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Chief Executive of the Department of Corrections v Hunia-Rikirangi [2024] NZHC 1430 (31 May 2024)
Last Updated: 17 July 2024
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IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY
I TE KŌTI MATUA O AOTEAROA TĀMAKI MAKAURAU ROHE
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CRI-2024-404-43 [2024] NZHC 1430
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UNDER
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Section 107F of the Parole Act 2002
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IN THE MATTER
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of an application for an extended supervision order
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BETWEEN
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CHIEF EXECUTIVE OF THE DEPARTMENT OF CORRECTIONS
Applicant
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AND
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SAM HUNIA-RIKIRANGI
Respondent
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Hearing:
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30 May 2024
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Counsel:
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J M Blythe and B N Kirkpatrick for Applicant S D Withers for
Respondent
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Judgment:
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31 May 2024
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JUDGMENT OF BREWER J
This judgment was delivered by me
on 31 May 2024 at 3.30 pm
Registrar/Deputy Registrar
Solicitors/Counsel:
Meredith Connell (Auckland) for Applicant Shannon Withers (Auckland) for
Respondent
CHIEF EXECUTIVE OF THE DEPARTMENT OF CORRECTIONS v HUNIA-RIKIRANGI [2024]
NZHC 1430 [31 May 2024]
Introduction
- [1] The
applicant applies for an extended supervision order (ESO), with an intensive
monitoring condition, in respect of the respondent.
- [2] The
respondent opposes.
- [3] This
Judgment determines the application.
The law
- [4] I
will begin by setting out the legal provisions which I must apply. Counsel for
the applicant has filed comprehensive submissions,
and I draw heavily on them
for this section of my Judgment.
- [5] The purpose
of an ESO is to protect members of the community from those who, having been
sentenced to a term of imprisonment,
pose a real and ongoing risk of committing
serious sexual or violent offences.1
- [6] Offenders
who are subject to an ESO have imposed upon them parole-type conditions as
determined by the New Zealand Parole Board
for a period of up to 10 years.
The purpose is to enhance community safety by providing ongoing supervision and
management of
high-risk offenders. The standard conditions are set out in s
107JA of the Parole Act 2002 (the Act). The New Zealand Parole Board
can impose
special conditions to meet particular risk management needs. The type of
supervision envisaged under the regime includes
frequent contact with a
probation officer and conditions to manage known high-risk situations.
- [7] In the
respondent’s case, the applicant seeks an intensive monitoring
condition.2 The condition usually requires an offender to submit to
monitoring, for up to 24 hours a day. The order must specify the maximum
duration
of the intensive monitoring conditions, which must be no longer than 12
months.
1 Parole Act 2002, s 107I(1).
2 Section 107IAC.
- [8] If an
offender subject to an ESO breaches its conditions then that is an
offence.
The maximum penalty is two years’ imprisonment.3
- [9] The
jurisdiction to make an ESO is set out in s 107I of the Act:
(1) The purpose of an extended supervision order is to protect members of the
community from those who, following receipt of a determinate
sentence, pose a
real and ongoing risk of committing serious sexual or violent offences.
(2) A sentencing court may make an extended supervision order if, following
the hearing of an application made under section 107F,
the court is satisfied,
having considered the matters addressed in the health assessor’s report as
set out in section 107F(2A),
that—
(a) the offender has, or has had, a pervasive pattern of serious sexual or
violent offending; and
(b) either or both of the following apply:
(i) there is a high risk that the offender will in future commit a relevant
sexual offence:
(ii) there is a very high risk that the offender will in future commit a
relevant violent offence.
(3) To avoid doubt, a sentencing court may make an extended supervision order
in relation to an offender who was, at the time the
application for the order
was made, an eligible offender, even if, by the time the order is made, the
offender has ceased to be an
eligible offender.
(4) Every extended supervision order must state the term of the order, which
may not exceed 10 years.
(5) The term of the order must be the minimum period required for the
purposes of the safety of the community in light of—
(a) the level of risk posed by the offender; and
(b) the seriousness of the harm that might be caused to victims; and
(c) the likely duration of the risk.
(6) [Repealed]
- [10] The Court
of Appeal has said:4
3 Parole Act 2002, s 107T.
4 McDonnell v Chief Executive of the Department of Corrections
[2009] NZCA 352 at [71]–[75].
(a) the requirement that the Court be “satisfied” is the same as
that used for preventive detention, as set out in R v Leitch.5
It is an exercise of judgment, not related to burden or standard of proof;
and
(a) a sentencing judge should give separate consideration to the appropriate
term of an order.
- [11] In R v
Peta, the Court of Appeal addressed how a Court should use the assessment of
health professionals in coming to a conclusion of risk.6 An
offender’s risk must be assessed on an individualised basis rather than by
reliance on actuarial or static generic measures.
- [12] The
opinions of health professionals will, of course, be of assistance. But the
question of whether an ESO should be made is
a judicial judgment. The totality
of the evidence must be assessed by the Court.
- [13] The first
step for the Court is to determine whether the ESO should be made. Once it is
established that the offender is an “eligible
offender,” the Court
is required to engage in a three-step process:7
(a) The Court must determine whether the offender has, or has had, a pervasive
pattern of serious sexual or violent offending (s
107I(2)(a));
(b) The Court must make specific findings as to whether the offender meets the
qualifying criteria set out in s 107IAA; and
(c) If those criteria are met, the Court must make a determination about the
risk of the offender committing a relevant sexual or
violent offence (s
107I(2)(b)).
- [14] Once all
three steps have been considered, and the Court is satisfied that an ESO should
be made, the Court must consider the
term of the order. It must be the
5 R v Leitch [1998] 1 NZLR 420 (CA) at 428.
6 R v Peta [2007] NZCA 28.
7 Chief Executive of the Department of Corrections v Alinizi
[2016] NZCA 468 at [13].
minimum period required for the purposes of the safety of the community in the
light of:
(a) the level of risk posed by the offender;
(b) the seriousness of the harm that might be caused to victims; and
(c) the likely duration of that risk.
- [15] A recent
addition to the judicial assessment is established by the Court of Appeal in
Chisnall v Attorney-General.8 In that case, the Court
determined that Part 1A of the Act is inconsistent with the New Zealand Bill of
Rights Act 1990, and the inconsistency
is not justified under s 5 of that Act.
The Court issued a declaration accordingly. As a result, there must be strong
justification
for an ESO before one is imposed, and that strong justification is
not met simply because oversight would be desirable or beneficial
to the
offender as they transition to being in the community.9
- [16] The
“strong justification” criterion reflects the public safety
justification that is required before a person should
be subjected to the limits
on their freedom of movement and association that an ESO entails. I regard this
as something akin to the
totality principle in sentencing. That is to say, if I
find that the statutory criteria for the imposition of an ESO on the respondent
are otherwise met, then I will stand back and consider whether there is strong
justification for the imposition of an ESO on the
respondent.
The evidence
- [17] The
evidence for the applicant was given by Dr Willem Louw, a registered clinical
psychologist. I have his report of 28 November
2023, and he gave evidence in the
hearing before me.
- [18] The facts
of the respondent’s background are not in dispute.
- Chisnall
v Attorney-General [2021] NZCA 616 and Chisnall v Attorney-General
[2022] NZCA 24.
- See
R (CA586/2021) v Chief Executive of the Department of Corrections [2022]
NZCA 225 at [53].
- [19] The
respondent is now 27 years old. He has a longstanding diagnosis of intellectual
disability, and has received previous dispositions
under the Intellectual
Disability (Compulsory Care and Rehabilitation Act) 2003. The respondent’s
cognitive functioning was
assessed in 2012, when he was aged 16. His Full Scale
IQ was 57. This falls within the extremely low range of intellectual ability.
On
a test of adaptive functioning, he was assessed to fall within the extremely low
range of functioning. The respondent was functionally
illiterate, did not have
basic literacy skills, and was estimated to be functioning at the level of a
first year pupil at primary
school.
- [20] The
respondent’s cognitive functioning was re-assessed in 2017, when he was
aged 21. This time his Full Scale IQ score
was 61. This is still in the
extremely low range, and the respondent’s diagnosis of intellectual
disability was confirmed.
- [21] On 17
December 2019, the respondent was sentenced in the District Court to six years
and four months’ imprisonment after
being found guilty by a jury and
convicted of:
(a) Sexual violation by rape on 19 March 2017; and
(b) Three charges of indecent assault or indecent act on 1 February 2018.
- [22] These
offences qualify the respondent as an eligible offender under the
Act.10 In other words, they qualify him for the imposition of an ESO
if the other statutory criteria are made out.
- [23] The rape
conviction relates to the respondent leaving a residence, in which he had been
placed under a secure care order, and
going into Hamilton city. He came across
an intoxicated 16-year-old female who was alone. He initially befriended her and
walked
around the central business district of Hamilton with her. While they
were in a carpark, the respondent dragged the girl on the ground,
removed her
pants and raped her. He then helped her to get dressed and was seen again later
on CCTV footage
- The
respondent is still serving his sentence of imprisonment. His sentence expiry
date is 6 August 2024.
walking with her. He reported giving her his sweater to wear as she was cold.
The respondent said he was concerned about her and
was helping her to get back
home.
- [24] The other
three charges related to a female in her early 20s who was also a care recipient
in the address at which the respondent
(then aged 22) was living. The offending
occurred between February and March 2018, when the respondent and his victim
were alone
in an isolated corridor of the facility. The respondent indecently
assaulted the victim by grabbing her genitalia over her clothing
and slapping
her backside. On another occasion he exposed his penis to her.
- [25] At his
trial, the respondent faced a further charge of rape. He was acquitted on that
charge. The complainant was the 18-year-old
girlfriend of an associate of the
respondent. The complainant alleged that on 1 August 2016 the respondent (then
aged
20) grabbed her phone from her and she chased him to an abandoned address
nearby. She alleged that once there the respondent pinned
her down and raped
her. The respondent’s defence during the trial was that the intercourse
was consensual.
- [26] The
applicant submits that the respondent’s entire history of
“problematic sexual behaviour” must be taken
into account. Dr Louw
gave evidence of it and the relevant parts of his evidence are summarised in the
applicant’s submissions:
History of problematic sexual behaviour
- 4.1 Apart from
the four index offences, which occurred in 2017 and 2018 when [the respondent]
was aged between 21 and 22, it should
be acknowledged that [the respondent] does
not have a history of sexual convictions. However, a review of his file
and previous expert reports reveals a well-documented history of persistent
problematic sexual behaviour
(some of which would have amounted to a sexual
offence, if charged and convicted) including:
(a) An incident of sexualised behaviour at school when [the respondent] was aged
10;
(b) In 2014 (aged 18), [the respondent] established a friendship with a
15-year-old female neighbour ... He was reported to have
continually harassed
her and was seen by care staff masturbating behind a fence whilst talking to
her. Despite a protection order
being applied for, [the respondent] continued to
persist in contacting her.
(c) In 2016, [the respondent] allegedly exposed himself to three teenage girls
at Otautu Bay. His care manager reportedly
wrote that his inappropriate sexual behaviours had escalated to the point
where he was housebound.
(d) In 2017, [the respondent] allegedly trapped the female house manager behind
a computer and would not let her out to go home.
There were noted concerns about
her personal safety and that his behaviour was sexually motivated.
(e) Numerous other file notes of inappropriate behaviour including slapping
female staff members on the bottom, whispering to a nurse
“how about I put
my thing in yours?”, and sexually assaulting one female patient by
grabbing her bottom and genitals.
Concerning behaviour in custody
- 4.2 [The
respondent] was first remanded in custody for the index offending on 4 April
2018 and remains in custody. His reported conduct
in custody outlines further
problematic sexual behaviour towards female staff including:
(a) Touching and exposing his aroused penis whilst on an AVL link (11 July
2019);
(b) Putting both hands down his pants as he was about to meet with his female
lawyer in the lawyer instruction room (25 July 2019);
(c) Reaching through the cell hatch and grabbing at the female staff
member’s pants (19 December 2019):
I was on med round with CO [redacted] and witnessed [the respondent] put his
arm out of the hatch and grab a hold of CO [redacted]
pants, CO [redacted]
removed his hand off her pants and told him not to do it again, however he
ignored her order and attempted to
do the same again. Prisoner has been spoken
to about his behaviour and a misconduct charge will follow for his inappropriate
and
assaultive behaviour towards staff.
(d) Repeatedly calling a female officer “babe” and
“baby” (27 February 2021); and
(e) Making comments to female officers “only if you show us your
tits” and ‘you’re such a bad girl, lets
watch porn
together’; and
(f) Numerous negative files notes for sexualised and offensive behaviour which
has resulted in warnings.
- 4.3 Despite
formal warnings and misconducts with resulting loss of privileges, [the
respondent’s] behaviour in custody has persisted.
In total he has
accrued 20 proven misconduct reports between 19 December 2019 and 16
August 2022.
- 4.4 [The
respondent’s] female case manager (Ms Hooker-Sherwood) reports that he
“has a strong sexual focus, strong self-focus,
very limited insight or
remorse and is easily influenced by others”. He is described as cheeky
with sexualised comments and
his attention is rapidly diverted when a female
staff member walks by. His behaviour inside custody is described as:
Emotionally dysregulated, physically and verbally aggressive (including
sexualised comments to female staff), easily influenced by
antisocial peers
(gang related), vulnerability due to cognitive impairment and requiring special
assistance (simplified statements
/ pictures) to explain concepts or
consequences of important decisions he has to make.
- 4.5 In relation
to treatment, [the respondent] has historically struggled to engage in both
individual and group therapy. He was deemed
unsuitable for the special treatment
unit and drug treatment unit given his low cognitive abilities. He has been
getting individual
treatment with a female departmental psychologist, Dr
Fink.
- 4.6 Dr Fink
observed that the treatment effect was limited as [the respondent] continues to
“push the boundaries of acceptable behaviour during
treatment” in the face of repeated instructions that his behaviour was
inappropriate. Dr Fink advised that [the respondent] was unable
to regulate
himself with a female therapist and:
(a) Presented with several attitudes condoning sexual violence;
(b) Continued to put his hands down his pants during sessions; and
(c) Asked her out on a date.
- 4.7 Dr Fink
opined that any offence focused treatment is likely to have a low ceiling for
treatment effectiveness given [the respondent’s]
limited cognitivism
abilities and self-regulation difficulties (both generally and sexually). Dr
Fink considered:
... external monitoring and a carefully structured daily environment
following his release to likely be necessary to assist [the respondent]
in
managing his risk of future sexual offending.
- 4.8 Concerningly,
after Dr Fink reported his offence paralleling behaviour with the Parole Board,
[the respondent] asked to her retract
her statements and then told her to
“watch her back”. In addition, after the Parole Board declined him
parole, [the respondent]
reportedly made aggressive statements including that he
should have killed the victim.
- [27] Dr Louw
gave evidence about the respondent’s risk of sexual re-offending,
referring to assessments by two psychologists
in the past four years. These
are Dr Thompson and Ms Warren. Their reports are part of the evidence
before me.
- [28] Dr Louw, in
his report, says:
- Analysis
of the VRS-SO dynamic sub-scales using normative data from the VRS-SO
User’s Workbook suggested that [the respondent’s]
scores fell at the
54th percentile for sexual deviance, the 95th percentile
for general criminality and the 97th percentile for responsivity.
This distribution suggests that [the respondent’s] risk of sexual
reoffending is more related to
his general criminality and limited ability to
benefit from targeted sexual offending treatment than sexual deviance.
- In
regards to the dynamic items on the VRS-SO, [the respondent] had scores that
indicated that the following items were related to
his recidivism risk; sexual
compulsivity, cognitive distortions, interpersonal aggression, limited insight,
substance abuse, limited
community support, release to high risk situations,
sexual offending cycle, impulsivity, some difficulties with treatment and
community
supervision compliance, and intimacy deficits.
- Consideration
of other factors related specifically to [the respondent’s] risk and not
directly assessed by the above instruments
was made from file and interview
information. [The respondent’s] intellectual deficits in combination with
his characteristic
oppositional defiant reaction to authority significantly
limits the potential benefit he could derive from talking therapy-style
individual or group interventions. Even when a robust safety plan and release
plan is developed for [the respondent], he is unlikely
to be able to adhere to
these plans without significant external supports in place.
- Overall,
[the respondent] is considered to present with a high risk of committing a
further relevant sexual offence while in the community. This opinion is
based on [the respondent’s] assessed risk ratings and predicted recidivism
rates on relevant standardised
risk assessment tools (ASRS-R & VRS-SO) as
well as structured professional judgement.
- The
overall psychological assessment supports the following risk parameter
statement: Should [the respondent] commit another sexual
offence, the most
likely victims are adolescent females or adult women either known to him or not;
offending may comprise both contact
(e.g. indecent assault or rape) or
non-contact (exposing his penis) sexual offending. He is most likely to persist
with problematic
sexual behaviour towards staff and female care recipients in
disability support residences, and this behaviour may escalate to sexual
offences. [The respondent] is most at risk for future sexual offending when
under the influence of alcohol and/or other substances,
unsupervised/unaccompanied, and in close proximity to vulnerable and isolated
women (e.g. an intoxicated woman walking or sitting
by herself in a secluded
area).
- [29] As to the
endurability of the respondent’s risk, Dr Louw’s evidence
is:
59. The combination of [the respondent’s] intellectual disability,
history of persistent problematic sexual behaviour
across contexts and his
high number of dynamic risk factors means that he cannot reasonably be
expected to manage his of risk sexual reoffending by himself
–
irrespective of the intensity and dose of targeted offence focussed treatment
offered to him in prison or in the community,
and even if only administered by
males. [The respondent] is known in prison and in the community to compulsively
seek out opportunities
for substance abuse. Even when he had resided in secure
care disability support residences in the community, he had managed to abscond
on several occasions to places where he could obtain illicit substances, and is
likely to continue this pattern once released from
prison. [The
respondent’s] risk of sexual reoffending is strongly related to his
intellectual disability (permanent cognitive
impairment), entrenched criminal
attitudes (including attitudes supportive of sexual violence) and substance
dependence. His assessed
high risk of serious sexual reoffending is estimated to
persist for at least the next 10 years, given his young age and responsivity
issues outlined in this report.
- [30] On the
issue of whether the respondent has a pervasive pattern of serious sexual
offending, Dr Louw’s opinion is:
- While
[the respondent’s] history of convictions for serious sexual offending
(index offences) is not pervasive throughout his
life, he appears to have a
pervasive pattern of offensive sexual behaviour that could very likely escalate
to serious sexual offences
in a less restricted environment than prison or
secure mental health care, as was the case in the two years prior to his current
incarceration.
- [31] Dr
Louw’s opinion is that the respondent does exhibit a compulsive sexual
drive:
- [The
respondent] accrued three convictions for relevant sexual offences. He was
acquitted on a fourth charge of relevant sexual offending.
[The
respondent’s] pervasive pattern of problematic sexual behaviour provides
evidence of an intense drive, desire or urge
to engage with women in a sexual
manner, whether they consent or not. When female victims have been vulnerable
either through their
relative age, level of alcohol intoxication, or being
isolated from others, [the respondent’s] compulsive sexual drive has
resulted in him being convicted of relevant sexual offending.
- [The
respondent’s] persistent problematic sexual behaviour in previous care
residences, which continued unabated in prison,
provides evidence that he
displays an intense drive, desire or urge to engage in a sexual manner with
women. In a less restrictive
environment (e.g. in the community following his
release from prison), and under certain circumstances (proximity to vulnerable
and
isolated females), this drive could very likely result in further relevant
sexual offending.
- Overall,
it is my clinical opinion that [the respondent] has displayed and continues to
display an intense drive, desire or urge to
commit further relevant sexual
offences.
- [32] Similarly,
Dr Louw’s opinion is that the respondent has a proclivity for serious
sexual offending:
- For
the purpose of this assessment, predilection is understood as “a
preference for, or liking of, serious sexual offending behaviour”, and
proclivity as “an inclination
towards something considered morally
wrong” and including “the concept of a pattern”, was guided by
the relevant
case law. [The respondent’s] self-reported history of sexual
behaviour indicates a preference for sexual encounters with consenting
women his
own age or younger. [The respondent] denied attraction to any deviant sexual
stimuli. [The respondent’s] lack of
prior charges or convictions for
serious sexual offending, points away from a predilection or proclivity for
sexual offending.
- While
[the respondent’s] conviction history does not provide clear evidence of a
predilection or proclivity for serious sexual
offending throughout his life, his
sexual offence charges together with his persistent problematic sexual
behaviour history
over the past ten years, across different secure
residential contexts (including prison) provides clear evidence of a proclivity
for engaging in sexualised behaviour that could be considered unwanted,
unreciprocated and offensive. [The respondent] has a proclivity
for
opportunistic unwanted sexual advances that could quickly escalate to serious
sexual offences in certain circumstances (proximity
to vulnerable and isolated
females).
- Overall,
it is my clinical opinion that [the respondent] has a proclivity for serious
sexual offending.
- [33] The
respondent’s history, including his misconduct in prison, led Dr Louw to
conclude that he has demonstrated limited
self-regulatory capacity.
- [34] The
respondent does not accept responsibility for his past offending and exhibits no
remorse for it. He has consistently denied
all his sexual offence charges and
convictions. He maintains he was either falsely accused or wrongly convicted. Dr
Louw gives his
opinion that the respondent has shown an overall lack of
acceptance of responsibility for his sexual offending, with no expressions
of
remorse to date.
- [35] Similarly,
the respondent has displayed an absence of understanding for or concern about
the impact of his sexual offending on
his victims.
- [36] Dr
Louw’s oral evidence gives useful context for his written report.
- [37] First, Dr
Louw said that he was unable to obtain information from the Henry Bennett Centre
on its care of the respondent because
the respondent refused to consent to him
doing so. The respondent said he did not think that it would be in his favour to
get the
information. However, I do have a report from Dr Duncan Thompson dated
5 September 2019. He is a clinical psychologist. In his
report he makes
observations about the “frequency of unwanted sexual behaviour at the
Henry Bennett Centre last year suggests
he is reasonably sexually
preoccupied” and “[h]e also made sexual advances towards staff and
peers at the Henry Bennett
Centre despite the clear message that this behaviour
was inappropriate and unwarranted”. I infer that these references sketch
the information which the respondent did not want Dr Louw to have. Dr Louw was
referred to Dr Thompson’s report, and those
passages in particular, and
agreed with Dr Thompson’s conclusions on how they illustrate the
respondent’s sexual propensities.
- [38] Dr Louw was
asked for his view on whether the respondent has a pervasive pattern of serious
sexual offending:11
Q. Now what was your view in terms of whether [the respondent] has a
pervasive pattern of serious sexual offending?
A. Yes. I vexed over this question. My overall view is that he has
pervasive pattern of sexual offending behaviour that in less
restrictive
environments could’ve escalated to serious sexual offending. But because
he found himself most of that time in
more restrictive environments, I think
it’s on the balance for me whether his history or his behaviour is of
serious sexual
offending. It’s a difficult question to answer, that
one.
- [39] Later, Dr
Louw gave his opinion that the respondent exhibits “a pervasive pattern of
problematic sexual behaviour”.
- [40] Dr Louw was
asked about his opinion that the respondent has a proclivity for serious sexual
offending. He answered:12
Yes. Based on [the respondent’s] history he keeps finding himself into
that kind of trouble since 2014, so it’s now 10
years. And even while in
prison. So the proclivity, he seems drawn to engage in unwanted sexual
interactions with women despite their
rejection or communication that this is
not what they want. So there seems to be a continuation, a compulsion to carry
on with this.
11 Notes of evidence, at 9.
12 At 9-10.
And so that’s why I found in my assessment that Mr [the respondent]
shows a proclivity for serious sexual offending but not
a predilection.
- [41] There was
then this exchange between Dr Louw and me:13
Q. All right. Well, you see, your earlier opinion here appears to have a
pervasive pattern of offensive sexual behaviour. And with
respect I agree. How
does that then jump to a proclivity for serious sexual offending?
A. Yes, that is the difficulty, your Honour. The way I looked at it was
that if those behaviour escalated in less restrictive
environments, they could
very easily have become serious sexual offences. But it’s not like he has
a proven track record of
serious sexual offences, apart from the index
offending. Yes, it is a hard one for me to answer.
- [42] In
cross-examination the point was made that the psychological tests administered
by Dr Louw assess the respondents in the average
risk categories and the
doctor’s conclusion of high risk stems from his more subjective assessment
of dynamic risk.
- [43] At the end
of Dr Louw’s re-examination, I asked a further
question:14
Q. I think I’ve only got one question for you, Doctor, and it’s
this. When you consider all of the evidence in respect
of the respondent’s
sexual proclivities or predilections, where does the rape fit? I ask that
because I strongly suspect that
if it wasn’t for the rape, none of this
would be here?
A. Yes, I agree. What makes it difficult is that [the respondent] has
maintained a denial of the rape. So finding out the internal
factors that led to
that rape is near impossible because he does not agree that that event occurred.
So to your question how does
the rape fit into a proclivity. My personal opinion
is that he doesn’t have a predilection for serious sexual offending. He
actually yearns for intimacy and through reciprocal means. I don’t think
he wants sexual activity that’s not reciprocated.
I think his intellectual
disability makes him – and his upbringing also doesn’t help, and it
produces sort of a clumsy
attempt at invitations when intimacy. But that does
lead to a proclivity of problematic behaviour. How does the rape fit into that?
I think that was just another example of him attempting intimacy; disregarding
the contextual factors that the victim was not able
to consent, taking advantage
of it. That’s possibly my best answer so far.
13 Notes of evidence, at 10.
14 At 21.
Discussion
- [44] Having
considered the evidence, I have no doubt that upon his release the respondent
will pose a high risk of further offending.
That offending could be varied in
nature (he has convictions for non-sexual offending), but there is a high risk
that it will include
sexual offending.
- [45] The issues
for me are:
(a) Does the respondent’s history show he has had a pervasive pattern of
serious sexual offending?
(b) Is there a high risk that the respondent will commit a further
relevant
sexual offence?
(c) If the answer to both of the issues above is “yes”, then is
there strong justification for the imposition of an ESO
on the respondent?
- [46] There is no
definition for “serious sexual offending”. It is not confined to
offences specified as a “relevant
sexual offence” in s 107B(2) of
the Act and should be interpreted by reference to its ordinary meaning, viewed
against the
purpose of the ESO regime.15 It should not be interpreted
to require an unduly high threshold, as seriousness will depend on the
circumstances of the particular
case.16
- [47] It has been
held that indecent assaults can be sufficiently serious to amount to
“serious sexual offending”.17
- [48] Counsel for
the applicant submits that offending that does not appear particularly serious
when viewed in isolation may actually
be part of a pattern of concerning
behaviour.18 Non-contact offending can form part of a pervasive
pattern of serious sexual offending. A lack of physical contact in sexual
offending
does not
15 Holland v Chief Executive of the Department of Corrections
[2017] NZSC 161 at [13].
16 Holland v Chief Executive of the Department of Corrections
[2016] NZCA 504 at [48].
17 Wardle v Chief Executive of the Department of Corrections
[2017] NZCA 298.
18 W (CA716/18) v Chief Executive of the Department of
Corrections [2019] NZCA 460 [20].
make that offending less serious than conduct that does involve touching. Again,
it is a fact-specific exercise.19
- [49] The term
“pervasive” is to be interpreted in accordance with its plain
meaning. In cases where there has been offending
over a long period of time
against a number of victims, the matter can be self-evident. However, as few as
two previous incidents
have been found sufficient to form a “pervasive
pattern”. In Martin,20 two offences committed nine years
apart was found to be a pervasive pattern. In Skudder,21 two
incidents of multiple rapes committed two weeks apart against the same victim
was also found to be a pervasive pattern.
- [50] There is
also Court of Appeal authority to the effect that if a health assessor relies on
unproven offending, and conduct that
does not constitute an offence, then it is
permissible for a Court to take that into account in assessing whether there is
a pervasive
pattern of serious sexual offending.22
- [51] The rape
committed by the respondent is serious sexual offending. I characterise the
indecent assaults for which he was convicted
as serious sexual offending. The
respondent sexually attacked a vulnerable woman in a care home. He targeted her
genitals. Importantly,
he did so as part of a longstanding pattern of
offending.
- [52] When I take
into account the respondent’s history of sexual offending, albeit not
charged as such, I find there is a pervasive
pattern of serious sexual
offending. The context is important. The respondent is not deterred by repeated
interventions by those
in authority. If he can, he makes unwanted physical
contact. Otherwise, he makes inappropriate verbal advances. I regard the rape
and the indecent assaults for which he was convicted as part of the
respondent’s pervasive pattern of serious sexual offending.
19 Holland v Chief Executive of the Department of
Corrections, above n 16.
20 Chief Executive of the Department of Corrections v Martin
[2016] NZHC 1060.
21 Chief Executive of the Department of Corrections v Skudder
[2016] NZHC 1717 at [54]–[55].
22 W (CA716/18) v Chief Executive of the Department of
Corrections, above n 18.
- [53] I
understand Dr Louw’s characterisation of the respondent’s behaviour
as a pervasive pattern of offensive sexual
behaviour. But, when seen in overall
context, and with the offences of rape and indecent assault being simply part of
the pattern,
the statutory threshold is crossed, albeit by a slim
margin.
- [54] The next
issue is whether there is a high risk that the respondent will in future commit
a relevant sexual offence. I must, as
did Dr Louw, consider the matters set out
in s 107IAA(1) of the Act:
A court may determine that there is a high risk that an eligible offender
will commit a relevant sexual offence only if it is satisfied
that the
offender—
(a) displays an intense drive, desire, or urge to commit a relevant sexual
offence; and
(b) has a predilection or proclivity for serious sexual offending; and
(c) has limited self-regulatory capacity; and
(d) displays either or both of the following:
(i) a lack of acceptance of responsibility or remorse for past offending:
(ii) an absence of understanding for or concern about the impact of his or her
sexual offending on actual or potential victims.
- [55] I have
considered Dr Louw’s analysis of those matters and I accept it. In
brief:
(a) I am satisfied the respondent displays an intense drive, desire, or urge to
commit a relevant sexual offence. The respondent’s
sexualised conduct is
well-documented. He wants to have physical sexual contact with females,
particularly females around his age.
This means, at least, committing indecent
assaults (a relevant sexual offence).
(b) I am satisfied the respondent has a proclivity for serious sexual offending
for the reasons given by Dr Louw. The indecent assaults
and the rape for which
he has been convicted show his proclivity at a time when he was not under the
direct control of people with
authority to do so.
(c) I am satisfied, for the reasons given by Dr Louw, that the respondent has
limited self-regulatory capacity. Indeed, I would characterise
it as very
limited.
(d) The respondent clearly displays a lack of acceptance of responsibility and
remorse for his past offending. Further, he has no
understanding for or concern
about the impact of his sexual offending on actual or potential victims.
- [56] In sum, not
only do I find there is a high risk that the appellant will in future commit a
relevant sexual offence, I consider
it inevitable that he will do so. He has an
intellectual disability that cannot improve. He has a difficult life history.
His history
of sexual offending speaks for itself. He is a young man. He has
made almost no progress with rehabilitation despite the best efforts
of mental
health professionals. He has an intense desire for sexual contact with
females.
- [57] In my view,
the respondent should be made subject to an ESO, and there is strong
justification for doing so. It could be argued
that whenever a person is found
to cross the threshold for the imposition of an ESO then there is strong
justification, because of
the risk to public safety, for imposing it.
Nevertheless, the Court of Appeal must have envisaged situations where a strong
justification
is absent. In this case, where the risk of further relevant sexual
offending is so high as to be inevitable, I find there is strong
justification
for imposing an ESO.
- [58] I now
assess the term of the ESO. The applicant seeks the maximum term of 10 years. I
agree that should be the term for the reasons
that go to his risk of
offending:
(a) He has an intellectual disability that limits his ability to
rehabilitate.
(b) His pervasive pattern of serious sexual offending has been present since he
was about 14 years old.
(c) He is still a young man.
(d) There is no reason to suppose that over the next 10 years his risk profile
will decrease.
(e) The seriousness of the harm that might be caused to his victims is high.
- [59] I now
assess whether the respondent should be subject to an intensive monitoring
condition.
- [60] I accept
the applicant’s submissions:
- 7.4 There is
strong justification for an intensive monitoring condition in this case to
ensure that [the respondent] does not commit
a further relevant offence. There
is a significant concern that, without close and constant supervision, his risk
will be significantly
exacerbated when he transitions from prison to the
community.
- 7.5 Without
consistent oversight, it is unlikely that [the respondent’s] transition
can be safely managed. External controls
are warranted to manage and mitigate
his risk. He has demonstrated a propensity to commit offending, including sexual
offences, against
victims in his residential placement and in public settings.
His pattern of impulsive behaviour combined with his cognitive impairment
warrants a restrictive condition to monitor his movements.
- 7.6 [The
respondent’s] risk profile and factors are different to those raised in
Te Pania,23 given that the Mr Te Pania was not in any
transitional period of high risk and was not a risk in his residential
environment. In this
case, [the respondent’s] transition into the
community will be high risk and, through his proven conduct, he has demonstrated
that he is a risk in both residential and secure care environments.
- 7.7 More
specifically, the applicant considers that this condition is necessary to
mitigate the risk of reoffending and detect any
further offending promptly.
Without the condition, it would be difficult to monitor [the respondent’s]
future interactions
with females.
- [61] In view of
the respondent’s level of risk, I will specify a maximum duration of 12
months.
23 Te Pania v Chief Executive of the Department of Corrections
[2023] NZCA 161. The Court of Appeal overturned the High Court decision to
impose an intensive monitoring condition because Mr Te
Pania was not a risk in
his residential environment. Strict conditions, including a curfew, would
mitigate his risk.
Decision
- [62] The
application is granted. I make an order that the respondent be subject to an
extended supervision order.
- [63] The
extended supervision order will commence on the respondent’s statutory
release date of 6 August 2024. Its duration
will be 10 years from that
date.
- [64] I make an
order requiring the New Zealand Parole Board to impose an intensive monitoring
condition on the respondent. The duration
of the condition is to be 12
months.
Brewer J
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URL: http://www.nzlii.org/nz/cases/NZHC/2024/1430.html