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Trustees of the Motiti Rohe Moana Trust v Bay of Plenty Regional Council [2022] NZHC 1846 (1 August 2022)
Last Updated: 6 October 2022
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IN THE HIGH COURT OF NEW ZEALAND TAURANGA REGISTRY
I TE KŌTI MATUA O AOTEAROA TAURANGA MOANA ROHE
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IN THE MATTER
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of the Resource Management Act 1991
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AND
IN THE MATTER
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of an appeal under the Resource Management Act, s 209
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BETWEEN
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THE TRUSTEES OF THE MOTITI ROHE MOANA TRUST
Appellant
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AND
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BAY OF PLENTY REGIONAL COUNCIL
Respondent
Continued ...
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Hearing:
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9, 10 and 13 May 2022 (Heard at Hamilton)
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Appearances:
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J W Maassen and I F F Peters for the Appellant / Plaintiffs M H Hill and R
M Boyte for Respondent / Defendant
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Judgment:
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1 August 2022
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JUDGMENT OF HINTON J
THE TRUSTEES OF THE MOTITI ROHE MOANA TRUST v BAY OF
PLENTY REGIONAL COUNCIL [2022] NZHC 1846 [1 August 2022]
This judgment was delivered by me on 1 August 2022 at 11.00
am, pursuant to Rule 11.5 of the High Court Rules.
Registrar/Deputy Registrar Date:
...............................
Counsel/Solicitors:
J Maassen, Barrister, Wellington Kaupare Law and Consultancy, Auckland Cooney
Lees Morgan, Tauranga
Bay of Plenty Regional Council, Whakatane
Continued ...
CIV-2020-470-111
UNDER the Judicial Review Procedure Act 2016 AND
IN THE MATTER of an application for judicial review concerning a
statutory power of decision under the Resource Management Act 1991
BETWEEN THE TRUSTEES OF THE MOTITI ROHE MOANA TRUST
First Plaintiff
NGĀTI MĀKINO HERITAGE TRUST
Second Plaintiff
TE MARU O NGĀTI RANGIWEWEHI
Third Plaintiff
AND BAY OF PLENTY REGIONAL COUNCIL
Defendant
Introduction
- [1] The
case concerns the decision of the Bay of Plenty Regional Council (the Council)
to withdraw Proposed Plan Change 9 (PC9)1 of the Bay of Plenty
Natural Resources Plan (the regional plan).2
- [2] The trustees
of the Motiti Rohe Moana Trust (MRMT) bring both an appeal and judicial review
in respect of the Council’s
withdrawal of PC9. The proceedings were heard
together but sequentially as they involve discrete issues.
- [3] The Council
made the withdrawal decision under Schedule 1, cl 8D of the Resource Management
Act 1991 (RMA). Clause 8D allows a
Council to withdraw a plan change at any time
prior to the hearing of an appeal against the plan change, provided public
notice of
the withdrawal is given, together with reasons for the withdrawal. It
is not disputed that cl 8D was complied with on its face.
- [4] MRMT’s
arguments (in both proceedings) rely on the fact that PC9 related, inter alia,
to freshwater rights and interests
on Motiti Island. MRMT is one of a number of
Māori entities3 which are vitally concerned with regard to those
rights and interests. MRMT says this introduces Treaty of Waitangi
considerations
in terms of s 8 of the RMA.
- [5] MRMT did not
have a right under the RMA to lodge an appeal against Council’s decision
to withdraw a plan change. However,
there was (and is) a right to seek
judicial review in this Court. Section 296 of the RMA, which restricts
judicial review in
this Court until appeal and inquiry rights in the Environment
Court are exhausted, does not apply in this case.
- [6] In the first
instance MRMT did not apply for judicial review in this Court. It applied to the
Environment Court for declarations
under s 310 of the RMA that the
Council’s decision to withdraw was unlawful. This was on the grounds the
Council breached the
s 8 duty (requiring the principles of the Treaty to be
taken into account in certain circumstances) and that no rational local
authority
complying with the s 8 duty would reach the conclusion withdrawal was
appropriate.
1 Called “Region-wide Water Quantity Plan Change”.
2 Previously called the Regional Water and Land Plan.
3 MRMT is not an iwi or hapū, however it represents tangata
whenua on Motiti Island.
- [7] The
Environment Court declined to make the declarations sought on the basis of a
preliminary finding that it lacked jurisdiction
to do so. Inter alia, the
Environment Court said that an application for judicial review (which it found
this essentially was) is
a matter for the High Court.
- [8] While
accepting the proceeding filed in the Environment Court was the equivalent of a
judicial review application, MRMT otherwise
challenges the interim decision of
the Environment Court declining jurisdiction under s 310.
- [9] MRMT also
separately applies to this Court for judicial review of the Council’s
decision to withdraw PC9. The key ground
remains that the Council’s
decision was unlawful because it breached s 8 of the RMA.
- [10] The Council
accepts that its decision to withdraw PC9, being an administrative local body
decision, is subject to judicial review
by this Court. It says, in relation to
the appeal, the Environment Court was right to decline a (parallel) power to
review.
- [11] Initially
MRMT was joined by two iwi parties in respect of the judicial review application
(not in respect of the appeal from
the Environment Court). The other two parties
have now withdrawn.
Preliminary matters
- [12] Given
the Council’s decision is now being reviewed in any event in this Court,
MRMT, while not withdrawing its appeal of
the Environment Court’s
jurisdiction decision, does not seek any substantive relief on the appeal. (It
was previously seeking
an order that the matter be referred back to the
Environment Court, which if granted would presumably have meant the judicial
review
application in this Court would not have gone ahead.)
- [13] In these
circumstances, the appeal is almost entirely academic. It does not alter
anything between the parties other than the
question of costs. Mr Maassen for
MRMT says the question of the scope of the Environment Court’s powers is
nonetheless important
for subsequent cases. He says it is important tangata
whenua have wide access to the specialist Tribunal on RMA matters. I note his
point but there is also no question that the High Court has the jurisdiction
which Mr Maassen argues the Environment Court should
also have and that the High
Court has specialist experience in judicial review proceedings. The question
really comes down to the
extent to which the two jurisdictions overlap, that is, the extent to which a
party can choose between the two Courts.
- [14] While I
have some concerns as to whether I should be considering the issues raised on
the appeal in circumstances where the point
is substantially moot, the parties
argued the appeal and I address it.
Background
- [15] The
regional plan was made operative on 1 December 2008.
- [16] PC9 would
have inserted provisions in the regional plan to give effect to the National
Policy Statement on Freshwater Management
(NPS-FM). The NPS-FM 2011 was
promulgated in 2010 and subsequently replaced by the NPS-FM 2014. The latter was
amended in 2017.
- [17] PC9 was
part of the Council’s NPS-FM 2014 implementation programme. It addressed
regional issues relating to allocating
water, such as setting up a metering and
reporting framework, strengthening the framework for decision-making, including
clearer
interim limits to water allocation and improving the efficiency of water
allocation and use. As part of that, it proposed a policy
framework for working
with tangata whenua and the community on local water quantity planning
actions.
- [18] Certain
previous amendments to the plan related to aspects of the NPS-FM that were
required to be implemented by insertion in
the plan without a Schedule 1
process.
- [19] A draft of
PC9 was consulted on in August 2015. It was notified by the Council on 18
October 2016. Hearings of submissions commenced
in March 2018 and the
Council’s decisions on submissions were publicly notified on 9 October
2018. Fourteen appeals were filed
by 21 November 2018 including by MRMT. In
addition, 26 parties filed notices under s 274 of the RMA to become a party to
these appeals.
A court-assisted mediation process occurred during 2019. It was
unsuccessful.
- [20] A draft
NPS-FM was released by the Ministry for the Environment on 1 September 2019. It
was intended to be a full replacement
of the NPS-FM 2014 (as amended in 2017).
This draft would become the NPS-FM 2020, which significantly developed the
“fundamental
concept” of Te Mana o te Wai. In short, the concept
requires local authorities to prioritise the health and well-
being of the water body itself before human uses can be provided for.
Implementation of Te Mana o te Wai was to require:4
a) adopting the priorities set out in the hierarchy of obligations;
b) providing for the involvement of iwi and hapū in freshwater management
and identifying and reflecting tangata whenua values
and interests;
- engaging
with tangata whenua and communities to identify matters that are important to
them in respect of waterbodies and their catchments;
d) enabling the application of broader systems of values and knowledge, such as
mātauranga Māori, to the health and wellbeing
of waterbodies and
freshwater ecosystems;
e) adopting an integrated approach, ki uta ki tai, to the management of
waterbodies and freshwater ecosystems.
- [21] By late
2019, Council officers had become concerned about the utility of proceeding with
PC9 in light of the nature and extent
of the outstanding issues raised by the
appeals against PC9 and uncertainty associated with proposed changes to national
freshwater
management and the NPS-FM.
- [22] On 18
February 2020, the Council’s Strategy and Policy Committee received a
report dated 13 February 2020 from the Council’s
General Manager –
Strategy and Service on the options for dealing with PC9, which included the
recommendation to withdraw the
plan change in full (the 13 February report). The
Committee accepted the recommendation and resolved to withdraw PC9 in full. Its
resolution set out the following reasons:
a) Fundamental differences of opinion remain on key issues which are unlikely to
be resolved without proceeding to Court.
b) Resolution of outstanding appeals is unlikely to occur until after the
National Policy Statement for Freshwater Management [2020]
is gazetted and
implementation under way.
- Continuing
to pursue the resolution of the appeals would therefore be an inefficient use of
resources, given new national direction
on freshwater is imminent.
- Ministry
for the Environment Draft National Policy Statement for Freshwater
Management: Proposals for consultation September 2019 (1 September 2019) at
[1.5].
d) Future processes and associated plan change(s) following the gazettal of the
NPS- FM [2020] will enable better integration of
water quality and water
quantity and provide greater clarity in relation to Te Mana o Te Wai, which has
been a key issue in the appeals.
e) Withdrawing PC9 will not create a planning vacuum, consents will continue to
be processed under the Operative Plan having regard
to the current NPS-FM
[2014].
- [23] The
Committee also resolved to seek direction from the Council’s Komiti
Māori on how best to move forward with tangata
whenua in freshwater
management and policy development, to be reported back to the
committee.
- [24] The
resolution to withdraw PC9 was publicly notified on 25 February 2020 with the
five reasons set out as resolved by the Council
above.
- [25] As a
consequence of the Council’s withdrawal, the 14 appeals were all treated
as abandoned.
Appeal against Environment Court’s interim
decision
- [26] On
the appeal MRMT says the Environment Court erred, in summary, in the following
ways:
(a) in addressing the question of jurisdiction on a preliminary basis without
consideration of the merits, or without assuming the
grounds for the declaration
were correct;
(b) by referring to evidence, having determined that the jurisdictional question
was a purely legal one; and
(c) by determining that s 310 of the RMA did not confer jurisdiction.
- [27] MRMT made
its application to the Environment Court under s 310 of the RMA. As noted, MRMT
acknowledges, at least in this Court,
that the declaration sought was equivalent
to an application for judicial review, but says s 310 gives the Environment
Court that
jurisdiction.
- [28] With the
relevant provisions emphasised, s 310 provides:
310 Scope and
effect of declaration
A declaration may declare—
(a) The existence or extent of any function, power, right, or duty under this
Act,
including (but, except as expressly provided, without limitation)—
(i) Any duty under this Act to prepare and have particular regard to an
evaluation report or to undertake and have particular regard
to a further
evaluation or imposed by section 32 or 32AA (other than any duty in relation to
a plan or proposed plan or any provision
of a plan or proposed plan); and
(ii) Any duty imposed by section 55; or
(b) whether, contrary to section 62(3), a provision or proposed provision of a
regional policy statement—
(i) does not, or is not likely to, give effect to a provision or proposed
provision of a national policy statement or New Zealand
coastal policy statement
or a national planning standard; or
(ii) is, or is likely to be, inconsistent with a water conservation order; or
(ba) whether a provision or proposed provision of a
regional plan,—
(i) contrary to section 67(3), does not, or is not likely to, give effect to a
provision or proposed provision of a national policy
statement, New Zealand
coastal policy statement, or regional policy statement for the region or a
relevant provision or proposed
provision of a national planning standard; or
(ii) contrary to section 67(4), is, or is likely to be, inconsistent with a
water conservation order, any other regional plan for
the region, or a
determination or reservation of the chief executive of the Ministry of Fisheries
made under section 186E of the
Fisheries Act 1996; or
(bb) whether a provision or proposed provision of a district plan,—
(i) contrary to section 75(3), does not, or is not likely to, give effect to a
provision or proposed provision of a national policy
statement, New Zealand
coastal policy statement, or regional policy statement or a relevant provision
or proposed provision of a
national planning standard; or
(ii) contrary to section 75(4), is, or is likely to be, inconsistent with a
water conservation order or a regional plan for any matter
specified in section
30(1); or
(c) Whether or not an act or omission, or a proposed act or omission,
contravenes or is likely to contravene this Act, regulations
made under this
Act, or a rule in a plan or proposed plan, a requirement for a designation or
for a heritage order, or a resource
consent; or
(d) Whether or not an act or omission, or a proposed act or omission, is a
permitted activity, controlled activity, discretionary
activity, non- complying
activity, or prohibited activity, or breaches section 10 (certain
activities protected) or section 20A (certain existing lawful activities
allowed); or
(e) The point at which the landward boundary of the coastal marine area crosses
any river; or
(f) Whether or not a territorial authority has made and is continuing to make
substantial progress or effort towards giving effect
to a designation as
required by section 184A; or
(g) The matters provided for in section 379 (provisions deemed to be plans or
rules in plans); or
(h) any other issue or matter relating to the interpretation, administration,
and enforcement of this Act, except for an issue as
to whether any of sections
95 to 95G have been, or will be contravened.
Environment Court interim decision on jurisdiction
- [29] Chief
Environment Court Judge Kirkpatrick considered whether the issue of jurisdiction
should be determined as a preliminary
issue. He noted MRMT’s arguments
that (a) the principles of the Treaty militate against deconstructing an
argument into matters
of jurisdiction and substance; and (b) Ngāti Apa v
Attorney-General warns that abstract questions might be at risk from
erroneous assumptions of fact if heard preliminarily, especially when customary
rights are in issue.5 However, the Judge concluded that, given the
existence of High Court authority on the question of jurisdiction, it was a
clear-cut
and narrow question that could appropriately be determined on a
preliminary basis.
- [30] The Judge
then considered in some detail case law relating to the scope of the Environment
Court’s declaratory power and
the scope of Schedule 1, cl 8D of the
RMA.6 He noted the power to judicially review administrative
decisions stems from the High Court’s inherent jurisdiction as the
successor
to the original jurisdiction of the superior courts of Justice of
England. He then turned to assess the Environment Court’s
declaratory
power, which is established and defined by ss 310–313 of the RMA. The
Judge noted the detailed text of s 310 indicates
the Environment Court should
give particular attention to the type of declaration being sought. He also
pointed out that Berryman v Waitakere City Council held the power does
not extend to making declarations relating to defects of an administrative
nature.7
5 Ngāti Apa v Attorney-General [2003] NZCA 117; [2003] 3 NZLR 643
(CA).
- Berryman
v Waitakere City Council NZEnvC A046/98; Cotter v Christchurch City
Council Decision C17/79; Uruamo v Carter Holt Harvey Ltd PT A43/96;
Minister of Conservation v Whakatāne District Council [2003] NZEnvC 446; [2004] NZRMA
529 (NZEnvC); Kitewaho Bush Reserve Co Ltd v Auckland Regional Council
[2003] NZEnvC 88, [2003] NZRMA 544; West Coast Regional Council v Royal
Forest and Bird Protection Society Inc [2007] NZRMA 32 (HC); and Coastal
Ratepayers United Inc v Kapiti Coast District Council [2017] NZHC
2933.
7 Berryman v Waitakere City Council NZEnvC
A046/98.
- [31] Next, the
Judge considered s 310(a), (c) and (h). He said the declarations sought by MRMT
went beyond the scope of subss (a)
and (c). Under subs (a) a declaration could
be made as to the express requirements of cl 8D (timing, notice, the giving of
reasons
per se) but those matters were not in issue. Similarly, because it was
not disputed the Council had fulfilled the express requirements
of cl 8D, subs
(c) was not engaged. The “catch-all” subs (h) was designed to fill
any gaps arising from the preceding
subsections. He held it could not extend to
a power to judicially review administrative action.
- [32] Judge
Kirkpatrick also found that the Environment Court does not have a general
supervisory jurisdiction.
- [33] Finally,
the Judge considered the principles of the Treaty of Waitangi. He found that the
scheme relating to plan-making in the
RMA provided for tangata whenua
participation to ensure access to customary rights to fresh water. There was no
need to interpret
s 310 more expansively to give effect to the principles of the
Treaty. Further there was no gap in the regional plan contrary to
the principles
of the Treaty, as claimed by MRMT, because the Council was under an obligation
to give effect to the NPS-FM by notifying
another plan change.
- [34] The
Environment Court Judge determined that MRMT’s application for
declarations was in the nature of an application for
review and
concluded:8
... that the Environment Court does not have the jurisdiction to make a
declaration where that would amount to a review of an administrative
action of a
council acting within a power expressly given to it by the RMA. In particular,
I conclude that s 310 of the RMA does not authorise the review of any
decision made under cl 8D of Schedule 1 to the RMA beyond determining
whether
the express conditions as to timing and the giving of notice and reasons have
been satisfied. I therefore refuse the application
by MRMT for
declarations.
First ground of appeal – jurisdictional issue should not have been
determined on a preliminary basis
- [35] It cannot
be disputed that the Environment Court, as with other courts, can consider
issues such as jurisdiction on a preliminary
basis and I do not take MRMT to
argue otherwise.
- [36] Rather, the
argument is that it was inappropriate to deal with a preliminary issue of
jurisdiction in a case such as this. Mr
Maassen submits that tikanga requires
hearing out the
- The
Trustees of the Motiti Rohe Moana Trust v Bay of Plenty Regional Council
[2020] NZEnvC 180 at [100] (emphasis added).
whole argument – and that is not achieved by hearing just a preliminary
point. Section 269 of the RMA requires the Environment
Court to recognise
tikanga where appropriate in regulating its proceedings, and the courts have
recognised that environmental matters
uniquely draw on tikanga. So, Mr Maassen
submits the Court had to decide jurisdiction while taking tikanga into account.
He relies
again on Ngāti Apa.9
- [37] I cannot
see that this is a case where tikanga principles mean the Court should have
taken a different approach from the standard
approach to jurisdiction issues.
The position might be different if there were not alternative jurisdiction or if
there were a tikanga
or Treaty-based argument that the appellant would be
materially better off before the Environment Court than before the High Court
but I am not persuaded that is the case.
- [38] There does
not seem to be any authority for Mr Maassen’s proposition that
jurisdiction should not be determined on a preliminary
basis. Ngāti Apa
is not such an authority. Rather, it was a case where the Māori
Appellate Court stated a case to the High Court – which
was subsequently
appealed to the Court of Appeal – to clarify points of law. In particular,
there was a question as to the
Māori Land Court’s jurisdiction to
hear claims relating to the foreshore and seabed. Although the Chief Justice
warned
that abstract legal questions may be misleading without reference to the
facts, the jurisdiction question did not appear to be the
subject of this
comment.10 In fact, that was the only question the Judge was
willing to determine without reference to full factual argument.11
As the Environment Court in the decision appealed from stated, the
question of jurisdiction is essentially a matter of statutory interpretation
going to the boundaries of the case rather than to any rights and interests
within those boundaries. Similarly here, I see no reason
why the bare issue of
jurisdiction could not be determined on a preliminary basis, even when tikanga
arguments or considerations
form part of the substantive case.
- [39] While I am
attracted to Mr Maassen’s general proposition that in a matter involving
an iwi group, the korero should not
be interrupted or partial, here there was at
best only an interruption. MRMT was stopped at the door of the Environment
Court, but
the argument being advanced could still proceed by way of judicial
review in this Court. Indeed, had MRMT filed its application for
judicial review
only in this Court in the first place, there would have been no
9 Attorney-General v Ngāti Apa [2003] NZCA 117; [2003] 3 NZLR 643 (CA)
at [5].
10 See at [90]: I consider that it is appropriate to answer only
the first question [as to jurisdiction] posed for determination, and
then in
terms slightly different from the wide way in which it was worded. The
subsequent questions depend on the facts.
11 At [91].
interruption at all. The interruption has been brought about solely by
MRMT’s own tactical decision.
- [40] Further, as
what seemed to be a corollary or extension of his argument, Mr Maassen said that
the approach Judge Kirkpatrick should
have taken was to consider whether, even
if the declarations were all granted, he still considered the Court did not have
jurisdiction.
In other words, the Judge should address the application as if
there were jurisdiction and then go back in light of the conclusion
reached to
consider whether the assumed jurisdiction was correct. No authority was cited
for this proposition. Mr Maassen analogises
to the approach taken on a strike-
out application where the pleading in a statement of claim has to be
substantially assumed to
be correct. But these are entirely separate issues. It
is not appropriate for a court to consider the merits of a case if it does
not
have jurisdiction to do so.
- [41] The first
ground of appeal is rejected.
Second ground of appeal – the Environment Court should not have
referred to the evidence
- [42] MRMT argues
that the Environment Court erred by addressing the merits of the application to
withdraw PC9, and by relying on the
evidence of the Council when it should have
treated the matter as “a pure question of law”. Mr Maassen points to
[97]–[99]
of the Environment Court decision to support his argument that
the Court wrongly relied on the merits and the evidence.
- [43] Those
paragraphs state as follows:
- [97] The
argument that the withdrawal of Plan Change 9 leaves a gap in the regional plan
which is contrary to the principles of the
Treaty is not as strong a reason to
review the Council’s decision as it may at first appear. Plan Change 9 is
intended to address
and give effect to the NPS-FM. If there is a gap in the
plan, then as the Council must give effect to the NPS-FM, so the withdrawal
of
Plan Change 9 must be followed by the notification of another change to the plan
to address that. The position of the Council
is that it intends to do so. It is
unclear how long that may take, but that question is not presently before the
Court. The history
of this matter, and the Court’s experience with other
cases involving the management and allocation of freshwater, indicate
that these
issues are generally not easy to address and take some time given the devolved
participatory regime under the RMA.
- [98] It is also
important in any consideration of this issue to note that the making of plans is
not a council-controlled monopoly:
plan changes may be requested by any person
under Part 2 of Schedule 1 to the RMA. While the public do not bear any
responsibility
to draft plan provisions which the council is required to
prepare, the option requesting such a plan change is one way in which the
matter
could be advanced.
- [99] Those
considerations demonstrate the ways in which tangata whenua can participate in
the plan-making process, which is consistent
with the principles of the Treaty.
There may be disagreements as to this approach being taken and the time it is
taking, but those
disagreements do not by themselves demonstrate inconsistency
with the principles. In my judgment, the circumstances of this case do
not require any more expansive interpretation of s 310 of the RMA to enable the
Environment Court to review the Council's decision
under cl 8D of Schedule 1 in
order to take into account or give effect to the principles of the Treaty of
Waitangi (Te Tiriti o Waitangi).
- [44] I do not
consider the Judge is relying on the merits or evidence (other than as
undisputed) in the statements he makes in these
paragraphs, which are themselves
more like concluding observations in his judgment. Consistent with that view, Mr
Maassen did not
say which of the statements made were in error and why that was
so. He refers in particular to the Judge’s reference at [99]
to “the
circumstances of this case”. That is entirely orthodox language and cannot
be read any more widely than the judgment
as a whole.
- [45] In my view
the Court took account only of uncontested facts, for example, that the Council
intended to notify a new plan. Even
that is more in the nature of a statement of
the law because the Council would be required to do so as it must give effect to
the
NPS-FM. Otherwise, the Court was not relying on the evidence
- [46] In relation
to the evidence of the Council set out at [21]–[23] of the Environment
Court judgment, as Ms Hill for the Council
submits, the Court was summarising
the evidence filed for context.
- [47] Ultimately,
I am satisfied that the Environment Court dealt with the issue as a question of
law and did not take account of disputed
facts. I also consider the Environment
Court was correct to deal with the issue in this way.
- [48] The second
ground of appeal is rejected.
Third ground of appeal – the Environment Court was wrong to decline
jurisdiction
- [49] MRMT says
that on a plain reading, s 310 gives the Environment Court power to make a
declaration for illegality of the type it
seeks. It relies specifically on s
310(a), (c) and (h).
- [50] Before
turning to consider those subsections, I make some general
observations.
- [51] First, Mr
Maassen accepts that his argument would give the Environment Court a power of
judicial review (on RMA matters) equivalent
to or the same as the High
Court.
- [52] It is
however a matter of longstanding authority that the High Court (only), has a
power of judicial review, and other courts
do not.12
- [53] Second,
there is no authority in support of Mr Maassen’s submission as to the
ambit of s 310, nor any case where a declaration
in the nature of judicial
review has been made with or without consideration of the power to do so. I
address Mr Maassen’s
contention that Royal Forest and Bird Protection
Society v New Plymouth District Council is such an authority
below.13
- [54] Third,
there are at least two decisions of the Environment Court where the Court
expressly said it did not have power to make a declaration as to legality
of a Council’s actions. These are Berryman v Waitakere City Council
and Liu v Auckland Council.14 Judge Kirkpatrick discussed
Berryman accurately as follows:
- [51] In
Berryman v Waitakere City Council the Environment Court considered a
petition, which it deemed to be an application for a declaration under s 311 of
the RMA, seeking
to defer the sale and development of certain land until
relevant provisions of the proposed district plan had been determined. The
scope
of the Court’s jurisdiction was in issue, and it referred to several
decisions including Cotter v Christchurch City Council and Uruamo v
Carter Holt Harvey Ltd.
- [52] The Court
summarised those decisions as follows:
The principles that can be enunciated from those decisions are twofold. The
first is that the Environment Court lacks jurisdiction
to determine the
lawfulness of a proposed activity by reference to the general law or a special
statutory provision which must be
determined in the ordinary Courts of Law.
Secondly, this Court’s jurisdiction does not extend to making declarations
(or enforcement
orders) relating to defects of an administrative nature such as
claims to inadequate consultation, bias, legitimate expectation,
breach of
fiduciary duty and other such matters. To do so would pre-empt the High
Court’s jurisdiction under the Judicature
Act.
- [53] It should
be noted, with respect, that the reference to the High Court’s
jurisdiction under the Judicature Act must be read as a reference to the
High Court’s inherent jurisdiction to review administrative action, the
procedure for which
was (at the time of this decision) codified by the
Judicature Amendment Act 1972 and is now set out in the Judicial Review
Procedure
Act 2016.
- [54] Reviewing
the grounds of the petition, the Court in Berryman could find none that
amounted to a breach of the RMA and struck the petition out for want of
jurisdiction.
12 See Kirkland v Dunedin City Council [2001] NZCA 288 at
[20]; and the authorities cited in The Trustees of the Motiti Rohe Moana
Trust v Bay of Plenty Regional Council [2020] NZEnvC 180 at [58]–[62].
The Employment Court has a bespoke judicial review jurisdiction conferred by
statute.
13 Royal Forest and Bird Protection Society v New Plymouth
District Council [2015] NZEnvC 219, [2019] ELRNZ 122.
14 Berryman v Waitakere City Council NZEnvC A046/98; and
Liu v Auckland City Council [2019] NZEnvC 33.
- [55] In Liu,
the Environment Court pointed out that the power to judicially review
administrative action lies within the original jurisdiction
of the High Court,
whereas, the Environment Court was created on more limited statutory terms. It
went on to state in relation to
s 310:
[67] The Environment Court does have a power to make declarations under s
310 RMA, which extends to declaring any issue or matter
relating to the
interpretation, administration, and enforcement of this Act, except for an issue
as to whether any of sections 95
to 95G (relating to notification of
applications) have been, or will be contravened. This statutory power to make
declarations, and
the absence of any corresponding power to make orders of or in
the nature of mandamus, prohibition or certiorari, confirms the lack
of
jurisdiction of the Environment Court to exercise judicial review.
- [56] I
acknowledge that Berryman and Liu are not binding on me, nor do
they go much further than simply stating what the Court saw as the law. But
Berryman in particular is longstanding and undisturbed
authority.
- [57] Mr Maassen
relies on, or invites me to “consider”, two High Court decisions and
two other Environment Court decisions.15 In my view, agreeing with
submissions for the Council, none of these supports his argument either
specifically or as a broader proposition.
The two High Court cases state the
general principle that where a specialist tribunal has jurisdiction to determine
disputes relating
to rights and privileges, a declaratory order should not
displace the special procedure laid down by statute. This does not support
the
appellant because (a) the case it sought to bring was not a dispute about
substantive rights, but rather about procedural matters,
and (b) the argument is
circular; the issue in this case is whether the specialist tribunal in question
has jurisdiction in the first
place.
- [58] Additionally
the Environment Court cases cited by Mr Maassen do not assist MRMT’s case
as it is accepted that cl 8D can
be subject to a declaration as to the scope of
its power. This is in contrast with a declaration regarding the process
undertaken by a council when withdrawing a plan change, which is a matter
for judicial review. Further in Wellington Fish and Game Council v
Manawatu-Wanganui Regional Council, the Environment Court was clear that its
jurisdiction to make declarations excludes “administrative law, such as a
claim of
inadequate consultation, bias, breaches of fiduciary duty, and the
like”.16
15 Redhill Properties Ltd v Papakura District Council, HC
Auckland M 2242/98, 8 February 2000; Graham v Auckland Council [2013]
NZHC 833; Minister of Conservation v Whakatane District Council Decision
No. W79/2003; and Wellington Fish and Game Council v Manawatu-Wanganui
Regional Council [2017] NZEnvC 37.
16 Wellington Fish and Game Council v Manawatu-Wanganui
Regional Council [2017] NZEnvC 37 at [5].
- [59] Mr Maassen
also refers to an academic article.17 It is a high-level theoretical
analysis of environmental adjudication and I do not find it of assistance to the
issues before me.
- [60] I turn to
specifically consider s 310(a), (c) and (h).
- [61] MRMT relies
on these subsections for jurisdiction, but does not elaborate on how any of
those subsections applies to give the
Environment Court a judicial review
jurisdiction. Mr Maassen suggests because subs (h) only excludes
notification decisions it must allow for declarations to be made
on everything
else. He does not argue the Environment Court has any inherent jurisdiction in
this regard.
- [62] Mr Maassen
cites Royal Forest and Bird Protection Society v New Plymouth District
Council which discusses these subsections as follows:18
- [101] Dealing
with the last matter (s 310(h)) first, we observe that this provision gives the
Court a wide power to make declarations
on issues or matters other than those
specifically identified in s 310(a)-(g).
- [102] Section
310(a) enables the Court to make a declaration as to the existence of any duty
under the Act. We have previously identified
that the Council has a duty to
adequately recognise and provide for the protection of [Significant Natural
Areas (SNAs)] in its District.
No party to these proceedings suggested that was
not the case.
...
- [104] Section
310(c) authorises the Court to declare whether or not an act or omission or a
proposed act or omission contravenes or
is likely to contravene RMA. Read at the
broadest level, it arguably authorises us to declare whether the Council’s
omission
to include the identified SNAs in Appendix 21.2 is a breach of its duty
under s 6(c).
- [105] Viewed in
the round, we have no hesitation in finding that the issue of the appropriate
degree of protection required for areas
of significant indigenous vegetation and
significant habitats of indigenous fauna is an issue relating to the
interpretation, administration
and enforcement of RMA which the Court is
empowered to consider pursuant to s 310(h).
- [63] The
difficulty with MRMT’s argument is that the case was in a different
context. It related to an omission to include particular
Significant Natural
Areas in a district plan appendix. It did not relate to the withdrawal of a plan
change. Additionally, Forest
and Bird’s declarations as sought did not
require the Environment Court to judicially review the Council’s actions.
The
Court held that the act done by the Council (there an omission) was in
breach of a provision of
17 Ceri Warnock “Reconceptualising Specialist Environment
Courts and Tribunals” (2017) 37(3) Legal Studies
391.
- Royal
Forest and Bird Protection Society v New Plymouth District Council [2015]
NZEnvC 219, [2019] ELRNZ 122.
the RMA, namely s 6(c). This did not require it to examine the way the
act was done or the reasons why it was done, which is what MRMT sought
before the Environment Court. Mr Maassen does not endeavour to explain why the
propositions
above support his argument that a judicial review power is
available to the Environment Court and I disagree with his submission
that the
declarations in Royal Forest and Bird were in the nature of judicial
review.
- [64] In regard
to subs (a), I agree with Judge Kirkpatrick that the subsection only goes so far
as to empower the Environment Court
to make declarations about the express
requirements of cl 8D, for example as to timing, notice and the giving of
reasons (as opposed
to the adequacy of reasons). The declaration MRMT sought was
outside the scope of this subsection because it went to the merits of
withdrawing provisions specific to PC9 before a hearing by the Court, rather
than a general declaration as to the existence or extent
of the power to
withdraw.
- [65] I note with
regard to subs (c) MRMT’s argument is not that cl 8D was contravened. It
was complied with. The argument is
rather that the Council acted unlawfully for
reasons other than those stated in cl 8D.
- [66] Further, I
consider the words “act or omission” in subs (c) are intended to be
construed narrowly. The relevant “act”
here was the act of
withdrawing the plan change. It would be very odd for an act that is expressly
permitted and provided for in
the RMA to be in contravention of s 8. The
Environment Court had jurisdiction to declare that the act of withdrawal
under cl 8D is not in contravention of s 8 but that would have been
redundant. What MRMT was really seeking was a declaration that
the
decision-making behind the act was in contravention of s 8. That is a
different matter which is in the realm of judicial review of decision-making.
In
other cases where the act committed is not expressly provided for in the RMA
perhaps the jurisdiction to declare contravention
with s 8 remains open, insofar
as it does not have the character of judicial review, but I make no further
comment on that hypothetical
situation.
- [67] I also
agree with Judge Kirkpatrick that the “catch-all” subs (h) could not
sensibly be construed to establish a
judicial review jurisdiction in the
Environment Court. It is designed to fill any gaps arising from the more
specific provisions
that precede it. Further, if the intention of s 310(h) or
any of the other subsections was to import a power of judicial review,
I have no
doubt that Parliament would have made that clear.
- [68] None of
those subsections, nor s 310 read as a whole, on their face provide or even
indicate that the Environment Court has a
power of judicial review (for example
as to legality) in respect of any Council decision relating to RMA
matters.
- [69] Finally, I
consider my conclusion on the appeal is consistent with the fact that where
there is no right of appeal to the Environment
Court, such as regarding the
Council’s decision under cl 8D, there is a right of judicial review to the
High Court. This is
the corollary of s 296 of the RMA. It would be very strange
if hidden in s 310 was a right of judicial review before the Environment
Court
when this scheme is otherwise clear.
- [70] As Judge
Kirkpatrick said, ultimately tikanga and the principles of Te Tiriti could not
go so far as to confer jurisdiction on
the Environment Court if a statute does
not, particularly in the circumstances where there is jurisdiction
elsewhere.
- [71] For all of
the above reasons, the appeal is dismissed.
Judicial review of the Council’s withdrawal of
PC9
Grounds of review and declarations sought
- [72] MRMT’s
amended application for judicial review in this Court seeks declarations that
the Council, in making the decision
on 18 February to withdraw PC9:
(a) was required to comply with RMA s 8; and did not comply with RMA s 8 and
therefore acted unlawfully;
(b) erred by reasoning that a statutory regard under s 104 was sufficient to
fill the vacuum for meeting tangata whenua interests
under Part 2, RMA and to
give effect to NPS-FM 2017;
(c) erred by considering possible future legal instruments announced by the
Minister of the Environment and their impact as relevant
to the assessment of
the impact on the performance of its functions under Part 5 of the RMA;
(d) failed to consider the consequences of withdrawal on its obligations under
RMA s 65(6) and the impact on its implementation plan
under RMA s 65(7);
(e) unlawfully placed itself in breach of RMA, s79(2) concerning review of the
allocation provisions of the regional plan and failed
to consider that
unlawfulness;
(f) failed to give adequate reasons for its decision;
(g) failed to consider how the withdrawal affected the achievement of the RMA,
Part 2 and the performance of its functions under
RMA, Part 5 and therefore
acted unlawfully;
(h) acted irrationally and generally and specifically in relation to the
management of freshwater on Motiti Island.
- [73] I endeavour
to consider each of these grounds but note that while the Council addresses
each, MRMT does not address a number
of them. As is quite common, although a
number of grounds are pleaded, overall, there is a central issue – in this
case being
whether the Council’s withdrawal of PC9 was unlawful because it
was in breach of s 8 of the RMA.
- [74] By way of
relief MRMT initially sought that the decision be remitted back to the Council
with appropriate directions on the consideration
of matters relevant to Part 2,
the interests and values of tangata whenua and the statutory obligation to
perform the functions of
the regional council under Part 5 of the RMA. However
in MRMT’s reply submissions it appears to seek relief by way of
establishing
an interim position where the Council would restrict allocations of
freshwater to a 5-year term and notify tangata whenua of all
applications for
renewal, as interim measures. Mr Maassen says it is not futile for the Council
to consider these matters. He says
it is reasonable and appropriate for these
interim measures to be put in place to protect freshwater rights if tangata
whenua are
prevented from protecting those interests in the Environment Court
through the Schedule 1 process.
- [75] The essence
of the Council’s defence is that the decision to withdraw the plan change
was lawful, having been made within
the scope of the express power conferred on
it by cl 8D of the Act, which provides only that the Council must give public
notice
of any withdrawal including the reasons for the withdrawal. The Council
contends that the Treaty of Waitangi and other considerations
raised by MRMT as
relevant, fall outside the scope of the power conferred on the
Council.
Ground 1 – Failure to consider and comply with
section 8
- [76] MRMT
alleges a failure to comply with s 8 of the RMA when making the withdrawal
decision. Section 8 requires persons exercising
functions and powers under the
RMA in relation to managing the use, development and protection of natural and
physical resources
to “take into account” the principles of the
Treaty of Waitangi.
- [77] The
requirements of s 8 have been extensively considered in the Environment
Court:
(a) The obligation to “take into account” is not intended to be
higher than an obligation to consider the particular
factor in making a
decision, to weigh it out with the other relevant factors, and to give it
whatever weight is appropriate in all
the circumstances.19
(b) The Treaty principles imported by s 8 cannot be used as a de facto mechanism
for allocating resources to Māori.20
(c) Section 8 does not apply to determine constitutional matters such as claims
to tribal sovereignty.21
(d) The Crown rather than local authorities is the Treaty partner. Although s 8
requires local authorities to take into account the
principles of the Treaty, it
does not impose on them the obligations of the Crown under the
Treaty.22
(e) Section 8 recognises the relationship of tangata whenua with natural and
physical resources and encourages active participation
of, and consultation
with, tangata whenua in resource management decision-making.23
- [78] The type of
provision or act will inform what principles of the Treaty are relevant and the
extent of consideration required.
It is relevant that in this case the
withdrawal of a plan change
19 Bleakley v Environmental Risk Management Authority
[2001] 3 NZLR 213 (HC).
20 Sea-Tow Ltd v Auckland Regional Council [1993] NZPT 334; [1994] NZRMA 204
(PT).
21 Te Ohu O Nga Taonga Ngati Manu v Stratford District Council
NZEnvC W074/99; Hauraki Maori Trust Board v Waikato Regional Council
NZEnvC A078/03; Minhinnick v Minister of Corrections NZEnvC A043/04;
and Tainui Hapu v Waikato Regional Council NZEnvC A063/04.
22 Hanton v Auckland City Council [1994] NZRMA 289 (PT) at
20; Banks v Waikato Regional Council PT A031/95; and Outstanding
Landscape Protection Soc Inc v Hastings District Council [2007] NZEnvC 87; [2008] NZRMA 8
(NZEnvC).
23 Winstone Aggregates Ltd v Franklin District Council
NZEnvC A080/02.
is a relatively simple process which, unlike a plan change itself or other
matters such as determinations of applications for resource
consent or decisions
on submissions on a plan change, on the face of cl 8D does not require or even
allow for public input. Additionally
there are no prescribed decision-making
factors.
- [79] I
understand the focus of Mr Maassen’s argument to be that there is a
requirement under s 8 for the Council to properly
consult with tangata whenua
before making the decision to withdraw, and a requirement to be fully informed
of duties to protect the
interests of tangata whenua and of the Treaty
landscape.
- [80] The Council
says that the answer to this argument lies in previous decisions of this Court
being West Coast Regional Council v Royal Forest and Bird Protection Society
Inc and Coastal Ratepayers United Inc v Kapiti Coast District
Council.24 West Coast was a decision about the lawfulness
of a partial withdrawal of a plan change. There, the Court found that cl 8D and
the exercise of
the right provided under it was a mechanical decision, not a
substantive one, and that no consultation was required prior to such
a decision.
All that is required is public notice and the giving of reasons.25
The reasons are nonetheless reviewable.
- [81] Mr Maassen
contends that the Full Court decision in West Coast is distinguishable
because it relates only to a partial withdrawal. However, I consider the
principles are equally applicable to a
full withdrawal of a plan. Secondly, I
agree with the conclusions reached by the Full Court in that case that
consultation is not
required. These conclusions were reinforced, to some degree
at least, by Collins J in Coastal Ratepayers United Inc.
- [82] The
withdrawal of a plan change does not deprive the parties of a right to
participate in the substantive content of the plan,
and to be consulted in that
context. It is undisputed that the Council will be notifying a replacement
plan(s) for fresh water. Indeed,
as the Council submits it must do so because
the NPS-FM 2020 and the RMA require it to. Further, the Council must, in terms
of NPS-FM
2020 cl 3.4(1)(b), actively involve tangata whenua to the extent they
wish to be involved in freshwater management, including in
making or changing
regional policy statements and plans so far as they relate to freshwater
management.
24 West Coast Regional Council v Royal Forest and Bird
Protection Society Inc [2007] NZRMA 32 (HC); and
Coastal Ratepayers United Inc v Kapiti Coast District Council [2017]
NZHC 2933.
25 West Coast Regional Council v Royal Forest and Bird
Protection Society Inc [2007] NZRMA 32 (HC) at [59]–
[67] and [76].
- [83] I note
however I have some reservations about reading too much into the description of
cl 8D as “mechanical”. While
withdrawal is not strictly
substantively significant, because it merely returns parties to the status quo,
it is procedurally significant
because of the delay it arguably causes. That
will have real effects on interested parties. As the Supreme Court noted, s 8
will
also have procedural implications.26
- [84] While I
have some concern for all parties over this delay and the costs involved in a
withdrawal of a plan change such as here
after years of engagement, that very
point was considered in both cases noted above. In West Coast, the Court
expressly said:27
Again, this proposition can be tested
by first exploring what Parliament intended if the whole of the plan is
withdrawn. There would
be many angry submitters. In one sense they would all be
deprived of public participation in the plan that had been proposed. However,
that dissatisfaction is likely to be temporary because in the case of a Regional
Council ss 30 to 32 of the Act will continue to
apply (and in the case of a
territorial authority ss 31 and 32). Where a Council has withdrawn a proposed
regional plan or district
plan it will almost certainly have to consider a
replacement which will give rise to public participation following notification
of the new provision.
...
Parliament has made it quite clear by cl 8D that territorial and regional
authorities can have second thoughts about a proposed policy
statement or plan
quite late in the day. It can be completely withdrawn years after the original
promulgation of the plan, and after
years of interim effect, down to the date
when they decide whether to finally approve the plan or not. Inasmuch as a use
is “permitted”
the interim effect may have been advantageous to
occupiers of land. Counsel for the Minister of Conservation agreed that the
withdrawal
can occur whether the public participating in the content of the plan
like it or not. However, as we have already noted, such withdrawals
are likely
to only temporarily impede public participation because new proposals are likely
to be substituted and notified.
- [85] While the
Court there refers to withdrawal being likely to only temporarily impede
participation, the evidence here is clear
that participation will definitely
only be temporarily impeded, because new proposals must be substituted and
notified. If a new
proposal is not notified, Council will be in breach which
will be actionable in itself.
- [86] Further, in
Coastal Ratepayers there was an expected delay of four years between
withdrawal of a part of a plan change and notification of the new proposed
changes.28 There had also been lengthy delays as of the appeal date,
as the plan review had commenced as early as 2008. The High Court concluded
that
there was no error in the Environment Court’s finding that
26 Environmental Defence Society Inc v King Salmon Ltd
[2014] NZSC 38 at [27] and [88].
- West
Coast Regional Council v Royal Forest and Bird Protection Society Inc [2007]
NZRMA 32 at [33] and [70].
28 Coastal Ratepayers
United Inc v Kapiti Coast District Council [2017] NZHC 2933.
the delay was not unreasonable, noting the Council would need to carefully
consider and develop appropriate provisions for coastal
hazard management having
regard to a variety of considerations, including matters that impact upon the
sustainable management of
natural and physical resources, matters of national
importance and the factors listed in s 7 of the Act, which include the effects
of climate change.
- [87] Here the
Council say they will need to notify the new plan change by 2024 at the latest.
There is considerable work for both
Council and tangata whenua to do to
implement the NPS- FM 2020 and the Te Mana o te Wai framework. I echo the
Court’s sentiment
in Coastal Ratepayers that it is important for
the Council to do a thorough job and get it right rather than risk problems
occurring due to a hasty process.
I agree with the Council that the delay in
this case is not unreasonable and, as noted, the process is already
underway.
- [88] The
procedural implications of withdrawing a plan change under cl 8D do not give
rise to an obligation for the Council to consult
with tangata whenua before
making the decision.
- [89] However,
contrary to the primary argument of Ms Hill, I do consider that the Council must
at least turn its mind to the principles
of the Treaty when making a withdrawal
decision. That obligation can be put no more highly than an obligation “to
take into
account the principles of the Treaty of Waitangi”, that being
the language used in s 8 of the RMA.
- [90] On the
evidence of Mr Low and Mr Gardiner, including the 13 February report, the
Council did take into account the principles
of the Treaty. It was alive to the
relationship of tangata whenua with wai and was aware of the need to actively
involve tangata
whenua in the development of Māori freshwater values and
other processes relevant to freshwater management.
- [91] First, the
Council had been through extensive involvement with tangata whenua groups in the
development of PC9 and subsequently
in mediation efforts with tangata whenua
appellants. The Council was obviously well aware of the relevant issues. There
was no need
to separately inform itself as part of the withdrawal
decision-making as MRMT pleads.
- [92] Second, and
importantly, the Council considered a detailed report in relation to the
withdrawal of PC9, and held a meeting to
discuss this report. The 13 February
2020 report set out three recommendations, being that the Strategy and Policy
Committee:
- Receives
the report, Consideration of Option to Withdraw Proposed Plan Change 9
(Region-wide Water Quantity Plan Change);
- Agrees
to withdraw PPC9 in full;
- Endorses
staff working closely and, where practicable, in partnership with tangata whenua
in freshwater management and policy development.
- [93] Although
MRMT describes the consideration of tangata whenua issues as
“breathtakingly light”, this does not reflect
the content of the
report. For example, under the section “Summary of Key Issues for PPC9
Appeals”, the first issue is
“Tangata whenua matters” which
included the following comments:
- The
incorporation of Te Mana o te Wai (TMOTW) in PC9. Sought greater recognition of
Te Tiriti.
- Provision of
cultural flows.
- Associated
amendments (including consent timeframes and activity status).
These matters remain a core area of tension. TMOTW is a core concept under
NPSFM (2017) and has been signalled for further consideration
under the proposed
NPSFM 2020. Unfortunately, recent feedback suggests this topic cannot be settled
out of court.
- [94] The report
then considered how the withdrawal will affect Council relationships with
tangata whenua. The section is set out in
full below.
5 Working With Tangata Whenua
In its recommendation to consider withdrawal the Appeals Subcommittee
recognised the considerable importance of freshwater and any
PPC9 decision to
tangata whenua. One of the key concerns raised by the subcommittee was that this
decision might erode goodwill or
be perceived as a backward step.
Staff wish to take advantage of the momentum from PPC9 and intend to
coordinate a meeting with the tangata whenua (Group 1) appellants
(individually
or as a collective) to progress discussions that commenced via PPC9. Options
being considered include the development
of an engagement hub and/or reference
groups resourced to support Council to implement the NPSFM. Staff have committed
to progress
work in the tangata whenua space with urgency to ensure momentum
gained through PPC9 is not lost, and any freeing of resources that
might result
from the committee decision are made the most of.
It is important to acknowledge that the BOP cultural landscape is diverse and
characterised by groups at different levels of capacity.
Staff intend commencing
early discussions with tangata whenua (where relationships need establishing
and/or strengthening) to coordinate
a more responsive approach to engagement
with these iwi – perhaps modelled on agreed ways of working with those
further ahead
in their thinking. These discussions will emphasise a transition
to a working relationship centred on the immediate need to better
understand the
fresh water resource (and thus key management needs) and build mutual capacity.
The hope would be to rapidly progress
discussions from “how” we work
with tangata whenua to more applied conversation about practical work required
to help
tangata whenua as kaitiaki and Council to better manage fresh water. For
example, there have been discussion of preparing inventories
of cultural values
and working on cultural flow assessments – with ‘ownership’ of
data/information to be determined
when the question arises.
It should also be noted that Council’s positioning and timing to enable
iwi participation in the Eastern Bay of Plenty is heavily
influenced by the
Treaty settlement process. Some of these processes are unique in terms of the
role iwi leadership might have in
fresh water management. Staff are currently
working alongside iwi and key Crown agency partners to identify opportunities
for council
to support the position of fresh water outcomes within the Treaty
settlement process and to understand and anticipate the role of
council post
settlement.
- [95] In
considering whether to withdraw parts of PC9 instead of the whole, the report
stated:
Tangata whenua concerns remain key. These cut across almost all PPC9
provisions. Removing all but the least controversial of these
provisions would
be an affront to tangata whenua (for whom the presence of these provisions is
some comfort) and would risk inconsistencies
creeping into the plan change.
- [96] At 6.2 of
the report the writers considered “Implications for Māori”
which included consideration of “Statutory
Obligations to Tangata
Whenua” and “Key Considerations for Māori”. This section
included consideration of
Iwi having limited financial and human resources,
concerns about mauri being degraded while not integrated into default operative
limits, erosion of trust and increased apathy, and the opportunity for improved
engagement through the implementation of the NPS-FM
2020. Mr Gardiner deposes
that he answered councillor’s questions on these topics at the
meeting.
- [97] Mr Low
explains in his affidavit that given the limited utility of PC9 at that point,
it was considered more important to invest
resources into future partnership
processes with tangata whenua rather than expend them on pursuing PC9 through
the courts. Mr Gardiner
agreed that pursuing PC9 in the courts would undermine
the ability of Council to work cooperatively and in partnership with tangata
whenua groups in the future freshwater reforms because they would be forced into
adversarial litigation.
- [98] MRMT’s
specific concerns about over-allocation are addressed in the appendix to the
report.
- [99] MRMT argues
that the report did not inform councillors about the customary interests iwi
were seeking to protect or the significance
of those interests in a
constitutional sense. However, the latter goes beyond what is required by s 8 of
the RMA. The report clearly
considers Māori interests insofar as they are
recognised by the scheme of the RMA, such as kaitiakitanga, provision for
cultural
flows, the protection of mauri, and so on. To the extent MRMT wanted
the Council to consider interests in the nature of customary
property rights
that too goes beyond what is required by s 8 and the scheme of the RMA, at least
in relation to withdrawing PC9.
- [100] Third,
Council staff were transparent that the Council was considering a withdrawal of
PC9. The potential withdrawal was foreshadowed
as early as possible, including
by advising parties of the recommendation that staff consider the option of
withdrawal, and then
each appellant was personally advised of the decision once
it had been made.
- [101] This is
but a sample of the considerations taken into account by the Council when
deciding whether to withdraw PC9. There can
be no question that Treaty
principles were taken into account. I consider partnership and good faith were
particularly focused upon.
Additionally, the Council had regard to the issue of
over allocation, if that does go to Treaty principles as MRMT says it
does.
- [102] The
concerns raised by MRMT in its submissions relating to customary freshwater
interests are significant and important. However,
the place for their
consideration, in greater and more substantive depth, is in the development of
the new plan.
- [103] The
declaration sought, in terms of ground 1, is therefore declined.
Ground 2 – erroneous reasoning – withdrawing PC9 created a
planning vacuum
- [104] Like Ms
Hill I have some difficulty understanding this ground. MRMT argues that the
Council erroneously thought withdrawing
PC9 would not create a planning vacuum
because consents would continue to be processed under the operative plan. In
other words,
MRMT says there is a planning vacuum in the operative plan
specifically due to PC9’s withdrawal.
- [105] I do not
consider there is evidence to support the alleged planning vacuum. MRMT’s
planner, Ms Marr, was not involved
in the development of PC9 and her evidence
discusses only at a generic level the desirability of having clear allocation
limits in
plans. She suggests that Council should be granting short-term
consents in the interim pending the future plan changes (implementing
the NPS-FM
2020) and says that over-allocation will inevitably result in tangata whenua
values and interests not being appropriately
provided for. However, as noted,
these are generalised statements which are not supported by evidence before me.
There is in fact
material evidence from the Council to the contrary, but the
point is rather that there is no evidence to support the contention raised
by
MRMT.
- [106] Purely by
way of observation, it is some time now since PC9 was withdrawn and Mr
Fraser, who is the Council’s Consents
Manager, says that based on actual
practice the
withdrawal of PC9 has had very little, if any, impact on how consent
applications relating to water are considered by Council. That
evidence does not
seem to be contradicted.
- [107] MRMT
contends that the withdrawal of PC9 has taken away necessary
“well-constructed tikanga practices” for managing
freshwater. Such
practices may be what MRMT hoped to see from the PC9 appeals but it was by no
means certain nor the primary purpose
of PC9 to implement such practices.
Additionally that is what the NPS-FM 2020 addresses and the Council, in
focussing on its implementation,
will get closer to MRMT’s desires than
pursuing PC9 appeals.
- [108] For the
above reasons, ground 2 is rejected.
Ground 3 – taking account of an irrelevant consideration being a
future legal instrument, NPS-
FM 2020
- [109] MRMT’s
argument in this regard is that the Council made an error by considering a
possible future legal instrument (the
NPS-FM 2020) as relevant to assessment of
the impact of withdrawal on the performance of its functions under Part 5 of the
RMA.
- [110] Mr Maassen
does not address this point in writing or orally, such that it can fairly be
treated as abandoned. It is difficult
to deal with an argument that is not
advanced.
- [111] Ms Hill
points out that while MRMT cites no authority, there is some authority to
suggest that a decision-maker should not take
into account the fact that an
enactment yet to come into force will affect various entitlements. I agree with
her that these cases
are not applicable here as they were situations where the
power being exercised directly affected a party’s substantive rights,
such
as in the case of fishing quota.29
- [112] In this
case Council was reasonably entitled to rely on NPS-FM 2020 coming into force in
the short term. It was undoubtedly
relevant to the decision to be made under cl
8D.
- [113] I find
against ground 3.
- Westhaven
Shellfish Ltd v Chief Executive of the Ministry of Fisheries HC Wellington,
CP 102/00, 21 July 2003; and see King v ACC [1994] NZAR 159 (HC) at
28.
Ground 4 – failure to consider relevant matter being
impact of withdrawal on NPS-FM 2014 implementation programme
- [114] MRMT says
that the Council acted unlawfully by failing to consider the impact of the
withdrawal of PC9 on its NPS-FM 2014 implementation
programme. Mr Maassen points
to the Supreme Court decision in Environmental Defence Society v King
Salmon.30 There the Court said that s 67(3) of the RMA, which
requires regional plans to “give effect to” any national policy
statement,
is a “strong directive” and Councils must
“implement” the policy.31 Mr Maassen says the NPS-FM 2014
had directive provisions that require recognition of tangata whenua values and
interests to meet art
2 Treaty obligations and respond to Waitangi Tribunal
decisions on freshwater.
- [115] However,
that is as far as MRMT’s written and oral submissions go to address this
issue. Mr Maassen said nonetheless the
ground was not abandoned.
- [116] The NPS-FM
2014 had a long implementation timeframe extending to December 2025 with
potential to go to 31 December 2030. PC9
was only one aspect of that programme.
It was clearly unnecessary for the Council to consider the impact of withdrawal
of PC9 on
the 2014 implementation programme. The Council was aware, and it is
not disputed, that the NPS-FM 2020, with its new implementation
timeframes, was
going to succeed the 2014 programme. The obligation to implement the NPS-FM 2014
would also be overtaken by the obligation
to implement the NPS-FM 2020. This
would happen well before PC9 could conceivably be implemented, to the extent, if
at all, it survived
the appeals process.
- [117] This
ground is rejected.
Ground 5 – unlawfulness and failure to consider relevant
consideration being breach of RMA s 79(2) concerning review of allocation
provisions
- [118] MRMT
argues that in withdrawing PC9 the Council breached its statutory obligations to
review its operative regional plan under
s 79 thereby “denying tangata
whenua and others from having access to the Schedule 1 process”.
- [119] Section 79
provides that a local authority must commence a review of a provision of a
regional plan if the provision has not
been a subject of a proposed plan, a
review or a change in
30 Environmental Defence Society Inc v King Salmon Ltd
[2014] NZSC 38.
31 At [75]–[91].
the last 10 years. If the local authority considers the provision requires
alteration it must propose the alternation in the manner
set out in Part 5 of
the RMA and Parts 1, 4 or 5 of Schedule 1. Schedule 1 of the RMA sets out the
process for developing plans and,
as noted earlier, it includes cl 8D.
- [120] As I have
already found, MRMT is not denied access to the Schedule 1 process. The Schedule
1 process regarding PC9 had effectively
run its course given the degree of
opposition involved. There is now a new Schedule 1 process underway in relation
to the new plan
changes which will require engagement with tangata whenua on
Māori freshwater values. There is no evidence before me which demonstrates
that the Council has not followed the proper process. Indeed as s 79(2) requires
the Council did propose PC9. Section 79 does not
require that the Council
implement that proposed plan change.
- [121] To the
extent MRMT pleads delay under this ground, I have addressed delay
above.
- [122] Accordingly
this ground fails.
Ground 6 – failure to give adequate reasons for withdrawal
- [123] The actual
submission that Mr Maassen makes under this heading was the same as the
submission relating to ground 7 and it is
considered there.
- [124] MRMT’s
submissions do not expand on ground 6 as pleaded and I cannot see that the point
is valid. The requirement to provide
reasons is one of procedural fairness. As
the Council submits, it provides an explanation as to the basis for a decision
and enables
parties, such as MRMT, to assess whether the decision should be
challenged. If, for example, there is no adequate reason or no reasons,
the
decision is reviewable as being unreasonable.
- [125] The merits
of the reasons are not relevant unless they go to the point of irrationality
which is addressed subsequently under
ground 8.
- [126] In this
case the reasons were publicly notified.
- [127] The public
notice set out the five reasons why PC9 was withdrawn as set out earlier. It
also set out the context for PC9, recording
that PC9 “was the first step
in a two-stage approach
to improving rules for water quality and quantity management in the Bay of
Plenty”. It was designed as an interim measure that
would hold the line
“on water quantity management”.
- [128] On the
face of it the reasons are clear and provide an explanation as to why the
Council decided to withdraw.
- [129] This
ground is therefore rejected.
Ground 7 – failure to consider how the withdrawal affected the
achievement of Parts 2 and 5 of the RMA
- [130] MRMT
claims that Council could only exercise its powers to advance the purpose of the
Act based on the present law. However,
there is no evidence that Council had any
other purpose in withdrawing PC9 than to advance the purpose of the RMA. A key
reason for
the withdrawal, as noted above, was to enable Council to focus on the
comprehensive freshwater plan changes required under the NPS-FM
2020. That in
turn is promulgated under the RMA. Given the development of the Te Mana o te Wai
framework in the NPS-FM 2020, focussing
on implementing the new policy would
better achieve the sustainable management purpose of the RMA along with
obligations to Māori under ss 6, 7 and 8.
- [131] I find
against ground 7.
Ground 8 – irrationality
- [132] MRMT
claims that the decision to withdraw PC9 was irrational, specifically in
relation to the management of freshwater on Motiti
Island.
- [133] MRMT
submits that the threshold of reasonableness is narrower than the usual
Wednesbury formula because the decision to withdraw PC9 concerns the
performance of duties relating to Article 2 of the Treaty and customary
rights
to tangata whenua resources.
- [134] It is well
established that the threshold for judicial review involving local authorities
on the grounds of unreasonableness
is high. The decision would need to be not
supported by any cogent evidence, or be self-contradictory or based upon an
evident logical
fallacy. The test is not merits-based, for obvious reasons.
- [135] MRMT
provides no authority for the proposition that the threshold for irrationality
should be lower in a tikanga based case.
I accept it might be different
as tikanga principles would be applicable, but not lower. For example, it
might be irrational for a decision-maker to act in blatant
breach of a clearly
applicable and relevant tikanga principle with no conceivable reason for having
done so. The reasonable decision-maker,
especially in an environmental context,
is obviously aware of New Zealand’s legal tradition which integrates
tikanga.32
- [136] Here, Mr
Maassen submits that the Council failed to secure tangata whenua interests and
bottom lines even in small Freshwater
Management Units 30 years after the
enactment of the RMA. In that context he says the hopes expressed in the 13
February report regarding
future and better relationships with tangata whenua
are no more than wishful thinking. Delay will not remove differences of
opinions.
- [137] However,
whatever the threshold for unreasonableness, it is not met here. I have not been
provided with material that would
show the decision to withdraw is irrational or
even close to it. Resolving the Environment Court appeals against PC9 (including
an
appeal by MRMT) was likely to have taken many months and probably years.
Furthermore, any decision made by the Environment Court
would then be pointless
because it would concern a plan change which had had a limited life and had to
be replaced by the more comprehensive
freshwater plan change required under
NPS-FM 2020. Running the appeals would also have been a very expensive and
resource-intensive
exercise. While I am satisfied as to all of that on the
evidence, none of it needs to be demonstrated. Rather, MRMT needs to demonstrate
that there was no probative reason for withdrawal. It has failed to do
that.
- [138] This
ground is also dismissed.
Relief
- [139] None
of the grounds for judicial review have succeeded so I do not need to consider
relief, but I note that the precise relief
that was sought was, as the Council
submitted, unclear. I have already recorded above my understanding of what it
was that MRMT seeks
to achieve if the decision to withdraw PC9 were
revisited.
- See
Joe Williams “Lex Aotearoa: An Heroic Attempt to Map the Māori
Dimension in Modern New Zealand Law” [2013] WkoLawRw 2; (2013) 21 Waikato Law Review
1.
- [140] MRMT seems
to consider that it could negotiate some form of common position between itself
and the Council for interim management
of freshwater pending the new changes.
Inter alia, that was not in any event what PC9 was about.
- [141] If the
Court did direct the Council to reconsider the withdrawal decision then the
Council would still need to decide (subject
to whatever direction was relevant)
that keeping PC9 on foot would better achieve the purpose of the RMA than the
interim situation
under the operative plan as explained by Mr Fraser. If the
Council decided that resurrecting PC9 was the most appropriate course
then the
14 appeals, involving 23 parties, against PC9 would also become live and require
resolution by the Environment Court. In
the appeals process the Council would be
required to defend its decision on PC9 and would not be in a position to promote
the position
of some of the parties, such as MRMT, over others, except to the
extent that was consistent with its decision.
- [142] Plainly,
much of the relief sought by MRMT, particularly in relation to provision for
customary interests, goes beyond the limited
scope of PC9 and of Council’s
decision on PC9. I agree with the Council; it is more in the nature of wishful
thinking than
relief that would be appropriate were one of the grounds to
succeed.
- [143] As Ms Hill
submits, even if the Council were to agree to present a joint proposal to the
Environment Court along the lines MRMT
suggests by way of relief, the
Environment Court would not be in a position to accept it. The Court would need
to conduct a hearing
of the appeals. That is not a process over which the
Council is in control.
- [144] It is
relevant that MRMT is not the only tangata whenua party who appealed against
PC9. The many other appellants and interested
parties will have their own
interests which may well not align with those of MRMT. Further, one iwi actually
sought withdrawal of
PC9 as the relief in its appeal.
- [145] I agree
with the Council that the relief sought by MRMT would not be capable of order by
this Court. Repeating the decision-making
process in this case would be unlikely
to result in a different outcome to the present and would have little, if any,
chance of resulting
in the outcome sought by MRMT.
- [146] Therefore,
even had I found that one of the grounds of review had been made out, relief
would have had to be declined.
- [147] As a final
note, it appears that MRMT does not have the best relationship with the Council
and feels Motiti tangata whenua have
not had the opportunity to express
rangatiratanga or kaitiakitanga over freshwater on Motiti Island. These are
issues these proceedings
cannot solve but they will be important for the Council
to address so that the most can be made of the new Schedule 1 process now
underway.
Conclusion
- [148] The
appeal is dismissed.
- [149] The
application for judicial review is dismissed.
- [150] The
Council is entitled to costs on both the appeal and judicial review application.
If costs cannot be agreed, the Council
should file submissions within 15 working
days and MRMT 10 working days thereafter.
Hinton J
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