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Hugo v Police [2024] NZHC 2312 (16 August 2024)
Last Updated: 6 September 2024
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IN THE HIGH COURT OF NEW ZEALAND CHRISTCHURCH REGISTRY
I TE KŌTI MATUA O AOTEAROA ŌTAUTAHI ROHE
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CRI-2024-409-118 CRI-2024-409-119 CRI-2024-409-120
CRI-2024-409-121
CRI-2024-409-122 [2024] NZHC 2312
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BETWEEN
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LOGAN PAUL HUGO
Appellant
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AND
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NEW ZEALAND POLICE
Respondent
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AND
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DEPARTMENT OF CORRECTIONS
Respondent
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Hearing:
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8 August 2024
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Appearances:
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A M S Williams and K N Stitely for Appellant M W Fulton for
Respondents
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Judgment:
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16 August 2024
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Reissued:
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22 August 2024
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JUDGMENT OF DUNNINGHAM J
This judgment was delivered by me
on 16 August 2024 at 3.30 pm, pursuant to Rule 11.5 of the High Court
Rules.
Registrar/Deputy Registrar
Date...............
HUGO v NEW ZEALAND POLICE [2024] NZHC 2312 [16 August 2024]
Introduction
- [1] Logan
Paul Hugo has been convicted of two charges of failing to comply with his
reporting obligations,1 one charge of breaching special conditions of
an interim supervision order (ISO) and three charges of breaching an extended
supervision
order (ESO).2
- [2] Mr Hugo
appeals his convictions on the last four of these charges on the grounds the ESO
was overturned on appeal as the Court
of Appeal found that one of the statutory
requirements for making an ESO was not met on the evidence. In the circumstances
he says
neither an ISO or an ESO should ever have been imposed, and he should be
allowed to appeal his convictions for breaching them.
Facts
- [3] On
8 September 2021, Mr Hugo was placed on the New Zealand Child Sex Offender
Register and on 9 September 2021 he was advised
of his reporting
obligations.
- [4] On 27
September 2021, Mr Hugo was sentenced to 1 year and 10 months’
imprisonment in the Christchurch District Court for
six charges of possessing
objectionable material, two charges of indecent assault of a female under
12, one charge of meeting
a young person following sexual grooming, and one
charge of sexual connection with a young person aged 12–16.
- [5] On 8
September 2022, Mr Hugo became subject to an ISO for a period of 12 months.
The ISO was due to expire on 7 September 2023.
On 9 September 2022, Mr Hugo was
inducted into his ISO.
- [6] A special
condition of the ISO states that Mr Hugo is ‘not to use or possess any
device capable of accessing the internet
unless you are under the direct
supervision of
- Child
Protection (Child Sex Offender Government Agency Registration) Act 2016, s 39
— maximum penalty one year imprisonment
or $2000
fine.
2 Parole Act 2002, s 107T — maximum penalty
two years’ imprisonment.
an adult approved in writing by a Probation Officer, or unless you have the
prior written approval of a Probation Officer’.
- [7] On 9 August
2023, New Zealand Police executed a search warrant at Mr Hugo’s
residential address. In breach of his
reporting obligations, a mobile phone
capable of accessing the internet was located. The phone contained multiple
social media accounts,
consisting of Snapchat, Tinder, Badoo, Facebook and
Facebook Messenger. By possessing a smartphone, Mr Hugo breached his special
condition not to possess internet capable devices. Mr Hugo did not have written
permission to possess the device.
- [8] On 28 August
2023, Mr Hugo became subject to an ESO for a period of 18 months. On 31
August 2023, Mr Hugo was inducted into
his ESO.
- [9] A standard
condition of Mr Hugo’s ESO states “the offender must not associate
with, or contact, a person under the
age of 16 years, except (i) with the prior
written approval of a probation officer; and (ii) in the presence and under the
supervision
of an adult who (A) has been informed about the relevant offending;
and (B) has been approved in writing by a probation officer as
suitable to
undertake the role of supervision.”
- [10] On 16
September 2023, Mr Hugo was at dinner at a friend’s house where a
four-year-old child was present. There were only
six other adults in attendance
and Mr Hugo chose to sit on the floor within one to two meters of the child
while the child was playing
with trucks. Mr Hugo did not remove himself from
this situation. This continued for 45 minutes until the child and their parents
left.
- [11] By
associating with the child, Mr Hugo was in breach of the standard condition of
his ESO not to associate with children under
16. Mr Hugo did not have permission
to associate with the child.
- [12] Another
special condition of Mr Hugo’s ESO states “not to possess, consume
or use any alcohol or drugs not prescribed
to you”.
- [13] On 20
November 2023, Mr Hugo contacted his probation officer and advised that he
breached his ESO conditions. Under caution,
Mr Hugo admitted that on 17
November 2023 at approximately 7.45pm, he was at a small party in Hillmorton,
Christchurch. He initially
consumed non-alcoholic beverages with his associates,
but at some point, succumbed to peer pressure and consumed two shots of rum.
Mr
Hugo advised that he was at the party for approximately one and a half hours but
was unclear on precise timeframes as he was intoxicated.
- [14] Also
present at this party were two children aged five and 10. There were other
adults in attendance who were aware of Mr Hugo’s
previous convictions and
current order. Mr Hugo was aware that the children were present in the property
and did not remove himself
from this address.
- [15] By
consuming alcohol, Mr Hugo placed himself in breach of the special condition of
his ESO not to possess or consume any alcohol
or drugs not prescribed to him,
and by associating with the children without permission, Mr Hugo placed himself
in breach of the
standard condition of his ESO not to associate with a child
under 16.
Principles on appeal
- [16] Section
232 of the Criminal Procedure Act 2011 provides that the High Court may only
allow an appeal against conviction if satisfied
that the trial judge
“erred in his or her assessment of the evidence to such an extent that a
miscarriage of justice has occurred”,
or that “a miscarriage of
justice has occurred for any reason.” A miscarriage of justice means any
error, irregularity,
or occurrence in or in relation to the trial that has
created a real risk that the outcome of the trial was affected or has resulted
in an unfair trial.3 In this section, a trial includes a proceeding
in which the appellant pleaded guilty.4
- [17] The appeal
proceeds by way of rehearing and this Court is required to form a view of the
facts.5 If this Court reaches a different view on the evidence, it
follows
3 Criminal Procedure Act 2011, s 232(4).
4 Section 232(5).
5 Sena v Police [2019] NZSC 55, [2019] 1 NZLR 575 at
[26]–[32].
the trial judge necessarily will have erred and the appeal must be
allowed.6 The onus is on the appellant to show that an error
occurred.
Submissions
Appellant’s
submissions
- [18] Ms Stitely,
for the appellant, submits that leave should be granted to the appellant to
appeal out of time, and his appeal against
his convictions for breaching the ISO
and ESO should be allowed, in light of the fact the Court of Appeal quashed the
ESO on 18 March
2024, with Ms Stitley submitting this was on the basis that the
District Court did not have the jurisdiction to impose that
order.7
- [19] The
appellant contends that, under the principle of retrospectivity, the Court of
Appeal’s decision has the effect of determining
that a lawful ESO was
never made. As the same evidence was relied on to make the ISO, that, too,
should not have been ordered. In
the absence of such orders, the appellant could
never have been convicted of the offences and a miscarriage of justice has
occurred.
- [20] Leave to
appeal is brought out of time, but as the common law principle of
retrospectivity of judgments is engaged, the question
of leave is intrinsically
tied to the merits of the appeal.
- [21] Ms Stitely
recognises that it is only in exceptional circumstances where a conviction
appeal will be allowed where an appellant
has pleaded guilty. However, the Court
of Appeal in R v Le Page sets out exceptional circumstances where such
appeals would be allowed, including if, on the admitted facts, the appellant
could not
have been guilty of the offence charged.8 Here, counsel for
the appellant implicitly suggests the admitted facts are altered by the
principle of retrospectivity.
- [22] In any
event, Ms Stitely also refers to the Supreme Court’s decision
in
Re Solicitor-General’s Reference (No 1 of 2023)
which confirmed that the categories
6 At [38].
7 Hugo v Chief Executive of the Department of Corrections
[2024] NZCA 62.
8 R v Le Page [2005] NZCA 67; [2005] 2 NZLR 845 (CA) at
[17]–[19].
in R v Le Page are not closed.9 The Court held that “the
overriding test is whether there will be a miscarriage in the particular case
unless the guilty plea
is able to be impugned and the conviction set
aside”.10
- [23] Ms Stitely
relies on the principle under the common law, that any judgment or order of a
court applies retrospectively as well
as prospectively.11 This
reflects the declaratory theory of the law, as explained by Lord
Browne-Wilkinson in Kleinwort Benson Ltd v Lincoln City Council (No
8):12
The theoretical position has been that judges do not make or change the law:
they discover and declare the law which is throughout
the same. According to
this theory, when an earlier decision is overruled the law is not changed: its
true nature is disclosed, having
existed in that form all along. This
theoretical position is... a fairy tale in which no one any longer believes ...
But whilst the
underlying myth has been rejected, its progeny, the retrospective
effect of a change made by judicial decision, remains.
- [24] This
principle is submitted to apply equally to judgments made about the application
of the law to a particular person as it
does to general propositions of
law.13 Where leave is granted, appeals tend to succeed due to the
lack of a legal basis for the conviction.14
- [25] While the
principles of retrospectivity and finality can conflict,15 in cases
where appeal rights have not been exhausted, an application to appeal out of
time is more likely to be granted than a fresh
appeal.16
9 R v Solicitor-General’s Reference (No 1 of 2023)
[2023] NZSC 151, [2023] 1 NZLR 457 at [44].
10 At [46].
11 Deutsche Morgan Grenfell Group plc v Inland Revenue
Commissioners [2006] UKHL 49, [2007] 1 AC 558 at [23]; and Cheung v R
[2021] NZCA 175, [2021] 3 NZLR 259 at [22]. This can be contrasted with the
default position in legislation, which is that it only applies prospectively:
see Legislation Act
2019, s 12.
12 Kleinwort Benson Ltd v Lincoln City Council [1998] UKHL 38; [1999] 2 AC
349 (HL) at 358 per Lord Browne- Wilkinson.
13 R v Governor of Brockhill Prison [2000] UKHL 48; [2001] 2 AC 19 (HL) at
26, 35 and 37.
14 Taylor v R [2018] NZCA 498, [2019] 2 NZLR 38 at [8].
15 Cheung v R, above n 11.
16 Taylor v R, above n 14.
- [26] The
decision of whether to grant an application to appeal out of time must balance
public and private interests.17 The Court of Appeal in R v Knight
provided some guidance for how courts are to approach such
decisions:18
... the starting point must be the principle that a conviction obtained
according to law as it was then understood and applied should
stand. Leave to
appeal out of time on the ground that there has been restatement of the
applicable law should be granted only where
special circumstances can be shown
to justify a departure from the principle of finality. The applicant must
demonstrate some special
feature or features particular to the case that lead to
the conclusion that in all the circumstances justice requires that leave
by
given. Amongst the considerations which will also be relevant in that overall
assessment are the strength of the proposed appeal
and the practical utility of
the remedy sought, the length of delay and the reasons for delay, the extent of
the impact on others
similarly affected and on the administration of justice,
that is floodgates considerations, and the absence of prejudice to the
Crown.
- [27] Ms Stitely
submits that as s 107T of the Parole Act 2002 states that being subject to an
ESO is an element of the offence, following
the declaratory theory of the law
and in light of the Court of Appeal’s decision, there was no lawful ESO in
operation at the
time of the offending.
- [28] Further,
with reference to s 107FA of the Parole Act, while the section does not specify
on what grounds an ISO can be made,
the Court must be satisfied on the balance
of probabilities that, albeit on a provisional basis, the statutory criteria for
an ESO
are made out.19 The appellant submits that the Court of
Appeal’s decision to overturn the ESO necessarily means there were never
any grounds
for the District Court to make an ISO and as such the ISO was
also unlawful. This is because the District Court Judge never made
an assessment
as to whether the statutory requirements for an ESO were met. The Court of
Appeal, in assessing the same information,
being Dr Ketchmark’s report,
found that it did not establish that the appellant had a pervasive pattern of
serious sexual offending,
which is a requirement for an ESO under s 107I(2)(a)
of the Parole Act.
- [29] In light of
this, the appellant submits it would be a miscarriage of justice to allow the
appellant’s criminal record to
reflect that he breached an ISO and then
an
17 Cheung v R, above n 1, at [32].
18 R v Knight [1998] 1 NZLR 583 (CA) at 589.
19 Chisnall v Chief Executive, Department for Corrections
[2017] NZSC 114, [2018] 1 NZLR 83 at
[37] and [73].
ESO where the Court of Appeal held that ESO ought never to be imposed and was
subsequently quashed.
- [30] Ms Stitely
draws parallels to Te Whatu v Department of Corrections, where Palmer J
quashed a conviction for breaching a condition of an ESO by associating with his
partner.20 This condition was held to be unlawful as it was not a
justified limitation on the appellant’s freedom of association under
s 17
of the New Zealand Bill of Rights Act 1990. The Judge held that a conviction for
breaching an unlawfully made direction, in
a way that did not constitute a risk
of reoffending, was a miscarriage of justice.
- [31] Ms Stitely
submits it is in the interests of justice that leave be granted to appeal out of
time when the factors identified
in Cheung v R and R v Knight are
considered.21 The interests of justice are said to be
supported by the following:
(a) First, the public interest in the maintenance of confidence in the
administration of justice is said to favour an extension of
time. While there is
an interest in finality of judicial decisions, this is less persuasive where the
change in law relates to the
lawfulness of the decision for one individual,
rather than a general law change that affected unrelated defendants.
(b) Secondly, it is in the appellant’s interests that an appeal be
brought, and there are no individuals whose interests favour
an extension being
declined as there are no victims of the breaches.
(c) Thirdly, while the length of delay (between five months and eight
months) is reasonably long, there was only a one-month
delay between the Court
of Appeal’s decision and the notice of appeal being filed. This delay does
not prejudice the respondent.
Ms Stitely also observed there was no right of
appeal against the ISO.
20 Te Whatu v Department of Corrections [2017] NZHC 3233,
[2018] 2 NZLR 822.
21 Cheung v R, above n 11; and R v Knight, above n
18.
(d) Further, the merits of the appeal are strong, and the individual nature of
this case means there is no floodgates argument.
- [32] Finally, Ms
Stitely submits that this case is like that in Taylor v R, where the
Court of Appeal reached the following conclusion on the appellant’s
sentence appeal:22
Ultimately, we think it objectionable and unjust that Mr Taylor be compelled
for the sake of finality to serve a sentence which, had
the law been correctly
understood at the time, would not have been imposed.
- [33] Ms Stitely
submits the same conclusion can be drawn here, that it is unjust that the
appellant’s convictions stand solely
for the interests of finality where
they are founded on the breach of an order that the District Court lacked
jurisdiction to impose.
Respondent’s
submissions
- [34] Ms Fulton,
for the respondent, submits that, while the convictions could be revisited, they
should not be in this case as the
convictions are safe and the appeal should be
dismissed. This is because:
(a) The conditions breached by the appellant were not unlawful;
(b) The appellant pleaded guilty to the charges;
(c) Overturning the convictions would have little practical effect on the
offender, though may result in an increase in applications
for leave to
appeal.
- [35] Ms Fulton
refers to Taylor v R, where the Court of Appeal considered the tension
between the principle of finality of judicial decisions and the declaratory
theory
of the common law. As a general principle, the Court of Appeal held that
finality trumps the declaratory principle. However, there
are exceptions. The
third exception, which the applicant submits they fall under, is one where the
appellant does
22 Taylor v R, above n 14, at [20].
not have an active right to appeal but nor has he exhausted all rights of
appeal. This exception is stated as being “more difficult
to assess or
predict”, being that:23
... If rights of appeal lay, but were not exercised, A may still seek to
appeal out of time. A contest will then arise before the
leave court as to
whether an extension of time should be granted despite A’s earlier
inaction, it being appreciated by all
that if leave is granted A will probably
win. ... the non-exercise of appeal rights means that this third scenario does
not engage
the principle of finality in the same way. An application to appeal
out of time is more likely to be granted than a fresh appeal
(which, where
appeal rights are spent, largely depends upon fraud or cogent new evidence which
could not have been adduced previously).
- [36] Following a
review of decisions,24 Taylor held that the essential question
will be whether preserving the finality of a decision in the face of later
judicial recognition of
evaluative error in that decision would work a
substantial injustice. The Court concluded that the answer will not always be
yes.
In many cases the measure of injustice will not be such as to compel
revisiting the earlier decision.
- [37] Based on
this legal review, the respondent acknowledges that there is an avenue through
which the convictions can be revisited.
The respondent then turns to whether
there is a substantial injustice that would indicate the convictions should be
revisited, that
is, whether leave should be granted.
- [38] Ms Fulton
submits that the ESO was not quashed on the basis that the District Court did
not have the jurisdiction to make the
order, but instead on the view that the
Court of Appeal took of the evidence in support of the
order.25
- [39] However, at
the time the appellant committed the breaches of the ISO and ESO, the District
Court had been satisfied of the statutory
tests. The fact an appeal court may
come to a different conclusion at a later time does not detract from the
validity of the order
at the time it was in force.
23 Taylor v R, above n 14, at [8].
24 R v Knight, above n 18; R v Hawkins [1997] 1 Cr
App R 234 (CA); R v Ballinger [2005] EWCA Crim 1060, [2005] 2 Cr App R
29; A v Governor of Arbour Hill Prison [2006] IESC 45, [2006] 4 IR 88;
and R v Cottrell [2007] EWCA Crim 2016, [2007] 1 Cr App R 7.
25 Hugo v Chief Executive of the Department of Corrections,
above n 7 at [40] and [45].
- [40] The
respondent submits that at the time the appellant breached the ISO and ESO, the
orders were validly in place. The actus reus
of the breaches themselves remain
an offence as it cannot be argued the conditions were unlawful or that the
actions did not amount
to a breach. Furthermore, at the time, the appellant was
well aware his actions constituted breaches, and the respondent submits
that it
would not be in the interests of justice for the appellant to be relieved of the
consequences of intentionally breaking the
law.
- [41] The
respondent relies on Sloss v R, where the defendant was convicted of
failing to comply with reporting obligations under the Child Sex Offender
Register.26 He appealed his convictions during the time the Supreme
Court had found that the Register did not have retrospective effect, arguing
that he should never have been placed on the Register under the Supreme Court
decision so the breaches could not be upheld. For present
purposes, the Court
commented:
[49] This was not unfair in a general sense to Mr Sloss. At the time of his
offending, Mr Sloss believed he was subject to the reporting
obligations and
understood it would be an offence not to comply with them.
- [42] The
respondent also refers to Fakaosilea v R, where the Court of Appeal
considered an appeal where the appellant had been on bail at the time he
committed further offences.27 The defendant was acquitted of the
original offences, but received an uplift on his sentence for the offences
committed on bail, which
he challenged. The Court of Appeal
held:28
Whether Mr Fakaosilea was ultimately acquitted of
the charges in respect of which he had been bailed does not change the fact that
he was subject to bail conditions at the time he committed the offending for
which he was being sentenced. Offending while on bail
is an aggravating factor
that the sentencing Judge was required to take into account. The Judge did not
err.
- [43] The
respondent submits the same reasoning underpins the current case. The fact that
an appeal court later came to a different
view of the evidence in support of the
ESO does not mean the offence itself of breaching the ESO is null. The ESO was,
at the time,
lawfully imposed and administered.
26 Sloss v R [2021] NZHC 2179.
27 Fakaosilea v R [2024] NZCA 218 at [193].
28 At [193].
- [44] Further, as
an ISO is granted on a provisional basis, it cannot be said the District Court
did not have ‘jurisdiction’
to impose the ISO or that there was no
lawful ISO in operation at the time of the offending.
- [45] The
respondent draws parallels to the situation where an ISO has been granted, is
lawfully in force and a person breaches the
ISO, but then at the substantive
hearing an ESO is not granted. Ms Fulton submits it could not be said that the
conviction for a
breach of the ISO would not stand simply because the ESO was
not granted, the ISO being lawfully in place and binding on the person
at the
time it was breached.
- [46] Unlike in
Taylor, the appellant would not be condemned to preventive detention
should his conviction stand. The appellant completed the sentences
lawfully
imposed for the offending. At best, a successful appeal might mean the removal
of those four convictions from his criminal
history.
- [47] Equally, Ms
Fulton submits this case does not deal with a situation where only one other
person would be affected by the decision.
Allowing the appeal could very well
open the floodgates. This is not to suggest that a “multiplicity of
individual injustices
can collectively diminish the case for
correction”29 but rather to acknowledge the practical effect of
a decision in favour of the appellant.
- [48] In all the
circumstances, the respondent submits that declining to revisit the convictions
would not result in a substantial
injustice.
Discussion
- [49] The primary
issue is whether leave should be granted to appeal out of time, noting that in
Taylor, the Court of Appeal held that where a right of appeal has not
been exercised the principle of finality is not engaged in the same
way as when
appeal rights have been exhausted.30
- R
v Taylor, above n 14 at [19], referring to Bowen v Paramount Building Ltd
[1977] 1 NZLR 394 (CA).
30 At [8].
- [50] The present
case fits within the third category of cases identified by the Court of Appeal
in Taylor, where rights of appeal have not been exercised and the
appellant is seeking leave to appeal out of time. In those circumstances,
the
Court noted that the key issue is likely to be whether an extension of time
should be granted, with it being appreciated by the
parties that if leave was
granted the appellant would probably win.31 The Court went on to
observe that the arguments for an appellant would be “rather stronger if
she is a criminal defendant and
prisoner and her rights of liberty are
impaired”.32 Here, rights of liberty are not at stake and Mr
Hugo has served his sentence on the convictions. However, I recognise that a
criminal
conviction is a stain on a person’s record and that is a factor
to be taken in considering whether to grant leave.
- [51] I also note
that in this particular case the convictions were entered following a plea of
guilty. Again, as counsel for the appellant
points out, it is only in
exceptional circumstances that an appellant can appeal their conviction where
they have pleaded guilty.
That, too, is a potential impediment to whether leave
should be granted.
- [52] A case
where leave was granted is R v Knight, where leave was granted to appeal
convictions for benefit fraud following the Court of Appeal delivering a
judgment which had the
effect of ruling that Ms Knight was not in fact living in
a relationship in the nature of a marriage at the time she was convicted.33
The Court held that the discretion to grant leave out of time was
“not unfettered” and that “[t]he touchstone is
the interests
of justice in the particular case”.
- [53] As set out
at [26] above, the Court in Knight
said that leave should only be granted where “special
circumstances” justified a departure from the principle of finality.
That
required consideration of the strengths of the proposed appeal, the practical
utility of the remedy sought, the length of the
delay, the reasons for the
delay, the extent of the impact on others similarly affected and on the
administration of justice, and
the absence of prejudice to the Crown.
31 At [8].
32 At [9].
33 R v Knight, above n 18, at 587.
- [54] In deciding
whether this is a case where “special circumstances” warrant leave
being granted, I accept the issue
is finely balanced.
- [55] In terms of
the merits of the appeal, I consider that at least the convictions for breach of
the ESO would likely succeed on
appeal. That is a strong argument in favour of
granting leave. However, it cannot be said with any certainty that all the
convictions
would be overturned on appeal. The Court of Appeal’s decision
only overturned the ESO. While counsel for Mr Hugo says the ISO
decision was
made relying on the same evidence as the ESO and therefore should also be set
aside, the practical reality is that it
has not been overturned. Individuals are
required to comply with the terms of an ISO, even if an ESO is not subsequently
made, or,
as here, is made and then overturned on appeal.
- [56] In terms of
the practical utility of the remedy sought, I acknowledge that the sentences
imposed have been served. However, as
already noted, removal of the convictions
is clearly important to Mr Hugo and would have practical utility for him. That
said, it
is not as strong in argument as would be the case for someone who had
no other convictions. Mr Hugo will obviously still have serious
convictions
against his name in relation to the original offending, and his convictions for
breaching his reporting obligations as
a registered Child Sex
Offender.
- [57] While the
length of the delay is reasonably significant, it is clearly explained by the
time it has taken to appeal the imposition
of the ESO through to a successful
outcome in the Court of Appeal. The delay following issue of that decision is
not material.
- [58] In terms of
the extent of the impact on others similarly affected and on the administration
of justice (for example, floodgates
considerations), there is no indication
there would be a large number of people in Mr Hugo’s position. The appeal
is brought
because the Court found that, on the evidence, one of the statutory
criteria for making an ESO was not established. This certainly
suggests that a
decision to grant leave would have limited application to other cases and so be
unlikely to engage floodgates considerations.
That said, I recognise it would
create a precedent that may encourage further applications where a defendant can
claim analogous
circumstances.
- [59] The final
consideration raised in Taylor is whether there is prejudice to the
Crown. Here, there is no particular prejudice raised, other than it would
encroach on the principle
of finality.
- [60] In my view,
the question of whether leave should be granted really turns on whether, in all
the circumstances, justice requires
that leave be given. After careful
deliberation I am not satisfied that it does.
- [61] In that
regard, I rely on the examples traversed in Taylor where leave to appeal
was declined in respect of convictions which were regularly entered, following
guilty pleas, but which are later
sought to be challenged on appeal because of a
different understanding as to the legal position at the time.
- [62] These cases
include R v Hawkins, where an applicant had pleaded guilty to various
mortgage fraud charges.34 A subsequent House of Lords decision meant
that his understanding of the law at the time he had pleaded guilty was
different from
the law as was now articulated by the Courts. However, the Court
of Appeal declined leave to appeal seven months out of time holding
the
circumstances created no substantial injustice. To allow an extension of time
would mean that a defendant who had “accepted
that he had acted
dishonestly and fraudulently, and pleaded guilty, ... could after the event seek
to reopen the convictions.”
That should not be allowed unless a
substantial injustice was done.
- [63] In R v
Ballinger, the defendant was convicted of indecent assault by a Court
Martial.35 He did not appeal his conviction. A year later, it was
held that such trials were unlawful because of inconsistency with the European
Convention of Human Rights. The defendant’s application for leave to
appeal his conviction out of time was declined because
he had not suffered a
substantial injustice. He had pleaded guilty and had not sought to challenge his
conviction on any basis.
- [64] Similarly,
in A v Governor of Arbour Hill Prison, the defendant pleaded guilty to
unlawful carnal knowledge of a girl below the age of consent.36 Two
years after his
34 R v Hawkins, above n 24, at 239.
35 R v Ballinger, above n 24.
36 A v Governor of Arbour Hill Prison, above n 24.
conviction the Supreme Court declared the provision creating the offence to be
inconsistent with the constitution of Ireland. The
defendant sought leave to
appeal his conviction, but ultimately leave was declined by the Supreme Court.
The Court considered it
significant that the applicant had pleaded guilty at the
time and through his plea he had acknowledged the elements of the offence.
- [65] In summary,
the question of whether leave should be granted turns on whether preserving the
finality of the decision would work
a “substantial injustice”. In
many cases the measure of injustice will not be enough as to compel revisiting
the earlier
decision.
- [66] Applying
those principles to the present case, I observe that Mr Hugo was inducted into
the conditions of both his ISO and ESO,
and was aware at the time that what he
was doing was in breach of those conditions. Indeed, he even self-reported one
of the breaches.
In that regard, I contrast it to the case of Rutherford v
Canterbury Regional Council, where I granted leave to appeal out of time. In
that case, the appellant had always maintained that he was not carrying out
works
in the bed of a river and where his view of the legal position was
subsequently vindicated by the Court of Appeal in separate proceedings
involving
another defendant.37 He had not flagrantly committed an offence.
Where there is deliberate disobedience of the law as it stands at the time,
albeit the
legal position changes as a result of a subsequent decision, that is
a factor in my view which points against there being a substantial
injustice.
- [67] Mr Hugo
also does not face the potential injustice of continuing to serve a sentence for
these offences, distinguishing this
from a case such as in
Taylor.
- [68] While I
recognise that Mr Hugo may wish to have these convictions removed from his
record, they are relatively minor convictions
compared with the convictions
which led to the application to make an ESO. This is not a case where the
convictions mean the difference
between having a criminal history or
not.
37 Rutherford v Canterbury Regional Council [2021] NZHC
1506, (2021) ELRNZ 868.
- [69] Furthermore,
as I have already noted, they reflect blameworthy behaviour. At the time, Mr
Hugo knew he was subject to the restrictions
of an ISO and then an ESO, and yet
he knowingly breached those restrictions. That acknowledgement is reflected in
his guilty pleas
to the charges.
- [70] For all
these reasons, I do not consider that this is a case where leave to appeal out
of time should be granted in order to
avoid a substantial injustice.
- [71] Accordingly,
leave to appeal out of time is declined.
Solicitors:
Crown Solicitor, Christchurch
Copy to:
A M S Williams, Barrister, Christchurch
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