
Zealand and live with her grandparents. The
mother says A refused to be discharged to the care of her father and did not
want to
remain in Australia.
- [142] The mother
says that in New Zealand A’s mental health slowly began to improve but A
had considerable concern for M, N
and S in Australia. A stayed in close contact
with M in Australia. However, the visits by the father, his brother and the son
I,
to New Zealand, at the end of July 2019, put stress on A. This led to a
significant deterioration in her mental health. She started
self-harming again
and made another suicide attempt on 13 August 2019. But the mother says A is in
a “significantly better
space now”.
- [143] The father
acknowledges A suffers from mental health issues. He says it is depression. He
says the mother hid A’s self-harming
behaviour from him. He
says
he was involved in her medications but in doing so was following instructions
from her psychiatrist. He also recommended she see
a lady doctor as he was her
father and thought perhaps she would be more comfortable seeing a female doctor
who was not related.
He says A is very close to her older brother H, and A
thought it would be a good opportunity to accompany her brother and study at
the
same university. The father says he supported A in this decision as he
considered she would benefit from “the change in
the atmosphere” and
environment.
- [144] He denies
any contribution on his part to A’s mental health issues. He says the
mother’s family have a history of
mental illness and he has personally
counselled some of them over the years. He also notes the mother attempted
self-harm in 2014
by cutting her forearm.
- [145] In
relation to H, the mother says that being one of the older children he suffered
many beatings at the hands of the father.
Throughout his life in Australia, he
was repeatedly picked on by the father. She says H also experienced extreme
pressure from his
father to achieve academically. He came to New Zealand as a
way of getting out of the family situation. She says he did not do so
as an
easier pathway into a specialist course here.
- [146] She says H
has now described having had suicidal ideation while living in Australia, but he
stayed quiet about it so as not
to burden her. Since living in New Zealand, and
seeing a psychologist, H has opened up a lot more.
- [147] The father
emphatically denies the accusations that he physically and mentally abused H. He
says H is a gifted and ambitious
young man. When H was offered a place at
university, the father recalls H telling him that it had always been H’s
dream to
enrol in a particular specialist course. The father says he encouraged
H to do so if the opportunity arose. However, H’s results
in Australia
were not high enough and he came to New Zealand to take advantage of the
possibility of entry into the specialist course
here based on his mother’s
heritage on the New Zealand side of her family. The oldest son, I, gives similar
evidence to the
father on this issue. I says his father fully supported both H
and A in their decisions to study in New
Zealand.
Discussion
- [148] Before I
address the issue of the weight to be given to the views of M and N, I express
my view that the father was correct
not to challenge the first two steps of the
test.32 The evidence clearly establishes that both M and N object to
returning to Australia and, over the period of time that their views
were sought
from September 2019 to June 2020, M was aged 14 years to almost 15 years and N
was aged 13 years to 13.5 years. The evidence
also establishes that they were
mature for their years. The Judge referred to relevant matters on this issue as
set out in [46] above. Both M and N
have attained an age and maturity in which it was appropriate to give weight to
the views of each of them.
- [149] I now turn
to address each of the factors which Ms Crawshaw submits the Judge omitted to
consider and which she says should
have been taken into account in order to
determine the weight to be given to their views.
- [150] First,
that the basis for the children’s objections was focused on a return to
their previous family life with their
father, and not a return to
Australia as such. Ms Crawshaw submits there was no analysis of the extent to
which those objections
would be mitigated by a return to Australia that did not
involve a return to their previous family environment and the day to day
care of
the father. In this regard, she draws particular attention to the father’s
undertakings. Ms Crawshaw also says there
is no suggestion that the mother would
not be returning to Australia with the children if their return were
ordered.
- [151] I accept
Ms Crawshaw’s submission only to the extent that some of the comments by M
and N related to their former life
with their father and comments about the
school they had attended. However, the objections by both M and N go far beyond
that. By
the time of the second interview with lawyer for the children, the
father had given his undertakings and the children were told about
those.
Notwithstanding those undertakings, they each spoke of a generalised fear of
being in the same country as their father, even
if they were not living with
him.
- The
Judge was also clearly correct in not considering this defence for S who was too
young to express a view.
- [152] In the
face of the father’s denials, this Court is not in a position to make
definitive findings about whether the father
did in fact physically and mentally
abuse his children. However, both M and N say he did and they both express a
fear that he will
find a way around his undertakings, either directly or through
their oldest brother. M maintains this position even if the Court
were to make
orders to that effect. In other words, undertakings and Court orders are one
thing, but their fears remain.
- [153] Further,
an important reason given by both M and N was that a return to Australia would
result in their separation from H and
A, both of whom provide significant
support to them on a daily basis.
- [154] Finally,
in response to Ms Crawshaw’s submission that there is no suggestion that
the mother would not be returning to
Australia with the children if their return
were ordered, Mr Ashmore was clear in his oral submissions that the mother has
never
said she would return with the children.
- [155] I
therefore do not agree that the objections by M and N were largely focused on a
return to their former family life. That was
certainly part of the picture but
their concerns went beyond that. I also do not consider that the undertakings
will ameliorate fears
expressed by M and N, having regard to their perception
that the undertakings (or any Court order, in the case of M) would not be
adhered to by their father.
- [156] Ms
Crawshaw next submits there was an absence of any clear contemporaneous evidence
supporting the assertion either M or N was
unhappy in Australia before their
removal to New Zealand.
- [157] There is
some contemporaneous evidence for M. It is apparent that M was seeing a
counsellor at her school before coming to New
Zealand. A counselling referral
form dated 30 January 2019 records that the reason for referral was
“emotional/psychological”
and that it was the mother who made the
referral. The referral form further records “counselling for medical
condition; [back]
brace; possible bullying; anxiety”. It also states that
the mother reported “no further concerns”. The counselling
notes
record attendances from February 2019 to June 2019. A note from 22 February 2019
indicates that A had telephoned from New Zealand
saying she
was
worried about her sister. A further note of 5 April 2019 records that M is
“feeling very happy with progress at the moment”.
- [158] I accept
that the contemporaneous evidence is limited. However the mother and M and N
describe what they say was the father’s
controlling behaviour. That is
arguably an explanation for the absence of any further contemporaneous evidence.
Nevertheless, I am
not able to make a finding on that alleged aspect of the
father’s behaviour given he strongly disputes that was the
case.
- [159] I come
back to what M and N have said. They both strongly assert that they were very
unhappy in Australia before being brought
to New Zealand. In the absence of
involvement of State agencies, it might be asked what actual contemporaneous
evidence could be
produced on this issue.
- [160] I accept
Ms Crawshaw’s submission that this issue is one that goes into the mix.
But it is just one factor that the Court
takes into
account.
- [161] Ms
Crawshaw next submits that the Court needs to consider the evidence that both M
and N were doing well at school in Australia.
- [162] In the
reports before the Court for semester 1 in 2019, M was described as a capable
student, very polite, humble, mature and
an enthusiastic member of the class. N
was described as a cooperative and reliable student who contributed well to
class activities
and had a positive attitude towards learning during Islamic
Studies lessons.
- [163] I
acknowledge progress at school may be taken into account. But I also note it
might be said that favourable progress by children
at school neither proves nor
disproves that abuse has occurred.
- [164] Next, Ms
Crawshaw refers to the timeframe during which M and N’s objections are
said to have crystallised. She notes
that at the time they met with Ms
Houghton, they had been living in New Zealand for approximately two months. The
first report
of lawyer for the children records strong views about M and N not
wanting to return to Australia and statements that they had been
unhappy
there.
Ms Crawshaw submits that such strong views, after only a couple of months,
should have been a matter for concern and careful consideration
by the
Judge.
- [165] I do not
see it that way. Both M and N said they were living in an abusive and unhappy
situation. It is to be expected in that
case that they would prefer to live
elsewhere from the very day they left such a situation. Having left a home
environment within
which they said they were abused and unhappy, and having
moved to a living situation with extended family and their older siblings,
this
is an obvious explanation for their immediate preference to remain in New
Zealand.
- [166] Next, Ms
Crawshaw submits this is clearly a case in which there is a risk of undue
influence on the children’s views by
the mother and/or other members of
their extended maternal family. Ms Crawshaw refers to the father’s
opinion, in his affirmation
of 22 November 2019, that from “Reading the
Memorandum by the children’s lawyer, it is clear to me how influencing and
manipulating the environment is around them ... I was shocked but not surprised
by what they have said to the child’s lawyer
as I know they have been
heavily influenced by the Respondent and her
family”.
- [167] Ms
Crawshaw submits, with the children being surrounded by maternal family, the
Court needed to address the issue of possible
influence. She submits what was
required was some assessment of the child’s ability to have formed his or
her own ideas, independent
of the adults around them.33 That did not
happen.
- [168] There is
some evidence which indicates that M may have held a different view about her
father. On 14 May 2019, the school counsellor’s
notes record, “[M]
mentioned that she would like to move to NZ but that it might mean losing her
dad and older brother”.
- [169] There is
also the following:
She told me that she was hurting because she is going
through a tough time with my father.
And that i made her feel sad and that i didnt care.
33 Citing Hollins v Crozier [2000] NZFLR 775
(FC) at 789.
Cause i was celebrating father’s day [first Sunday in September] And i
was like
But like
Its my father
On Father’s day.
Meaning i will be the lonely on [sic] celebrating fathers day
without a father
...
- [170] As to her
views about her mother, there are internet chats which the father says the
oldest son, I, had come across between
M and her friend who lives in Sydney. In
one M states: “The reason why i cut myself before was to get my
mother’s attention”.
She then says: “Im so done with her. She
is just like Baba [the father]”.
- [171] Lawyer for
the children commented on the issue of possible undue influence. In referring to
what she says on this issue, I am
mindful, of course, that Ms Houghton was not a
witness, least of all an expert witness. In her first report of 30 September
2019,
in relation to M, Ms Houghton said she formed the view that M strongly
objected to returning to Australia. She said she appeared
to be mature and
articulate and to give reasonable explanations for her views. She said the
manner in which M’s views were
expressed to her did not, on the face of
it, indicate to her that she had been inappropriately influenced by anyone in
forming those
views. Ms Houghton made a similar comment in relation to
N.
- [172] In her 2
December 2019 report, in relation to M, Ms Houghton said that M told her she did
not hear discussions around the home
regarding these proceedings but knew her
mother was tired and there were lawyers involved. M told Ms Houghton she felt
others in
the house tried to protect her and did not want her to worry about
these things and she did not feel like anyone was trying to influence
what she
was thinking about a return and her father.
- [173] In her 2
December 2019 report in relation to N, Ms Houghton said that there did not
appear to be any evidence of undue influence
having been borne upon him.
- [174] Ms
Houghton nevertheless noted in her 2 December 2019 report that the Court needed
to be mindful of the fact that both M and
N were living with their mother and
other members of the mother’s family, as well as two older siblings. All
were likely to
be averse to their returning to Australia and could be expected
to hold unfavourable views of the father. Ms Houghton conceded it
is likely, or
at the very least possible, that their views on the children returning to
Australia would be perceived by M and may
have influenced the formulation of
M’s own views. Ms Houghton concluded, however, that the views of both M
and N had been expressed
consistently and with reasoned explanation and she
submitted there was no reason for the Court to hold any concern with respect to
the autonomy and reasonableness of those views.
- [175] In her
updating report of 9 June 2020, for this Court, Ms Houghton maintained her
opinion that nothing either M or N said to
her had been inappropriately
influenced by anyone else.
- [176] I
acknowledge that because M and N are living with the mother, it is perhaps
predictable that they would have identified with
her views also. Furthermore,
they are both intelligent and would have appreciated the purpose of the
interviews with lawyer for the
children. It might be thought they would
emphasise views likely to persuade a decision maker of the importance of their
wish not
to return to Australia. On the other hand, they are assessed as mature
and intelligent. In other words, they are capable of presenting
their own
independent views to lawyer for the children.
- [177] The Court
needs to look for evidence on this issue. In the absence of a s 133 report,
there is the evidence from Dr Farnsworth-Grodd
and the letter from Dr Husain. It
was not part of Dr Farnsworth-Grodd’s brief to consider whether the views
of M and N were
genuinely their own views, or whether they had been shaped by
undue influence from the mother or members of her family.
- [178] Nevertheless,
her conclusions were clearly based on an acceptance of what M and N told her. I
would have expected Dr Farnsworth-Grodd,
as an experienced psychologist, to
articulate any doubts about the authenticity of the children’s views in
her conclusions
and recommendations. It will be recalled that, in relation to M,
she concluded that a return to Australia could trigger further self-harm
attempts; and that
it was critical for her recovery from the psychological effects of trauma, and
to prevent future self-harm attempts, that she remain
in a supportive, loving
and caring family home environment which is provided in New Zealand. There was a
similar conclusion in relation
to N.
- [179] In other
words, Dr Farnsworth-Grodd’s report permits an inference that there has
been no undue influence.
- [180] I also
take into account the changes in the presentation of M and N as observed by Dr
Husain. She said:
On first meeting with this remarkable group of siblings I was
shocked at the consistent post-traumatic stress disorder, anxiety and
depression
present. They are all high achieving children who present with similar
symptoms.
- [181] The letter
was referring to all five children but M and N were included. Then, in relation
to M and N specifically, the doctor
said that their health had clearly improved
during the time that they had been under her care.
- [182] In my
view, Dr Husain’s evidence tends to suggest M and N are genuinely happy in
New Zealand as evidenced by the improvement
in their health. That allows an
inference to be drawn that their expressed opinions about their contrasting life
here, as against
Australia, are genuine views and not as a result of any undue
influence.
- [183] Overall I
allow for the possibility of some influence. But as was the case in Thomas v
Dean,34 it is a question of degree. There are rational
explanations for the views of M and N.
- [184] Ms
Crawshaw refers to what she describes as the seeming involvement of M in the
plan to relocate to New Zealand, and the impact
that this would likely have had
on her stated objections. In this regard, Ms Crawshaw refers to the report of
the school counsellor
following the holiday to New Zealand in April 2019. M was
recorded as saying that she would like to move to New Zealand but that
it might
mean losing her
34 Thomas v Dean [2019] NZFC 2180 at [41].
father and older brother. She is also said to have spoken about the pros and
cons of moving to New Zealand.
- [185] I do not
consider the allegation that M was involved in some sort of plan is supported by
the evidence. This was not a case
where the children were smuggled out of
Australia. They came to New Zealand for a holiday and were retained here by the
mother. In
other words, there was no reason to involve M in some sort of
subterfuge. That was not necessary in the context of a pre-arranged
holiday away
from Australia.
- [186] Ms
Crawshaw refers to the undertakings given by the father and the effect of these
on M’s objections. She submits that
in the report of lawyer for the
children of 2 December 2019, there was a significant softening of M’s
objections. This was
not acknowledged or taken into account by the
Judge.
- [187] As is
recorded in Ms Houghton’s report, M’s response in relation to the
undertakings was that “... it made
a ‘tiny’ bit of difference
and she would feel a little less worried about returning to Australia if her
father abided
by that undertaking”. I do not consider that represents a
significant shift in M’s view or any dilution of the strength
of her
objection. The continued strong objections are apparent from the contents of the
more recent 9 June 2020 report.
- [188] Lastly, Ms
Crawshaw refers to the Judge’s finding that “a major factor in the
views expressed and the objection
to return is the loss of relationship with
their two older siblings who they are clearly very close to and are definite
[sic] to
remain attending [the tertiary institution] for a number of years to
come”. Ms Crawshaw submits that in considering the relevance
of this
factor, and its prominence in the children’s objection, the Judge did not
have any regard to the fact that H and A
had moved from Australia to New
Zealand some six months earlier. Further, Ms Crawshaw submits older
siblings commonly
live away from the family unit to study or travel and
ultimately to live independently. Ms Crawshaw submits this should not have
been
a significant, let alone a pivotal, factor.
- [189] I do not
accept that submission. It is the situation in which these three children find
themselves that concerns the Court,
rather than any general observation that
older
children naturally move away from home. The evidence supports the importance of
the two older children, H and A, in the lives of
M and N. Indeed, Dr Farnsworth-
Grodd refers to the loving and caring environment in M’s current New
Zealand home “where
her older siblings play a pivotal role in providing
support and understanding”.
Sending [M, N and S] to Australia would be separating the
younger siblings from the older siblings and would cause a chain reaction
of not
only mental health breakdown in both groups but also deterioration of physical
health.
- [191] While in
that statement Dr Husain is also referring to the impact of separation on the
two older children H and A (and I put
that to one side), the observation applies
to M and N (and S).
- [192] Drawing
all these threads together and determining the weight to be attached to the
views of M and N, I take into account the
following. There are three lengthy
reports from lawyer for the children setting out the views of M and N over a
period of almost
nine months. They understand that a return would not involve a
return to their former life living with their father and going to
the same
school. They have nevertheless maintained their objection to returning to
Australia. They have been consistent in their
position that they do not wish to
return. They are both at high school and are aged nearly 15 years and 13.5
years. They have provided
explanations for their objections. The improvements in
their physical and mental health provide support for their
objections.
- [193] Having
regard to their explanations, their ages, their reported maturity and
intelligence and the strength of the language they
have used, and
notwithstanding some of the factors raised by Ms Crawshaw, I consider that
considerable weight should be afforded
to their objections. In using the term
“considerable weight” I have made allowance for the possibility of
some influence
on the part of the mother, her family and the siblings in New
Zealand. But, in the end, they are, on their face, genuine objections
which are
expressed in emphatic and unequivocal terms and for which there is a rational
explanation.
- [194] I turn
then to the second alleged error of law in relation to the child objection
defence, namely that the Judge considered
the exercise of his discretion
discretely in respect of this defence alone. Mr Ashmore correctly concedes that
the Judge misconstrued
the task under s 106(1). The statutory discretion is to
be exercised taking into account all relevant circumstances, including any
other
defences raised. The Judge therefore erred in law in considering his discretion
in relation to this defence on its own.
- [195] I accept
Ms Crawshaw’s submission that, in doing so, the Judge incorrectly
approached the exercise on the basis that there
was a presumption of upholding
the objections of M and N in the absence of compelling reasons not to do so. The
law does not provide
for such presumption.35 Rather, it is necessary
to balance competing factors. I will undertake that exercise myself after
considering the other two defences.
- [196] Finally,
on the third alleged error of law in relation to the child objection defence, I
accept that because the Judge erred
in failing to consider the weight to be
given to the objections by M and N, and because the three threshold steps are
cumulative,
there was consequently no basis for him to consider the exercise of
his discretion in relation to this defence. But, having considered
the question
of weight myself, it is open to this Court to go on and consider the exercise of
the discretion, which, as I have said,
I will do after considering the other
defences.
- [197] Despite
the errors made by the Judge, he was nevertheless correct in finding the child
objection defence was made out for M
and N.
Second ground of appeal – consent/acquiescence defence
– s 106(1)(b)(ii)
- [198] Ms
Crawshaw submits the Judge’s finding that the father gave his consent to
all three children remaining in New Zealand
(and thus that the defence
under s 106(1)(b)(ii) was made out) was wrong in fact and law. Ms Crawshaw
submits that the Judge
conflated the concepts of (and tests for) consent and
acquiescence under s 106(1)(b)(ii) and wrongly approached the issue as one
of
consent, when it should have been acquiescence.
35 Re M (Children) (Abduction: Rights of Custody)
[2007] UKHL 55, [2008] 1 AC 1288 at [40].
- [199] She
submits this led the Judge into error in the following ways. First, the Judge
failed to have regard to the legal principles
applicable to acquiescence; and,
second, the mischaracterisation of the legal issue affected the Judge’s
analysis of the evidence
of the father’s conduct over the period between
20 July and 2 August 2019. By approaching the issue as one of consent, the
Judge
failed to properly consider the father’s subjective state of mind over
that period.
- [200] But, in
any event, Ms Crawshaw submits the Judge erred in finding that the father had,
as a matter of fact, consented (and/or
acquiesced) to the three children
remaining in New Zealand. Such a finding was not open to the Judge on the
evidence.
- [201] Mr Ashmore
accepts that the Judge appeared to conflate or confuse the concept of consent
and acquiescence. Mr Ashmore agrees
that the father’s mental state (in the
absence of deception) is the key issue. But, he submits, the mother provided
strong
evidence setting out her version of events, corroborated by other
witnesses and her own actions at the time. He submits the Judge
was faced with
conflicting evidence between the parties and it was entirely open for the Judge
to accept the mother’s version
of events over the father’s, given
what Mr Ashmore describes as corroboration of the mother’s version of
events.
Legal principles
- [202] The
parties are agreed on the legal principles that apply. They disagree on the
application of those legal principles to the
facts.
- [203] The test
for acquiescence was summarised by Ronald Young J in
JHL v
Secretary for Justice:36
[24] New Zealand Courts have followed the House of Lords
approach in Re H. The fundamental principle identified in Re H
is that whether a parent has acquiesced in the removal or retention of a
child will depend upon the state of mind of the parent who
is said to have
acquiesced. The burden of proving a parent has acquiesced is on the abducting
parent on the balance of probabilities.
The one exception to the rule expressed
by their Lordships was:
There is only one exception. Where the words or actions of the
wronged parent clearly and unequivocally show and have led the
36 JHL v Secretary for Justice [2008] NZFLR 54
(HC).
other parent to believe that the wronged parent is not asserting or going to
assert his right to the summary return of the child and
are inconsistent with
such return, justice requires that the wronged parent be held to have
acquiesced.
...
[26] In Re H contains useful hints from their Lordships
to trial Judges as to how to analyse evidence of parental intent in such
circumstances.
But such assistance should not be elevated to
“principles”.
- [204] Those
useful hints in re H are:37
(a) The question whether the wronged parent has acquiesced in
the removal or retention on the child depends upon his actual state
of mind. The
Court is primarily concerned, not with the question of the other parent’s
perception of the applicant’s
conduct, but with the question whether the
applicant acquiesced in fact.
(b) The subjective intention of the wronged parent is a question
of fact for the trial judge to determine in all the circumstances
of the case,
the burden of proof being on the abducting parent.
(c) The trial judge, in reaching his decision on that question
of fact, will no doubt be inclined to attach more weight to the contemporaneous
words and actions of the wronged parent than to his bare assertions in evidence
of his intention. But that is a question of the weight
to be attached to
evidence and is not a question of law.
- [205] It is
clear from JHL that the subjective intention of the wronged parent is a
question of fact for the Court to determine in all the circumstances of the
case. Conversations or events cannot be considered out of the overall context in
which they take place. In Adams v Hood,38 while communications
between the parties indicated acquiescence, the communications as a whole could
be characterised as attempts
to secure a voluntary return. As a result, Judge
Otene held there was no acquiescence.
37 Re H (Minors)(Abduction: Acquiescence)
[1997] UKHL 12; [1998] AC 72 (HL) at 90.
38 Adams v Hood [2019] NZFC 6621.
- [206] However,
it is also clear that acquiescence cannot be withdrawn once given. This is the
essential difference between acquiescence
and consent, namely that consent can
be withdrawn at any time prior to departure from the usual country of residence
provided it
is communicated. As to timing, illustrating the distinction between
the two concepts, Grice J said in O v
R:39
Although both concepts deal with the
applicant’s acceptance of the removal or retention of the child, [t]here
is a fundamental
difference between consent and acquiescence. Consent as an
argument applies to what occurs before the child is removed, whereas
acquiescence
relates to what occurs afterwards.
- [207] Finally,
evidence of acquiescence “should be clear and
compelling”.40
Discussion
- [208] The mother
relies on a telephone conversation with the father on 21 July 2019. She says
there had been several calls between
them that day. The mother says that during
one of those telephone calls, the father said to her that they did not need
lawyers and
that all they do is use up money. She says he initially said she
should stay at her parents’ home and look after the children,
that the two
of them would talk about how they could fix things up and that he would support
the children and her in New Zealand,
even if that required selling some of their
properties.
- [209] Her
evidence is that he further said they could review ongoing residence in New
Zealand in six months and have a further discussion
about that. The mother said
she objected strongly to the idea that their stay was somehow time limited as
she felt this indicated
that the father did not understand the magnitude of the
children’s mental health issues. The mother says the father accepted
this
and responded “Ok you and the children can stay in New Zealand
indefinitely”. The mother says the father said that
he would tell the
children’s schools that the children were now permanently in New
Zealand.
- [210] The mother
says that after this phone call she told her family members that she had been
given permission to stay in New Zealand.
She also communicated with
her
39 O v R [2018] NZHC 2696 at [75].
40 Clarke v Carson [1996] 1 NZLR 349 (HC) at 353.
Australian lawyers who sent a letter to the father, on 23 July 2019. The letter
referred to the telephone conversation and went on
to say the following:
- That you have
expressed that you wish to reconcile with [your wife] but that she wishes to
remain separated
- That you agree
for the children to live in New Zealand with their Mother on a final
basis
...
- [211] The mother
says that, as a result of the telephone call, she enrolled M at a secondary
school. She completed the application
form on 22 July 2019. Two days later, on
24 July 2019, she also enrolled M at the same secondary school for the 2020
year.
- [212] The mother
filed affidavits from her two sisters and her mother who all live in the same
house as the mother. The evidence of
each of them was that the mother told them
on 21 July 2019 that the father had given permission for her to stay in New
Zealand with
the children. They all refer to the sense of relief and excitement
in the household.
- [213] The mother
also refers to the evidence of the father’s brother who filed an affidavit
in support of the father. The brother
refers to a conversation he had with the
mother on 26 July 2019 after he and the oldest son, I, came to New Zealand. The
brother
says the reason for the trip was “to resolve the situation between
my brother
... and his wife ...”. The brother says the conversation started with him
telling the mother how she and his brother had been
married for 22 years, that
they had built a lifetime of memories together and now the house was all empty
and full of sadness. He
says the mother said to him:
It’s very, very simple and I’ve talked to [the
father] about it, Inshallah ... ahh
... it isn’t easy, but hopefully, we can work through it. I’ve
already told the lawyers who’ve [sic] I brought into
the equation, that
we’re working on a solution because that’s what we are doing!
- [214] The
mother’s position is that the father then changed his mind and
communicated this to her in a telephone conversation
between the two of them on
the evening of 27 July 2019. The mother says this was a long conversation. Her
evidence
is that the father said he wanted her to come back to Australia, with the
children, with his brother. She says she told him that
there was no way they
would just all go back like that with no warning or discussion. She says she
asked him what had happened since
their last conversation and why he had
abandoned their prior agreement. She says the father stated that he was going to
come and
take them back to Australia.
- [215] Mr Ashmore
submits the above evidence establishes the father acquiesced. He refers to the
legal principle that once acquiescence
has occurred it cannot be withdrawn. That
was what the father purported to do in the telephone conversation on 27 July
2019.
- [216] The
father’s evidence is that he “never consented, acquiesced, or [gave]
any form of consent or approval whether
express or implied for [the mother] to
retain the children in New Zealand”. He refers to the phone call on 21
July 2019 setting
out what he says was the content of the conversation, which
does not include any acquiescence on his part.
- [217] He is
supported in his evidence by the evidence of the oldest son, I, who says that on
20 July 2019 he received a text message
from his mother informing him that she
would not be returning to Australia. He says he first thought this was on a
temporary basis
but later on that day he found out from his mother that her
intention was to live in New Zealand with his siblings permanently. I
says,
following this, both he and his father tried to understand why his mother had
made this decision and desperately tried to convince
her to return home to
Australia.
- [218] He says
there were several telephone conversations between his parents on Saturday 20
and Sunday 21 July 2019 during which he
was present at home with his father. He
recalls his father trying to reason with his mother in an endeavour to convince
her to return
to Australia. He says he clearly heard the conversations between
his parents. He says at times he participated in those telephone
conversations
with his mother and tried to convince her to return to Australia. He says at no
time during those telephone conversations
did his father agree to his mother
remaining in New Zealand with his siblings on a permanent basis. He recalls
throughout the conversations
his father emphatically refused the idea of their
remaining in New Zealand and repeatedly
asked that they return to Australia so that his younger siblings could return to
their school.
- [219] I says he
also recalls his father speaking with the maternal grandfather on the telephone
and asking him to assist with the
situation. His father wanted the grandfather
to convince the mother to return to Australia. I does not recall his father
telling
the grandfather, even obliquely, that he would consent for the mother
and the children to remain in New Zealand permanently.
- [220] In my
view, the Judge wrongly focused on a single phone call, that which occurred on
21 July 2019, instead of assessing the
father’s conduct as a whole in the
context of the abduction (retention). In focusing on the single phone call the
Judge found
that consent had been given, “as outlined by the
respondent”. Having made that finding, the Judge then approached the
subsequent actions of the father (and of the brother and the son, I) on the
basis that “consent” had been given. Because
of this approach, and
instead of looking at all the relevant evidence on the issue, the Judge
concluded that in the 27 July 2019
telephone conversation the father had changed
his mind. In considering the issue in this way, and by addressing the issue as
one
of consent rather than acquiescence, the Judge failed to consider the
subjective intention of the father as the wronged parent. He
made his finding in
relation to the 21 July 2019 phone call on the mother’s perception of the
alleged acquiescence.
- [221] Approaching
the issue correctly, in the round, I consider the following evidence is relevant
and should have been taken into
account by the Judge. The first time the father
became aware of the mother’s decision to end their marriage and to remain
in
New Zealand with the three children was when on 20 July 2019 (after his son I
spoke to him, having heard from his mother) he read
a letter from the
mother’s lawyers (dated 19 July 2010). That letter said that the lawyers
were instructed to advise him that
the mother and the children would not be
returning to the matrimonial home or Australia. It further advised that the
mother saw this
as a formal separation from the father and the end of her
marriage to him. The father says he was “gobsmacked” when he
read
the letter. He managed to speak to the mother on the phone and asked her why. He
also said “You can’t just take
the kids to New Zealand”. The
father says following this phone call there were several text messages between
I
and the mother, as I was desperately trying to understand the reason for his
mother’s decision not to return.
- [222] There was
then the telephone conversation on 21 July 2019. As already noted, the father
denies he agreed to the children remaining
in New Zealand. There is the
supporting evidence of I in relation to this phone call.
- [223] There is
also a reported comment by M in the report of lawyer for the children dated 30
September 2019. M refers to a telephone
conversation (without stating the date)
when she had been in an adjoining room and her father had been on the speaker
phone during
a call with her mother and grandfather. She says she thought her
father had agreed to them staying in New Zealand but she said that
the
conversation had subsequently developed into an argument.
- [224] The
evidence of the father’s older brother and oldest son I is that they
travelled to New Zealand on 26 July 2019. The
purpose of their coming to New
Zealand was to try and work out a solution for the family.
- [225] On 27 July
2019, there was a family meeting in New Zealand attended by the father’s
brother, the son I, the mother, her
father, her brother and H, the older son
living in New Zealand. The father says after that meeting he and the mother
talked on the
phone for more than one hour and each said how much they missed
the other. The father says that following that conversation he booked
a flight
for himself and I to Auckland for 30 July 2019.
- [226] Before the
brother and I returned to Australia, the mother gave them hand completed
application forms for New Zealand citizenship
and passports for the three
children and asked for the forms to be signed by the father and returned to her.
The father says during
a phone call the mother asked him to sign the forms. The
father says he did not do so.
- [227] The father
then came to New Zealand himself with I on 30 July 2019. They stayed at a hotel.
On 31 July 2019 the father asked
I to go to the maternal grandparents’
house, taking with him gifts the father had brought from Australia.
The
son later came back to the hotel where he and the father were staying, together
with the maternal grandfather who warned the father
that he was not welcome at
their home. The following day the father was served with a Trespass Notice
signed by the mother’s
sister. He was therefore unable to see the mother
or the children.
- [228] He
returned to Sydney, sought legal advice and on 6 August 2019 his lawyers in
Australia sent a letter to the mother’s
lawyers in Australia stating that
the father had never agreed for the children to live in New Zealand with the
mother permanently.
The letter concluded that unless the mother returned to
Sydney by 4 pm on Friday 9 August 2019 with the children, they had
instructions
to take steps to have the children returned to Australia.
Convention proceedings were issued on 12 August 2019.
- [229] I accept
Ms Crawshaw’s submission that, when viewed as a whole, these events do not
support the Judge’s finding
that the father acquiesced to the children
remaining in New Zealand on a permanent basis during the telephone conversation
on 21
July 2019. I also agree that the Judge’s finding that “... the
applicant understandably wanted in the first instance
to placate and please the
respondent and made a decision to accept the situation and give his
consent” is not a correct finding
when considered in the overall context
in which that conversation occurred. The father had found out just the day
before that his
marriage of 22 years was over and his children were not
returning to Australia. Ms Crawshaw submits the situation would have been
“fraught and emotional”. I accept that. I also agree with the
observation made by Judge Fleming in Akau v Tilo,41
that:
... clear and unequivocal conduct is not normally found where
the conduct consists of passing remarks from a parent who has suffered
the
trauma of removal of the children and seeks contact.
- [230] The steps
taken by the father following the phone call on 21 July 2019 do not suggest
acquiescence. The Judge made the finding
that:
The way the brother came over together with the oldest son was
done in a secretive non-transparent way and the way that he advised
her that he
was going to come and take them back to Australia would have not occurred
had
41 Akau v Tilo [2019] NZFC 5746 at [19].
there not been any prior agreement. It indicated an element of force and
control.
- [231] I do not
consider that finding was available on all of the evidence. It flowed from the
Judge’s starting point that “consent”
had been given by the
father on 21 July 2019. Had the Judge taken into account all of the evidence,
there is a logic in the statement
by I that he travelled to New Zealand with his
uncle, “to reason with my mother about the issues which led to her
decision
not to return to Australia”.
- [232] I consider
the mother has failed to establish on the balance of probabilities that the
father acquiesced in the three children
remaining in New Zealand. That may have
been the mother’s perception of what the father said in the 21 July 2019
phone call.
But that is not the test. I do not consider the mother has
established that the words or actions of the father clearly and unequivocally
showed, and led her to believe, that the father was not asserting or going to
assert his right to the summary return of the children.
The evidence of the
mother’s sisters and maternal grandmother, and the steps the mother took
after the phone call, which the
Judge relied on in finding consent, all flowed
from the mother’s perception. It is effectively self-corroborating
evidence
on the part of the mother. In the absence of clear and compelling
evidence of acquiescence on the part of the father, I consider
the Judge erred
in finding the defence under s 106(1)(b)(ii) for all three children had been
made out.
Cross appeal – grave risk defence – s
106(1)(c)
- [233] It
is convenient to consider the mother’s cross-appeal against the
Judge’s finding that the grave risk defence was
not made out for S (and
the mother’s submission that it is made out for M and N – the Judge
not having considered the
defence for them) before I consider the third and
final ground of appeal for the father in relation to the exercise of the
discretion
under s 106(1). A decision on the cross- appeal is necessary before
considering the exercise of the discretion.
- [234] Mr Ashmore
refers to the Judge’s comment that:
The inference I am invited to draw is that because of the
parenting undertaken by [the father] particularly the issues faced by [A],
I can
draw the conclusion that these will equally apply to [S].
- [235] Mr Ashmore
submits that this was never alleged in the Family Court. He says the issue
raised by the mother was that the return
of the children will result in
separation of the siblings which, in this case, would be an intolerable
situation in terms of s 106(1)(c)(ii).
Mr Ashmore submits that the Judge did not
turn to his mind to what the children would be at risk of. He acknowledges the
Judge used
the words “intolerable situation” but at no point did the
Judge turn his mind to what the mother was alleging the intolerable
situation
would be.
- [236] In this
Court Mr Ashmore makes it clear that the mother relies on s
106(1)(c)(ii), a grave risk that the children’s
return would place them in
an intolerable situation. She does not rely on s 106(1)(c)(i), a grave risk of
physical or psychological
harm.
- [237] Mr Ashmore
submits the grave risk of the children being placed in an intolerable situation
arises because:
(a) a return would create unbearable fear and anxiety in the
children;
(b) a return would result in separation of the three younger
children, who are the subject of these proceedings, from H and A and
from other
members of the mother’s family; and
(c) the effect of a return to Australia on the mother’s
psychological wellbeing would have an impact on the children.
- [238] Ms
Crawshaw submits that none of the factors above establishes there is a grave
risk that the children would be placed in an
intolerable situation. She refers
to the high threshold required to establish this defence; that the
father’s undertakings
would mean that the children would not be living
with him; that the circumstances in this case are far removed from the situation
in LRR v COL where the Court of Appeal found this defence was
established; that separation of siblings needs to be viewed in the context of H
and
A having already left home; and although the mother may be distressed and
inconvenienced at being required to return to Australia,
there
are
already proceedings underway in the Family Court there (including her
application for relocation to New Zealand) which can be dealt
with quickly.
- [239] Ms
Houghton submits in relation to M, that her negative views of Australia; her
expressed views as to what it would feel like
for her to have to be on
“alert” and watching for her father combined with the mother’s
evidence regarding M’s
vulnerabilities; and M’s perception if
returned, that, as a nearly 15 year old, her views have not been listened to,
are sufficient
to establish the grave risk of an intolerable situation for
her.
- [240] For N, Ms
Houghton does not frame her submission in such a direct way. She says the Court
“will need to consider”
whether making N return to Australia at the
age of 13.5 years against his will; removing him from the support of his older
brother;
requiring him to leave his school and friends that he says he enjoys;
and returning to a country where he says he experienced abuse;
and where he
feels he will always have to exercise caution and be on the lookout, will be
placing him at grave risk of an intolerable
situation.
- [241] As for S,
Ms Houghton submits that the consequence of an order for return being made only
for him is that he would return to
Australia, presumably with the mother. His
living situation will change from having lived with four older siblings,
grandparents,
and other family, as well as a move from his kindergarten. In
those circumstances, Ms Houghton submits the Court needs to closely
consider the
mother’s mental health vulnerabilities and what the impact of such a
situation is likely to be for her and how
that will impact on S. She submits the
Court must pay very close regard to the impact of the mother’s wellbeing
upon S’s
situation.42
Legal principles
- [242] In HJ v
Secretary for Justice,43 the Court of Appeal
stated:
The s 106(1)(c) defence is not easy to invoke successfully. This
is in part a function of the hurdle provided by the expression “grave
risk” and in part
42 Citing LRR v COL, above n 11.
43 HJ v Secretary for Justice [2006] NZCA 400; (2006) 26 FRNZ 168 (CA) at
[33].
because of judicial expectations that, in the normal course of events, the
legal system of other countries will protect children from
harm.
- [243] It is
clear that the standard is high and stringently
tested.44
- [244] As to an
intolerable situation, in H v H, Greig J held that the word
“intolerable” means:45
... something cannot be tolerated. It is not just a disruption
or trauma, inconvenience, anger. It is something which must be of some
lasting
serious nature which cannot be tolerated.
- [245] That theme
was echoed more recently in Quamus v Rowley where this Court considered
whether the separation of a child from his mother, who was the primary
caregiver, would amount to grave
risk in circumstances where the mother claimed
she would not be able to support herself financially upon return. The Court
held:46
No doubt [the child] would experience the
inevitable stress of removal, which may be substantial and may have
psychological effects
as referred to by Elias J in Clarke v Carson. But,
as is clear from that decision, stress of that kind is not of itself sufficient
to meet the stringent standard in the Convention
and the Act.
- [246] In LRR
v COL the Court of Appeal considered the grave risk defence under the
“intolerable situation” limb47 and made eight
observations about this defence/ exception:48
(a) First, there is no need for any gloss on the language of the
provision. It is narrowly framed. The terms “grave risk”
and
“intolerable situation” set a high threshold;49
(b) Second, the Court must be satisfied that return would expose
the child to a grave risk. This language requires something more than a
substantial risk. It is a risk that deserves to be taken very seriously. The
44 Clarke v Carson, above n 40, 353.
45 H v H (1995) 13 FRNZ 498 (HC) at 504.
46 Quamus v Rowley [2017] NZHC 2260 at [83].
47 LRR v COL, above n 11.
- At
[87]-[100]. The eighth observation related to the discretion, which is discussed
in the next part of this judgment.
49 At [87].
assessment turns on both the likelihood of the risk eventuating and the
seriousness of the harm if it does eventuate;50
(c) Third, a situation is intolerable if it is a situation which
this particular child in these particular circumstances should not
be expected
to tolerate;51
(d) Fourth, the inquiry looks to the future: to the situation as
it would be if the child were to be returned immediately to the State
of
habitual residence. The Court is required to make a prediction, based on the
evidence, about what may happen if the child is returned.
Certainty is not
required. The Court needs to be satisfied that there is a risk which warrants
the description “grave”.
Any protective measures that will reduce a
risk that might otherwise exist on return are relevant;52
(e) Fifth, it is not the Court’s role to judge the
morality of the abductor’s actions. They are in any event irrelevant
to
the forward-looking inquiry;53
(f) Sixth; the burden is on the person asserting the grave risk
to establish that risk. The Court should apply the burden having regard
to the
timeframe involved and the ability of each party to provide proof of relevant
matters;54 and
(g) Seventh, although the question is whether there is a grave
risk that return will place the child in an intolerable situation,
the impact of
return on the abducting parent may be relevant to an assessment of the impact of
return on a child.
50 At [88].
51 At [89].
52 At [90].
53 At [91].
54 At [92].
Discussion
- [247] It is
necessary to consider this defence for each of the three children. Although the
Judge only considered it in relation to
the youngest, S, the mother relies on it
for M and N as well. I will need to start afresh in relation to M and
N.
- [249] Ms
Crawshaw refers to the undertakings by the father and emphasises that, if the
children are returned, they will not be living
with him. The undertakings have
the force of a Court order. Further to those undertakings, the father has
recently moved out of the
family home.
- [250] I am
mindful of what the Court of Appeal said in LRR v COL about the
importance of considering whether courts in the requesting State can put in
place protective measures to protect the child
from a grave risk of an
intolerable situation.55 However, despite the undertakings, there is
still M’s perception of what life will be like on her return. When M spoke
to lawyer
for the children on 9 June 2020, she spoke of not trusting her father,
that he made her feel unsafe and expressed a concern that
irrespective of any
undertakings, he would find her and that she would feel threatened and that she
would feel like she was in the
“Lion’s Den”; that she would
always feel scared and would worry that she was being watched. She said this
would
be the case even if she was in a different state from her
father.
- [251] This is a
young woman who, in early 2019, as described by her mother, began to show
increasingly volatile and irrational mood
swings. Then in March 2019 she started
engaging in self-harm. The mother says the severity and complexity of M’s
mental health
needs are high and they remind her of A’s mental health
history.
- [252] With that
background there is the added effect on M of separation from H
and
A. The mother expresses her fear that, if the children were to be returned to
Australia, M’s mental health will deteriorate
significantly. It would
result in her being separated
55 LRR v COL, above n 11 at [111] to [114].
from H, A and the extended maternal family. She says the newly established sense
of peace and security will be destroyed and M will
suffer greatly.
- [253] Ms
Crawshaw again makes the submission, in the context of this defence, that H and
A had already left Australia and moved to
New Zealand. She submits, while it can
no doubt be difficult for younger siblings, older siblings routinely live away
from the family
unit to study, travel and ultimately to establish independent
lives, as was the case with H and A. She further submits that the relocation
to
another country of older independent children cannot be relied on as a basis for
uplifting younger children to establish a new
“family unit” in that
other country. Ms Crawshaw submits, for similar reasons, that the mother’s
evidence as to
M’s relationship with her New Zealand based aunt must be
given little, if any, weight.
- [254] As I said
above, this Court is not concerned with what might be said to be the general
position regarding older children leaving
home. It is the lives of these
particular children that have to be considered.
- [255] Further,
it is not only the mother’s view as to the effect on M. There is
supporting evidence. Dr Farnsworth-Grodd used
strong language to explain the
importance of M remaining in the environment provided by her New Zealand home
for her recovery from
the psychological effects of trauma and to prevent future
self- harm events. Her older siblings play a “pivotal role”
in
providing support and understanding in that environment.
- [256] Dr
Husain’s letter is expressed in similar terms. She said that, in her
professional opinion, the impact of returning
the children to Australia would be
detrimental to their wellbeing. Separating the younger siblings from the older
siblings would
cause a chain reaction of not only mental health breakdown in
both groups but also deterioration of physical health.
- [257] I am
mindful that both Dr Farnsworth-Grodd and Dr Husain gave their opinions before
the father’s undertakings were communicated.
But that, in my view, does
not detract from the validity of their opinions which place significant weight
on separation from the
older two siblings.
- [258] In my
view, having regard to M’s mental health vulnerabilities, the evidence
establishes there is a grave risk her mental
(and physical) health will suffer,
to the possible extent of further self-harm attempts. The fear and anxiety M
would experience
by being returned, and the resulting separation from the two
older siblings, H and A, and members of the mother’s wider family,
would
place her in an intolerable situation.
- [259] It
is clear that M is a fragile young woman. She views Australia as a stressful
place simply by reason of her father’s
presence and regardless of any
undertakings by him or Court orders. Although Court orders may keep her
physically safe, and although
counselling would be available in Australia, I do
not consider that these two things would adequately address her anxiety about
return.
What M expresses goes beyond the inevitable consequences and upheavals
of a Court ordered return. It arises from what she reports
as her life
experiences. There is no suggestion her anxiety would dissipate over a short
period.
- [260] There is
the third factor that Mr Ashmore relies on, which is the effect of return on the
mother’s psychological wellbeing
and the consequential impact on M. The
mother says if an order for return is made it will place her in an impossible
position as
she will have to choose between protecting the younger children in
Australia, if they are returned, or supporting A in New Zealand
during this
difficult time. She says the children are intelligent and will be well aware of
the impossible expectations return will
place on the family. She also says that
returning to Australia equates to disempowerment for her, fuelled by the lack of
family support
and the psychological assistance she requires during Family Court
proceedings.
- [261] I do not
consider these matters add in any material way to the first two of Mr
Ashmore’s factors for M. Based on those
two factors I find that the mother
has made out the defence under s 106(1)(c)(ii) on the balance of probabilities
for M.
- [263] First,
there are his own views about his return. In the most recent report of lawyer
for the children it is recorded that he
said he would always anticipate
feeling
anxious, using the phrase “always on caution for Dad”. He
anticipated his family would have to limit where they went
because they did not
trust his father. He thought that would be a very stressful way to live.
- [264] The mother
also expresses concerns about the effect on N if he were required to return. She
says “N stopped bed-wetting
from the first night we arrived in New
Zealand”. She says, however, that during the father’s visit to New
Zealand, and
upon learning that the father wanted them to go back to Australia,
N experienced nightmares and bed-wetting. She says this has now
stopped.
- [265] She
expresses the view (as she said for M) that N’s newly established sense of
peace and security will be destroyed and
he will suffer greatly. The
mother’s concerns have support in the opinions of Dr Farnsworth-Grodd and
Dr Husain. The former
describes him as initially presenting with symptoms of
depression. She says he was struggling with irritability and intermittent
outbursts of anger. She says these are often indicative of depression symptoms
in children rather than sadness. N also reported to
her diminished interest in
getting involved in activity and was having some sleep problems. He was
underweight, and suffered from
a lack of enthusiasm and low energy. However,
when she saw him in October 2019, there was a noticeable shift in his
engagement, his
willingness and openness to share, as well as increased energy
and enthusiasm for his interests.
- [266] There is
also the effect on N of the separation from H and A and other members of his
mother’s family. M told Ms Houghton
that one of the worst things about
moving to Australia would be that he would have to live without his big brother
and sister. That
concern is echoed by the mother and has support from Dr
Farnsworth-Grodd and Dr Husain. The former uses strong language, as she did
for
M, in giving her view on this issue. She says it is critical for N’s
stability of mood and recovery from experiencing trauma
that he remain in a
family home environment that is supportive, loving and caring. This is provided
for him in New Zealand. The extent
to which N relies on his older siblings,
especially H, is also important to N’s emotional stability. N says H is
playing a
pivotal role in providing calm and an understanding ear to his
concerns.
- [267] Dr Husain
also described changes in N’s physical health and wellbeing since he has
been in New Zealand. She refers to
all five siblings in New Zealand drawing
strength from each other and from the maternal family. She says they find hope,
understanding
and happiness in each other. She says sending the three children
back would cause a chain reaction, not only of mental health breakdown
in both
groups, but also a deterioration of physical health.
- [268] The issue
is whether these concerns are sufficient to reach the high bar to establish this
defence or whether the concerns are
simply part of the inevitable stress of
removal, which may have a psychological effect but are insufficient to reach the
stringent
standard.
- [269] Like M, N
presents with mental health vulnerabilities. Those vulnerabilities have not
manifested in self-harm but, nevertheless,
based on the opinions of both Dr
Farnsworth-Grodd and Dr Husain, those vulnerabilities are not insignificant.
What I have said in
[259] above applies
equally to N. Then there is the compounding effect of separation from H and A.
In my view, a combination of the anxieties
that N would face on return, and
having regard to his physical and mental health vulnerabilities and the
resulting effect of separation
from H and A, would place N at grave risk of
being in an intolerable situation. The grave risk is that both his mental and
physical
health will suffer to an extent beyond the effects to be expected if he
is returned.
- [270] I find the
defence under s 106(1)(c)(ii) is made out on the balance of probabilities in
relation to N.
- [271] Finally S.
At his age he has not expressed any views on returning to Australia. The mother
says that, in Australia, S was subjected
to an environment where he saw and
heard loud, aggressive, violent voices, mean gestures and frightened siblings.
The father has
emphatically denied those allegations. But what the mother does
go on to say is that, as at September 2019, and at the age of four
years, S was
delayed in his toilet training.
- [272] If S
returned on his own (and there is no agreement on the three children staying
together), he would be separated from all
four siblings with whom he
currently
lives. If there was an order for return of the three children, S would be
separated from H and A. The mother says that S calls his
oldest sister “my
[A]”. The mother says S loves A and is very attached to her. She says he
has a unique bond with her
and in her view separation from A would be
detrimental to his wellbeing.
- [273] S was not
referred to Dr Farnsworth-Grodd but he is a patient of Dr Husain. She says that
when she first met S at the age of
four, he was wearing a nappy and had not
completed toilet training. She says that since arriving in New Zealand he has
used his interactions
with his siblings and his mother to centre himself and had
recently been able to complete toilet training (her report is dated 29
October
2019). She describes him as being very attached to his older sister A and older
brother H. She says with his new found security
in New Zealand, S had been able
to start going to kindergarten and interacting with children his own age as an
equal and with confidence.
As with M and N, her view is that separating S from
the two older siblings H and A would have a consequential effect on mental and
physical health.
- [274] There is
limited evidence as to the likely risks for S. But sending him back on his own
would result in separation from his
four older siblings and other members of the
mother’s family with a consequential effect on his physical and mental
health.
I consider the mother’s mental health may well be a relevant
factor if S were the only child to be returned. If that were to
be the case
then, and on the assumption that the mother returned with her youngest child,
her difficult family situation has the
potential to affect the one very young
child who is with her.
- [275] She is
clearly concerned about the vulnerabilities of each of the four older children
in New Zealand. She would be apart from
them. She has given evidence that in
2014 she was suicidal and she cut one of her arms on multiple occasions. I
accept that her mental
health and wellbeing is at risk of deteriorating if she
were required to leave four children in New Zealand and to return to Australia
with her youngest child where she would be living without the emotional support
of her extended family. In those circumstances there
is a risk the
mother’s mental health will affect S.
- [276] If all
three children were to be returned, the mother would not have the anxiety of
being separated from M and N but there would
still be the impact on S of being
separated from H and A.
- [277] Whether S
is returned on his own or together with M and N, I consider the evidence
establishes there is a grave risk that S
would be placed in an intolerable
situation. The grave risk, as identified by Dr Husain, is the effects on
S’s physical and
mental health. She says the impact “would be
detrimental” to his wellbeing. In other words the grave risk would
eventuate.
There is no suggestion that these would be short-term
effects.
- [278] The Judge
was therefore incorrect in finding that the grave risk defence was not made out
for S (proceeding as he did on a basis
not argued for by the
mother).
- [279] I also
find that this defence is made out for M and N, under s
106(1)(c)(ii).
Third ground of appeal – failure to properly exercise
discretion under s 106(1)
- [280] Ms
Crawshaw refers back to her previous submission under the first ground that the
Judge erred in finding the defences of child
objection and consent
(acquiescence) made out. She submits the exercise of the Judge’s
discretion was therefore wrong in law.
Ms Crawshaw submits that even if this
Court finds that the child objection defence is made out, the exercise of
discretion in a case
of a bare child objection is significantly different from a
situation where multiple defences are made out. The weight to be given
to the
children’s objections is also a crucial factor to consider in any residual
exercise of discretion.
- [281] Ms
Crawshaw further submits that even if the Judge had been correct to find that
the child objection and consent/acquiescence
defence was made out, his approach
to the exercise of discretion was wrong in the following respects: there was a
failure to consider
the weight to be given to the children’s objections;
and there was a legally incorrect presumption that the children’s
objections should be upheld in the absence of compelling reasons not to do
so.
- [282] She
submits the matters relied on by the Judge were exclusively welfare
considerations. Further, two of the six factors concerned
the two older children
present in New Zealand who are not the subject of the application. Those issues
should not have formed such
a prominent part in the exercise of the
discretion.
- [283] Finally,
Ms Crawshaw submits the Judge failed to have regard to the following relevant
considerations: the purpose of the Convention
and its underlying rationale that
welfare issues should normally be considered in the place of the child’s
habitual residence;
the mother’s retention of the children in New Zealand
was wrongful; prior to the removal the mother had not taken any steps
to obtain
protection from the father’s alleged abuse; the weight to be given to the
objections by M and N; the absence of any
suggestion the mother will not return
with the children to Australia if there is an order for their return; there are
already parenting
proceedings underway in Australia; and the undertakings given
by the father to vacate the family home and provide financial support
for the
family. Ms Crawshaw concludes that had the Judge properly exercised his
discretion an order for return would likely have
been
made.
- [284] Mr Ashmore
acknowledges that the Judge’s treatment of discretion was “somewhat
inadequate at times appearing to
verge even on a presumption for
retention”. He agrees that this Court is required to repeat the exercise
and should do so in
terms of Austin Nicholls.56 Mr Ashmore
submits the discretion will be applied differently depending on the defence
established. In relation to the child objection
defence, it will be a more
traditional balancing exercise but the factors on which the children’s
objection is based will
be significant. In terms of acquiescence, Mr
Ashmore submits it is difficult to imagine an order for return where that
defence
is established. As far as the grave risk of an intolerable situation
defence, Mr Ashmore submits it is well established that when
this defence is
made out it would be a very rare case for the discretion to be exercised and an
order for return made.
- [285] Ms
Houghton submits that in considering the discretion, the Court will balance the
considerations enshrined within the Convention
of comity, deterrence and
restoration of the status quo, as well as the nature of the defence, along with
the welfare
56 See Simpson v Hamilton, above n 18.
and best interests of these particular children. Ms Houghton further submits
that when considering the objects and purpose of the
Convention alongside the
impact upon M and N of not being listened to, the Court, in exercising its
discretion, should determine
it is in the children’s best interests to
remain in New Zealand.
Legal
principles
- [286] Section
106(1) of the Act confers a discretion to refuse to make an order for the return
of a child if any of paras (a)-(e)
is satisfied. The discretion is not
unfettered and must be “exercised in the context of the Convention, having
regard in particular
to what would give effect to the Convention’s
purposes in relation to [s 106(1)]”.57
- [287] The
majority in the Supreme Court commented on the relationship between s 4 and the
discretion saying:58
[50] Hence, what is in the best interests of the particular
child in terms of s 4(1) cannot be the only or indeed the dominant
factor in
the exercise of the s 106 discretion. To take that view would be to
“limit” the discretion contrary to s 4(7).
In particular, the best
interests of the particular child must be capable of being outweighed by the
interests of other children
in Hague Convention terms, if to decline return
would send the wrong message to potential abductors. As we will develop below,
striking
the right balance between the best interests of the child or children
on the one hand, and the deterrent policy of the Convention
on the other, lies
at the heart of the exercise of the s 106(1)(a) discretion. Waite J put the
point well in W v W (Child Abduction: Acquiescence) when he said that it
was implicit in the general operation of the Convention that the objective of
stability for the mass of children
may have to be achieved at the price of tears
in some individual cases.
(citations omitted)
- [288] It
is necessary to tailor the exercise of the discretion to the particular purpose
and requirements of the exception in issue.59 The majority judgment
states:
[39] It is desirable to enter a caveat at this point about the
various grounds upon which an order for return may be refused. Statements
in
judgments or other writings about one ground should not be applied automatically
or uncritically to another. General statements
about these grounds, or
exceptions as it may be convenient to call them, should be treated carefully,
recognising their generality.
They may not apply to all grounds and may need to
be modified when a particular ground is being considered. When examining
judgments
and other publications it is important to be clear which
particular
57 Secretary for Justice v HJ, above n 9, at [136].
58 At [50].
59 At [39].
exception is being addressed. Each exception has its own features and the
court’s approach must be tailored to the particular
purpose and
requirements of that exception.
- [289] For
example, if a grave risk of an intolerable situation is made out, as observed by
Baroness Hale in Re S:60
... it is impossible to conceive of circumstances in which ...
it would be a legitimate exercise of the discretion nevertheless to
order the
child’s return.
- [290] On the
other hand, in relation to the child objection defence, the exercise will be a
more traditional balancing one. In Re M, Baroness Hale observed:
61
These days, and especially in the light of article 12 of the
United Nations Convention on the Rights of the Child, courts increasingly
consider it appropriate to take account of a child’s views. Taking account
does not mean that those views are always determinative
or even presumptively
so. Once the discretion comes into play, the court may have to consider the
nature and strength of the child’s
objections, the extent to which they
are “authentically her own” or the product of the influence of the
abducting parent,
the extent to which they coincide or are at odds with other
considerations which are relevant to her welfare, as well as the general
Convention considerations referred to earlier. The older the child, the greater
the weight that her objections are likely to carry.
But that is far from saying
that the child’s objections should only prevail in the most exceptional
circumstances.
- [291] In LRR
v COL the eighth of the eight observations made by the Court of Appeal
concerned the exercise of the discretion. The Court of Appeal referred
to what
was said by the majority of the Supreme Court in Secretary for Justice v
HJ,62 at [50] (set out in [287] above) as obiter and also that it
should be read in light of the warning given by the majority in [39] (set out at
[288] above).63 The Court of
Appeal went on to say that, more generally, it had some reservations about the
suggestion that where an exception is
made out under s 106, the interests of the
particular child may nonetheless give way to the goal of deterring potential
abductors
in the future.64
- Re
S (A Child)(Abduction: Rights of Custody) [2012] UKSC 10, [2012] 2 AC 257 at
[5]. Cited with approval in LRR v COL, above n 11, at
[96].
61 Re M, above n 15, at [46].
62 Secretary for Justice v HJ, above n 9.
63 LRR v COL, above n 11, at [98].
64 At [99].
Discussion
- [292] The Judge
approached the exercise of his discretion on the basis that the child objection
defence was made out for M and N;
that the consent defence was made out for all
three children; and that the grave risk defence was not made out for S (it was
not
considered for M and N). I therefore need to exercise my discretion afresh
on the basis of the defences I have found are established.
- [293] In short,
I have found the Judge was correct to find the child objection defence made out
for M and N; that he erred in finding
the consent (acquiescence) defence was
made out; and that he erred in finding the grave risk defence was not made out
for S. I have
also determined the grave risk of an intolerable situation defence
is made out for M and N.
- [294] It is
clear that it is inconceivable that the discretion to order return would be
exercised in circumstances where a grave risk
of an intolerable situation has
been made out.
- [295] If I am
wrong in relation to M and N, and the only defence available in respect of those
two children is the child objection
defence, I would nevertheless have exercised
my discretion to refuse to order their return. Factors which do not reach the
threshold
of a grave risk of an intolerable situation will nevertheless be
relevant to an assessment of the best interests of the child. In
conducting the
balancing exercise, I would have taken into account on the one
hand:
(a) The clear deterrent purpose of the Convention;
(b) The rationale that welfare issues should normally be
considered in the place of the children’s habitual residence; and
(c) The interests of other children generally, in that declining
an order for return may send the wrong message to potential abductors.
- [296] On the
other hand, in considering the best interests of both M and N, I would have
taken into account the following:
(a) They have both expressed a
clear and consistent objection to returning to Australia;
(b) They are of an age and maturity where weight should be given
to their views;
(c) Considerable weight should be given to their views for the
reasons expressed earlier in the judgment;
(d) Both M and N have made improvements in their physical and
mental health since being in New Zealand;
(e) There would be a detrimental effect on their health and
wellbeing if they were returned to Australia. There is no suggestion that
those
would be short term effects; and
(f) The detrimental effects of separation from their two older
siblings in New Zealand were M and N required to return.
- [297] I consider
that the right balance would have been struck by exercising my discretion to
refuse to order their return. This would
not have been a situation where the
“objective of stability for the mass of children” might be achieved
“at the
price of tears in some individual cases”.65 The
effects on M and N go beyond mere tears.
- [298] The grave
risk of an intolerable situation would still have been made out for S on this
alternative.
- [299] Accordingly,
for reasons different from those expressed by the Judge, I exercise my
discretion to refuse to order the return
of the three children, M, N and S to
Australia.
Summary of conclusions
- [300] In
summary, my decision is as follows:
65 See quote passage from Secretary for Justice v
HJ at [287] above.
(a) The father’s first ground of appeal that the child objection
defence under s 106(1)(d) in relation to M and N was not made
out fails;
(b) The father’s second ground of appeal, that the Judge
erred in finding the consent defence under s 106(1)(b)(ii) was made
out
succeeds. The Judge erred. The father did not acquiesce in the three children,
M, N and S remaining in New Zealand;
(c) The mother’s cross-appeal against the Judge’s
finding that the grave risk of an intolerable situation defence under
s
106(1)(c)(ii) was not made out in relation to S succeeds. The defence is made
out in relation to S. I have also found that the
defence is made out for both M
and N; and
(d) The father’s third ground of appeal that the Judge
failed to properly exercise his discretion under s 106(1) fails. Because
of my
findings in relation to the defences made out I have exercised the discretion
afresh. For reasons different from those given
by the Judge, he was correct not
to order the return of M, N and S to Australia.
Result
- [301] The
father’s appeal is dismissed. The mother’s cross-appeal is
allowed.
Costs
- [302] I
reserve costs as I did not hear from the parties on this issue. My preliminary
view is that costs should follow the event.
If the parties are able to agree
costs, a joint memorandum should be filed within 20 working days of the date of
this judgment.
- [303] If costs
cannot be agreed, the mother may file and serve a memorandum in support of an
application for costs, within five working
days of the date for the joint
memorandum. Lawyer for the children may also file and serve a memorandum at the
same time. Counsel
for the father should then file and serve a memorandum within
a further five working days.
- [304] Memoranda
should not exceed five pages excluding attachments. I will determine costs
on the papers.
Gordon J
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