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Woods v New Zealand Police [2020] NZSC 141; [2020] 1 NZLR 743 (10 December 2020)
Last Updated: 21 October 2022
For a Court ready (fee required) version please follow this LINK
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IN THE SUPREME COURT OF NEW
ZEALANDI
TE KŌTI MANA NUI
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BETWEEN
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QUENTIN DYLAN WOODS Appellant
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AND
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NEW ZEALAND POLICE Respondent
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Hearing:
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21 May 2020
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Court:
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Winkelmann CJ, William Young, Glazebrook, O’Regan and Arnold
JJ
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Counsel:
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M Starling and N R Wham for Appellant V McCall and S E Trounson for
Respondent
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Judgment:
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10 December 2020
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JUDGMENT OF THE COURT
The
appeal is allowed.
____________________________________________________________________
REASONS
(Given by Winkelmann CJ and
Arnold J)
Table of Contents
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Para No.
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Factual background
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Legislative framework
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Preliminary points
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Were special conditions restricting the appellant to the Toruatanga
residence lawfully imposed?
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The Court of Appeal judgment
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Submissions
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Nature of the conditions
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Did the Courts have jurisdiction to impose these conditions?
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Was intensive monitoring imposed on the appellant?
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The Court of Appeal judgment
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Submissions
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Analysis
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Result
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- [1] The
issues on this appeal concern the conditions that may lawfully be imposed under
s 93 of the Sentencing Act 2002 on the release
of an offender sentenced to
imprisonment for a short term.
- [2] On two
occasions with which this appeal is concerned, the appellant was sentenced to a
short term of imprisonment of 12 months
or
less.[1] The appellant contends that
the special release conditions imposed to apply after
their[2] release from prison subjected
them to conditions amounting to residential restrictions and intensive
monitoring, both of which were
beyond the jurisdiction of the sentencing Courts
to impose.
Factual background
- [3] On
19 April 2018, the appellant was sentenced by Judge Rowe in the District Court
on two charges of common assault, one of threatening
behaviour and one of
possession of an offensive weapon.[3]
They were sentenced to eight months’ imprisonment with
standard[4] and special conditions on
release to expire six months after the sentence expiry date. The special
conditions imposed were that
they:[5]
(a) attend a psychological assessment and complete any counselling or treatment
as recommended;
(b) attend an alcohol and drug assessment and attend and complete any
recommended treatment to the satisfaction of a probation officer
and treatment
provider;
(c) attend any counselling/programmes as directed to the satisfaction of a
probation officer and provider;
(d) submit to electronic monitoring in the form of global positioning system
(GPS) technology as directed by a probation officer
in order to monitor
compliance with any condition(s) relating to the appellant’s whereabouts;
and
(e) not enter Palmerston North city, as defined by the Council boundary map,
without the prior written consent of a probation officer.
- [4] These
special conditions were imposed to respond to information available to the
sentencing Judge in the form of a “Provision
of Advice to Courts”
report that described the appellant’s lengthy history with Oranga Tamariki
and mental health services.
The report writer considered that the appellant
required “very specialised help” to assist them in their
rehabilitation
and to reduce the likelihood of harm to their victims and other
members of the public.
- [5] Whilst the
appellant was in custody, they experienced psychotic episodes and were
transferred to an At-Risk Unit within the prison.
They would bang their head
against walls and floors, requiring hospitalisation on several occasions before
being returned to prison.
As a result, the appellant was waitlisted for a bed
in the secure mental health residential unit at Kenepuru Community Hospital
in
Porirua, but no bed became available prior to the appellant’s
release.
- [6] As a result
of these events, the Department of Corrections applied to vary the special
conditions under s 94 of the Sentencing
Act on the basis that the original
conditions were insufficient to mitigate the appellant’s risk to
themselves and others.
The Department asked the District Court to amend the
order so that the appellant could be released to Toruatanga – supported
accommodation located in Christchurch and managed by Christchurch Residential
Care (CRC), a third-party contractor who provides services
to the Department.
- [7] In
an affidavit in support of the variation application, a probation officer
indicated that the Department considered the appellant
required
“appropriate accommodation and a high level of wrap-around support to
manage [the] risk to [themselves] and others
at this time” and that
despite extensive efforts to source appropriate care and support, the Department
had been unable to
find any suitable mental health option for the appellant.
The probation officer went on to say:
... a house is available for a
short-term period in [Toruatanga], Christchurch from [the appellant’s]
release date. Toruatanga
is supported accommodation provided by the Department
of Corrections and is located near Christchurch Men’s Prison developed
to
facilitate offenders’ integration into the community. Residents are
supported by an external agency; to find permanent
accommodation, engage in
employment or further education, facilitate transport to and from appointments,
and support residents in
developing the life skills necessary [to] living
independently in the future such as cooking, budgeting, safety planning, problem
solving and managing high risk situations. External agency staff are available
24/7 to residents. Residents are expected to abide
by the house rules which
include abstinence from alcohol and drugs, having approved visitors only at the
address, remaining at the
address between 8.00pm and 8.00am daily, participating
in reintegration activities and maintaining a tidy property. Residents are
not
permitted to leave the property by themselves. Supervised outings occur with
staff to ensure the safety of residents and the
local community. Prior to
supervised outings safety plans are developed and approved by Corrections and
the agency staff. Individual
reintegration plans are generated with each
resident, and they transition out of the supported accommodation at their own
pace according
to meeting the steps of their reintegration plan. To ensure
consistency for residents of Toruatanga, to support them in their integration
into the community and to ensure staff safety of both Department of Corrections
and the external agency employees the additional
special conditions are
considered necessary.
... The house is managed by Christchurch Residential Care (CRC) who are
contracted by the Department. CRC would provide two staff
at all times to work
with [the appellant], support [them], encourage [their] reintegration and keep
[them] safe. Staff would develop
a weekly plan with [the appellant] to support
[their] reintegration and enhance [their] stability in the community. CRC staff
are
experienced in working with offenders with complex mental health needs and
behavioural issues.
... it is expected that [the appellant] will be able to reside at the house
for a minimum of six weeks and possibly up to several
months. The Department
and CRC, working with a community mental health team, would closely monitor and
support [the appellant] during
that time and reduce the hours of oversight if
appropriate and safe. The Department will work with [the appellant], Oranga
Tamariki
and other providers during this time to source longer-term
accommodation and support at the level [they require] at that time.
- [8] The
Department sought the following additional special conditions to support the
reintegration of the appellant back into the
community:
(a) to reside at an address as approved by a
probation officer and not to move address without prior written approval of a
probation
officer;
(b) to be placed in the care of an agency approved by
the chief executive of the Department and, between the hours of 8 am and 8 pm
daily and while in the care of that agency, to be accompanied and monitored by
an agency staff member at all times unless with the
prior written approval of a
probation officer;
(c) to undertake, engage in and complete a
reintegration programme administered by a programme provider between the hours
of 8 am
and 8 pm each day of the week, as approved by a probation officer,
and abide by the rules of the programme to the satisfaction of
a probation
officer;
(d) not to stay overnight away from their residence
without the prior written approval of a probation officer. This meant that they
were required to be present at their address between the hours of 8 pm and
8 am;
(e) not to possess, consume or use any alcohol or drugs not prescribed to them;
and
(f) to comply with the requirements of electronic monitoring, and provide access
to the approved residence to the probation officer
and representatives of the
monitoring company for the purpose of maintaining the electronic monitoring
equipment as directed by the
probation officer.
- [9] The
application for variation came before Judge Farish on 19 June 2018. The Judge
declined to impose the condition listed at
[8(b)] above. She accepted defence
counsel’s submission that she did not have jurisdiction to impose such a
condition, although
she observed that the condition was to a certain extent
covered by the residential condition. The Judge imposed all other
condit[6]ons
sought.6 In relation to the 8 pm to 8 am
curfew, the Judge was satisfied that it was necessary and would assist the
appellant, and that she
had the power to impose it.
- [10] The
appellant was released from prison on 20 June 2018 but remained subject to the
standard conditions and the special conditions
just outlined. On the afternoon
of 9 July 2018, the appellant violently offended against a supervisor at
Toruatanga, threatening
and assaulting him. The appellant was taken to hospital
at about 7 pm to treat a self-inflicted cut, where they further offended
against
two more CRC employees who had accompanied them. The appellant was charged and
remanded on bail.
- [11] The summary
of facts for that offending by the appellant refers to the appellant being
monitored and supervised “24/7”
at the Toruatanga property near the
Christchurch Men’s Prison.
- [12] Following
these events, the appellant’s appeal to the High Court against the June
2018 variation of special conditions
was heard. The appellant argued that the
special conditions as varied amounted to intensive monitoring and residential
restriction
conditions, and were not therefore permitted under the Sentencing
Act. In a judgment dated 24 August 2018, Gendall J found the conditions
lawfully imposed and dismissed the
appeal.[7]
- [13] The
appellant offended further in September 2018. By this stage, the appellant was
living at a flat in Mairehau, Christchurch,
where they were subject to
electronic monitoring and were under the supervision of two CRC staff members
who lived nearby. The summary
of facts for that offending narrates that just
after 8 pm on 23 September 2018, a CRC staff member received a phone call
from the
electronic monitoring company advising that the appellant was not at
the curfew address. CRC staff contacted the appellant, telling
them to return
home. On the appellant’s return to the address at 8.30 pm, CRC staff
were waiting. The appellant walked towards
one of the personnel saying
“You’re controlling my life, you’re a murderer, I’m
going to kill you”.
The appellant then assaulted that person, punching
him in the face, while continuing to say “I’m going to kill
you”.
The appellant then also assaulted the other CRC staff member,
striking him in the face and headbutting him in the forehead. The
appellant was
ultimately restrained.
- [14] The
appellant was arrested and remanded in custody until sentencing for the July and
September offending on 28 November 2018.
Shortly before sentencing, a
consultant forensic psychiatrist prepared a lengthy report on the appellant, in
which he concluded
that the appellant did not meet the criteria for mental
disorder (on a continuing basis). Rather, the psychiatrist considered that
the
appellant had a severe mixed personality disorder (with borderline and
anti-social traits) and post-traumatic stress disorder.
The appellant’s
complex psychological problems led to impulsive and unpredictable
risk‑taking behaviours. The appellant’s
anger management and other
coping skills needed to be developed and they needed support to provide more
structure in their life.
- [15] Judge David
Saunders sentenced the appellant to 12 months’ imprisonment with special
conditions on release to run until
12 months after sentence
expiry.[8] The special conditions
included conditions to:
(a) submit to electronic monitoring in the form of GPS technology as directed by
a probation officer in order to monitor compliance
with any condition(s)
relating to the appellant’s whereabouts;
(b) comply with the requirements of electronic monitoring, and provide access to
the approved residence to the probation officer
and representatives of the
monitoring company, for the purpose of maintaining the electronic monitoring
equipment as directed by
the probation officer;
(c) be at the address between the hours of 8 pm and 8 am unless there is prior
written approval of a probation officer;
(d) reside at an address approved by a probation officer and not move to any new
residential address without the prior written approval
of a probation
officer;
(e) not enter the Manawatu or Horowhenua Districts except with the prior written
approval of a probation officer; and
(f) undertake, engage in and complete a reintegration programme administered by
a programme provider between the hours of 8 am and
8 pm each day of the
week, as approved by a probation officer, and abide by the rules of the
programme to the satisfaction of a probation
officer.
- [16] The
appellant again appealed to the High Court on the basis that there was no
jurisdiction to impose special conditions on release
which amounted to intensive
monitoring and residential restrictions. Again, Gendall J dismissed the
appeal.[9]
- [17] On 23 March
2019, the appellant was released from Christchurch Men’s Prison into the
care of CRC on the special release
conditions imposed in November 2018.
- [18] The
appellant was granted special leave to appeal both judgments of Gendall J
and, on 20 September 2019, the Court of Appeal
dismissed both
appeals.[10]
- [19] This Court
granted leave to appeal, the approved question being whether the Court of Appeal
was correct to dismiss the appellant’s
appeals.[11]
Legislative
framework
- [20] Under
s 93(1) of the Sentencing Act, when a court sentences an offender to a
short-term sentence of 12 months or less, the court
may impose standard
conditions and any special conditions to apply on the offender’s release
from prison. Section 93(3) provides
that special conditions must not be
imposed unless they are designed to:
(a) reduce the risk of reoffending by the offender; or
(b) facilitate or promote the rehabilitation and reintegration of the offender;
or
(c) provide for the reasonable concerns of the victims of the offender.
- [21] Section 15
of the Parole Act 2002 is also a critical provision on this appeal. Although
its primary purpose is to prescribe
release conditions the Parole Board may
impose on offenders subject to long-term sentences of imprisonment, its
provisions are also
co-opted by the Sentencing Act to define the special
conditions that can be imposed by the sentencing court when sentencing an
offender
to a short term of imprisonment. This is because s 93(2B) of the
Sentencing Act defines special conditions as including:
... without
limitation, conditions of a kind described in section 15(3) of the Parole Act
2002, other than a residential restriction
condition referred to in section
15(3)(ab) of that Act
- [22] Section 15
of the Parole Act provides in material part:
15 Special
conditions
...
(3) The kinds of conditions that may be imposed as special conditions
include, without limitation,—
(a) conditions relating to the offender’s place of residence (which may
include a condition that the offender reside at a
particular place), or his or
her finances or earnings:
(ab) residential restrictions:
(b) conditions requiring the offender to participate in a programme (as defined
in section 16) to reduce the risk of further offending
by the offender through
the rehabilitation and reintegration of the offender:
(ba) conditions prohibiting the offender from doing
1 or more of the following:
(i) using (as defined in section 4(1)) a controlled drug:
(ii) using a psychoactive substance:
(iii) consuming alcohol:
(c) conditions that the offender not associate with any person, persons, or
class of persons:
(d) conditions requiring the offender to take prescription medication:
(e) conditions prohibiting the offender from entering or remaining in specified
places or areas, at specified times, or at all times:
(f) conditions requiring the offender to submit to the electronic monitoring of
compliance with any release conditions or conditions
of an extended supervision
order, imposed under paragraph (ab) or (e), that relate to the whereabouts of
the offender:
(g) an intensive monitoring condition, which must, and may only, be imposed if
a court orders (under section 107IAC) the imposition
of an intensive monitoring
condition.
(3A) If the Board imposes on an offender special conditions relating to
residential restrictions (specified under subsection (3)(ab)),—
(a) the offender’s probation officer must define the area of the
residence specified under section 33(2)(a) within which the
offender must remain
and show that area to the offender and advise every relevant occupant (as
defined in section 34(4)) of the residence
of that area; and
(b) the offender must remain within that area.
...
- [23] Section
4 of the Parole Act defines “residential restrictions” as meaning
the special conditions described in s 33
of that Act. Unfortunately, s 33 does
not define residential restrictions. Instead, s 33(1) empowers the Parole
Board to impose
residential restrictions and s 33(2) sets out the list of
requirements of an offender subject to them as follows:
- Residential
restrictions
...
(2) An offender on whom residential restrictions are imposed is
required—
(a) to stay at a specified residence:
(b) to be under the supervision of a probation officer and to co‑operate
with, and comply with any lawful direction given
by, that probation officer:
(c) to be at the residence—
(i) at times specified by the Board; or
(ii) at all times:
(d) to submit, in accordance with the directions of a probation officer, to the
electronic monitoring of compliance with his or
her residential restrictions:
(e) to keep in his or her possession the licence issued under section 53(3)
and, if requested to do so by a constable or a probation
officer, must produce
the licence for inspection.
Preliminary points
- [24] Before
we address the issues, we make four preliminary points. First, this case
involves two sentence appeals, the first against
the variation of the special
conditions granted by Judge Farish and the second against the special conditions
imposed by Judge Saunders
(which built on the special conditions imposed
earlier). A feature of both sets of special conditions is that they made no
mention
of any specific programme or place of residence; rather, they were
framed more generally in terms of addresses and programmes approved
by probation
officers.
- [25] In fact,
the appellant was placed at Toruatanga for both residential and programme
purposes pursuant to the special conditions
following Judge Farish’s
decision granting the variation application. The effect was that the appellant
was required to be
at Toruatanga 24 hours per day, 7 days a week (subject to
permission to leave). The Crown argued that, given the way the special
conditions were framed, the appellant should have issued judicial review
proceedings to challenge the implementation of the special conditions
rather than bringing sentence appeals to challenge the imposition of those
conditions. We address that
argument at [49]–[53] below.
- [26] Second,
beyond what can be taken from the affidavit quoted at [7] above, this Court was provided
with little information about exactly how Toruatanga operated, what programmes
it provided, what precisely
the obligations and rights of its residents were and
what the nature of the appellant’s programme was later when they lived
in
the flat in Mairehau, Christchurch. Given the nature of the issues on this
appeal, we consider that further information should
have been provided. In the
circumstances, this could easily have been done by way of an agreed statement of
facts.
- [27] In relation
to Toruatanga, we note that in Coleman v Chief Executive of the Department of
Corrections the Court of Appeal said that it is located on Department land
adjacent to, but separate from, Christchurch Men’s Prison and
described
its physical layout as
follows:[12]
[15] It
comprises a community hub and three standalone houses. Mr Coleman occupies
one of those houses which is a fenced property
with a gate which is not locked
and often is not closed. There is a fence around the entirety of the
Tōruatanga property with
a front gate which is normally open during the day
but which, we understand, is locked at night.
- [28] Third, as
will be apparent from the description of the legislative framework given above,
the statutory drafting technique employed
in s 93(2B) of the Sentencing Act
of co-opting for sentencing purposes provisions in the Parole Act creates
complexity. This is
because the co-opted provisions – ss 15 and 33
of the Parole Act – are directed at conditions the Parole Board may impose
and, for that reason, use language and describe procedures relevant to the
Parole Board. They require some modification in a sentencing
context.
- [29] Finally,
the statutory drafting leaves some uncertainty about the powers of a sentencing
judge in setting special conditions
under s 93 of the Sentencing Act. Because
of the difficulty with applying Parole Act provisions in a sentencing context,
and because
of the nature of the argument we heard, we have limited our findings
to the particular facts of this case. We have not, for example,
addressed
whether a different combination of conditions would amount to a residential
restriction condition for the purposes of s
93(2B). We have also not addressed
what the prohibition on the imposition of residential restrictions means for the
power to require
attendance at a rehabilitative/reintegrative programme, given
that both the Sentencing Act[13] and
the Parole Act[14] provide for the
possibility of residential programmes as well as non‑residential ones.
Desirably, there should be greater
legislative clarity.
Were
special conditions restricting the appellant to the Toruatanga residence
lawfully imposed?
The Court of Appeal judgment
- [30] By
a majority, the Court of Appeal rejected the appellant’s arguments that
the combination of special conditions imposed
on the appellant in June and
November 2018 amounted to “residential restrictions” as defined in
the Parole Act, and that
on each occasion the Court had no jurisdiction to
impose those conditions. The majority said that the definition of special
conditions
in s 93(2B) of the Sentencing Act makes clear that the sentencing
court has a broad discretion as to the nature of special conditions
it may
impose: this because the use of the phrase “includes without
limitation” in the definition of “special conditions”.
The
reference to “conditions of a kind” described in s 15(3) of the
Parole Act is made only to indicate that the court
may have regard to the kinds
of special conditions made by the Parole Board under the Parole
Act.[15]
- [31] The
majority noted that the Parole Board’s own condition-making power was
similarly broadly expressed – s 15(3) describes
the “kinds of
conditions that may be imposed as special conditions”. The phrase
“includes without limitation” “emphasises”,
said the
majority, that the kinds of conditions that may be imposed are not limited to
those set out in paras (a)–(g)
of
s 15(3).[16]
- [32] The
majority concluded therefore that it is the purposes set out in s 93(3),
and not the s 93(2B) definition, which limit the
sentencing court’s
discretion.[17] It recognised that
in interpreting the subs (2B) definition in this way, it is necessary to
give some effect to the words “other
than a residential restriction
condition referred to in s 15(3)(ab) of [the Parole]
Act”.[18] It adopted as its
starting premise that the point of release conditions is to address the
consequences of a sentence coming to an
end in circumstances where the
unrestricted release of the offender into the community would result in an
unacceptable risk to the
community and to victims in particular through the
prospect of reoffending.[19] In
those circumstances it said the question
is:[20]
... why should a
court be prevented from imposing conditions, in compliance with s 93(3), that
are no more restrictive than the terms
of EM bail that a court can impose on
someone merely charged with an offence, when the Parole Board may impose such
conditions on
a prisoner who happens to have served a longer sentence? And why
would the power to impose post-release conditions be expressed
in very broad
terms (to “include, without limitation, conditions of a kind ...”)
if the courts were to be limited in
their ability to impose residence-related
conditions?
- [33] It answered
this question as follows:
(a) It may be that Parliament did not intend to limit the courts to imposing
only some of the restrictions available under s 15(3)(ab),
wanting rather to
allow the courts more flexibility than that available to the Parole Board in
deciding what residential restrictions
to
impose.[21]
(b) It may also be that Parliament did not want the courts to be required to
adopt the comprehensive procedure (set out in ss 33–35
of the Parole Act)
involved for the imposition of a residential restriction condition that the
Parole Board must follow, given the
Parole Board may impose these conditions for
longer and on a greater number of released
offenders.[22]
(c) The s 33 regime is structured, through its associated procedures, to
accommodate the release and reintegration into the community
of offenders who
have served lengthy terms of imprisonment by placing them in controlled
environments outside prison – a “half-way
house”.[23] These conditions
include that the offender “has been made aware of and understands the
residential restrictions, and [the
person] agrees to comply with
them”.[24] They are
conditions that do not sit comfortably with considerations that a court may take
into account in determining what conditions
should be imposed on an offender,
without consent, following release from a short term of
imprisonment.[25]
- [34] The
majority concluded that the limitation on the court’s discretion to impose
special conditions means only that the court
may not have recourse to the Parole
Board’s powers under s 33 of the Parole Act and is not obliged to follow
the highly prescriptive
procedure for their use. It
said:[26]
What the court
may do, however, is impose release conditions which are of a similar kind to
residential restrictions under s 33.
- [35] It
followed, the majority said, that a court may impose residential conditions of a
kind referred to in ss 15(3) and 33(2) of
the Parole Act, such
as:[27]
(a) requiring the offender to stay at a specified
residence,[28]
(b) to be at the residence at specified
times[29] or at all
times,[30] and/or
(c) to submit to electronic
monitoring,[31]
that have a similar effect to that of a residential restriction under s 33 of
the [Parole Act] but do not incorporate the full set
of requirements under the
section.
- [36] The
majority concluded a fact-specific inquiry is required to assess whether the
court‑imposed conditions offend against
the limitation in s 93(2B). The
Court was satisfied that the residence-related conditions imposed in this case
were similar to,
but did not amount to, the imposition of a residential
restriction condition referred to in
s 15(3)(ab).[32]
- [37] Williams J,
dissenting, noted the extensive procedural safeguards associated with the
imposition of residential restrictions
by the Parole
Board.[33] He said that the obvious
purpose of the explicit exclusion in s 93(2B) is to prevent courts from
effectively exercising without
safeguards the same power that the Parole Board
can only exercise with
safeguards.[34] In his view, the
conditions imposed on the appellant amounted in substance to a residential
restriction condition as defined in
the
Parole Act.[35] Therefore, he
said, the Court had no jurisdiction to impose these conditions.
Submissions
- [38] The
appellant argues that the conditions imposed by Judge Farish (and by
Judge Saunders) were, in combination, residential restrictions,
the
imposition of which is precluded by the terms of s 93 of the Sentencing Act.
- [39] The
appellant notes that, prior to June 2018, GPS monitoring was imposed only to
ensure compliance with a “whereabouts
condition” – that the
appellant stay out of Palmerston North
city.[36] When the special
conditions were varied in June 2018, conditions were added requiring the
appellant to participate in a programme
at Toruatanga between 8 am and 8 pm each
day, and abide by the rules of the programme there. The conditions also
included that the
appellant be at a stipulated residence for the other 12 hours
of the day. On the appellant’s argument, the GPS monitoring
imposed was
extended beyond monitoring the whereabouts condition to include monitoring of
the appellant’s presence at the approved
address – the Toruatanga
residence.
- [40] The
appellant says that the same point can be made in respect of the special
conditions imposed in November 2018 by Judge Saunders.
- [41] The Crown
adopts the analysis of the majority of the Court of Appeal. It argues the
majority was correct to say that while a
sentencing court may not impose a
residential restriction condition as described in s 33(2) of the Parole Act, it
has a broad discretion
to impose release conditions of a “similar
kind” to residential restrictions, including stipulating where the
offender
is required to reside.[37]
- [42] The Crown
accepts that whether a set of conditions imposed by the court amounts to
residential restrictions is to be determined
by looking at the substance and not
the form of the conditions. It says that the special conditions relating to the
appellant’s
residence were imposed for lawful purposes and independently,
or in combination, do not amount to a residential restriction condition
under s
33(2). While it accepts that the appellant was, broadly speaking, under the
supervision of a probation
officer,[38] and that the appellant
was required to stay at a specified address, it submits the other requirements
of s 33(2) are not met in form
or in substance:
(a) The appellant was not subject to electronic monitoring for the purpose of
ensuring compliance with their residential restrictions,
only for monitoring of
their whereabouts.
(b) The appellant was not required to stay at the
residence at all times, or at times specified by the court. It argues there
must
be some level of restriction that does not amount to a residential
restriction for the purposes of s 33(2).
(c) The appellant was not required to carry a licence issued under s 53(1) of
the Parole Act.
- [43] As to [42(b)] above, although the Crown
accepts that s 33(2) refers both to “at all times” and to “at
times specified by the
Board”, it argues that it would render the wording
of the provision redundant if it required a person to remain at their residence
for some period much less than “at all times”. The Crown gives the
following example: “if a residence condition
required a person to remain
at a residence for only three hours per day, it does not seem to fall within the
intention of s 33”.
It follows, says the Crown, that since the conditions
imposed did not require the appellant to be at the residence for all or nearly
all of the time, it could not amount to a residential restriction.
- [44] As to this
argument, we understand the Crown’s point to be that the expression
“at times specified by the Board”
is coloured by the expression
“at all times” so that for something to amount to a residential
restriction condition it
must require the person to remain at the specified
address for most of the day.
Nature of the conditions
- [45] The
parties are at odds as to the nature of the special conditions imposed by the
District Court in June and November 2018 and
so that is the place to begin this
analysis.
- [46] The special
conditions in question contained a straightforward curfew condition, requiring
that the appellant stay at the stipulated
residence for 12 of every 24 hours.
When imposing that curfew, Judge Farish said that she was satisfied that she had
the power to
do so: “I am satisfied that s 15(3) subs (a)(b) [ie, s
15(3)(ab)] allows me to impose residential
restrictions”.[39] This is
noteworthy for three reasons. First, as we have said, s 93(2B) of the
Sentencing Act prohibited the Judge from imposing
a residential restriction
condition referred to in s 15(3)(ab) of the Parole Act. Second, the Judge
obviously thought that a residence
requirement supported by a curfew was such a
residential restriction condition. Third, as we discuss further below, it
supports
the view that the Judge intended that the electronic monitoring
condition apply to monitoring the appellant’s compliance with
the
curfew.
- [47] The special
conditions also contained a condition that the appellant undertake, engage in
and complete a reintegration programme
administered by a programme provider
between the hours of 8 am and 8 pm each day of the week, as approved by a
probation officer,
and abide by the rules of the programme to the satisfaction
of a probation officer.
- [48] To
understand the effect of this condition, it is necessary to go back to the
variation application and accompanying affidavit.
The application for variation
was a pro forma document referring to no more than that a variation to the
conditions was sought because
the existing conditions were insufficient to
mitigate the appellant’s risk to themselves and others. The detail behind
the
orders sought was set out in the probation officer’s affidavit,
especially the extract quoted at [7] above. That affidavit made
clear that the programme referred to was to be offered at Toruatanga where the
appellant would be living
subject to curfew. It outlined the nature of the
programme and “house rules” with which the appellant would be
required
to comply while at Toruatanga. As is plain from the affidavit, the
“rules of the programme” included a rule that the
appellant could
not leave Toruatanga unsupervised between the hours of 8 am and 8 pm. They also
included rules that whilst supervised
outings were allowed, the appellant would
be subject to “safety plans” which had to be approved by Department
and agency
staff. These rules were plainly safety‑focused.
- [49] The
Crown submits that these rules were not part of the orders made by the Court,
and to the extent the Department administered
the conditions beyond what could
be lawfully imposed in terms of the order, that is an issue for a judicial
review or civil proceedings,
but could not be raised on this sentence appeal.
- [50] The
difficulty with that argument is that the application for variation was made on
the basis that the variation would enable
the appellant to be placed at
Toruatanga for both residential and programme purposes and would be subject to
the programme’s
rules. The orders were made in response to this
application and imposed not only the curfew in relation to the appellant’s
place of residence (which meant the appellant was required to be there from 8 pm
until 8 am, absent approval otherwise) but also
a requirement that the appellant
abide by the rules of a reintegration programme as approved by a probation
officer (which included
a requirement that the appellant be in the programme
from 8 am until 8 pm daily, subject to any approved outings). The affidavit
detailed the regime to which the appellant would be subject if the Judge ordered
the variation. The orders are therefore fairly
read as approving what is
proposed in the accompanying affidavit.
- [51] It
is true that the Judge declined to impose the condition which would have
required the appellant to:
... be placed in the care of an agency
approved by the Chief Executive of the Department of Corrections, and between
the hours of
8.00 am and 8.00 pm daily and while in the care of that agency, to
be accompanied and monitored by an agency staff member at all
times unless [the
appellant had] prior written approval of a probation officer.
The Judge considered she could not impose such a
condition.[40] In this she was
correct. As we come to shortly, that condition would have amounted to intensive
monitoring as it required that
the appellant be accompanied and monitored by an
agency staff member – that is, it required person-to-person monitoring.
But
it was the other condition, referred to above, that mandated compliance with
the programme’s rules – rules which required
that the appellant
participate in the programme at Toruatanga between 8 am and 8 pm
daily.
- [52] It would be
artificial to proceed on the basis that the effect of the court orders was not
to approve the programme with its
associated house rules. We are therefore
satisfied that the conditions also required that the appellant remain at
Toruatanga between
the hours of 8 am and 8 pm, unless supervised and subject to
a safety plan approved by Department and agency staff.
- [53] In
summary, then, the effect of what was put before Judge Farish was that the
appellant would be required to be within the Toruatanga
property 24 hours per
day, 7 days a week (other than for approved absences). The ultimate result
was something akin to home detention.
- [54] Further, we
consider that the requirements imposed on the appellant as to the curfew were
supported by electronic monitoring.
The Crown submitted that the appellant was
not subject to electronic monitoring for the purpose of ensuring compliance with
the
residence requirement and its associated curfew. It referred to the
following condition:
To submit to electronic monitoring in the
form of Global Positioning System (GPS) technology as directed by a Probation
Officer in
order to monitor your compliance with any condition(s) relating to
your whereabouts.
The Crown submitted that such a condition could be imposed as a “kind
of” condition under s 15(3)(f) of the Parole Act.
- [55] It is true
that the monitoring requirement the Crown referred to was included in the
original April 2018 orders to monitor the
whereabouts condition that the
appellant not enter Palmerston North city, and such a condition was retained in
the June 2018 variation
and the November 2018
sentencing.[41] But the Crown
failed to address that in the June 2018 variation and November 2018 sentencing
an additional condition was added to
monitor the appellant’s compliance
with the curfew. This new condition required the appellant to comply with the
requirements
of electronic monitoring and allow access to their residence for
the maintenance of the monitoring equipment. This condition was
in
addition to the whereabouts monitoring condition. It is naturally read, in
this context, as imposing monitoring of the appellant’s
presence at the
residence. As we have said, this interpretation is consistent with Judge
Farish’s view that she had the power
to impose residential restrictions.
There is evidence to support this interpretation – the incident in
September 2018 occurred
when a CRC staff member received a phone call from the
electronic monitoring company advising that the appellant was not at the curfew
address at around 8.15 pm.
- [56] It is clear
then that the GPS monitoring was put in place and used to monitor the curfew,
and we think it a fair reading of that
order that it authorised that monitoring.
It is less clear that the order authorised monitoring of the appellant’s
attendance
at Toruatanga during the day, from 8 am to 8 pm. The evidence as to
whether there was such monitoring is inconclusive, but if it
occurred, we have
no doubt that would have been on the basis that the Department understood the
monitoring to be authorised by the
order.
Did the Courts have
jurisdiction to impose these conditions?
- [57] The
effect of the special conditions as varied by Judge Farish and continued by
Judge Saunders was that the appellant was required
to:
(a) reside at an address approved by a probation officer;
(b) be present at the approved residential address between 8 pm and 8 am each
day, unless a probation officer approved otherwise;
(c) be under the general supervision of a probation officer (as a result of the
approvals required);
(d) submit to electronic monitoring to ensure compliance with the curfew.
- [58] It will be
recalled that the obligations of a parolee on whom residential restrictions have
been imposed under s 15(3)(ab) of
the Parole Act are set out in s 33 of
that Act (quoted at [23] above).
Under s 33(2), the parolee concerned must: stay at a specified residence; be
under the supervision of a probation officer;
be at the residence at times
specified; submit to electronic monitoring; and carry a residential restrictions
licence. The licence
requirement has no relevance in a sentencing context and
so may be ignored for present purposes. In the remaining respects, the
features
of the special conditions imposed on the appellant equate to the elements of
“residential restrictions” in s
33(2). In substance, then, the
relevant special conditions imposed “residential restrictions”.
This is not surprising
given that the Judge saw herself as imposing residential
restrictions in terms of s 15(3)(ab). On the face of it, therefore, the
relevant special conditions fall within the prohibition in s 93(2B) of the
Sentencing Act and the Court was not entitled to impose
them.
- [59] The Crown
sought to persuade us that this straightforward analysis was incorrect. While
accepting that a sentencing judge did
not have the power to impose
“residential restrictions” (or conditions that were in substance
residential restrictions),
the Crown argued that a sentencing judge had a broad
discretion under s 93 of the Sentencing Act to impose release conditions
“of
a similar kind to residential restrictions under s 33”. The
Crown accepted that this broad discretion was constrained, in
the sense that it
had to be exercised consistently with the purposes in s 93(3) – there
had to be a rational nexus between
the special conditions and the purposes
identified and, overall, the special conditions had to be “reasonably
necessary and
proportionate”. The Crown also argued conditions could only
be imposed if they complied with the broader purposes and principles
of the
Sentencing Act. In this case, however, the Crown argued the combination of
conditions imposed on the appellant did not amount
to a “residential
restrictions” condition.
- [60] We do not
accept this submission.
- [61] Under
s 15(3)(a) of the Parole Act, the Judge was entitled to require the
appellant to live at an approved address. What is
problematic is the fact that
this residence requirement was supported by a 12-hour curfew, which was enforced
through electronic
monitoring. This combination of requirements imposed a
significant constraint upon the appellant’s liberty. It was a constraint
certainly sufficient to amount to a detention for the purposes of s 3 of
the Habeas Corpus
Act 2001,[42]
and ss 22 and 23 of the New Zealand Bill of Rights Act
1990.[43] Accordingly, the Crown
must point to clear lawful authority for imposing the special conditions as to
curfew and electronic monitoring
to support the residence
requirement.[44]
- [62] Section 93
of the Sentencing Act falls to be interpreted in light of its text and
purpose.[45] It is also to be
interpreted in light of the provisions of the New Zealand Bill of Rights Act and
in particular s 6, which provides
that “[w]herever an enactment can
be given a meaning that is consistent with the rights and freedoms”
contained in that
Act, that meaning is to “be preferred to any other
meaning”.[46] Given that the
special conditions in question required the appellant to be at one place, the
appellant’s residence, for 12
hours out of every day, the relevant rights
and freedoms are the right to freedom of movement (s 18) and the right to
be free from
arbitrary detention (s 22).
- [63] The
definition of special conditions in s 93(2B) of the Sentencing Act is
expressed in very permissive terms – it “includes,
without
limitation, conditions of a kind described in section 15(3) of the Parole
Act”. It confers a broad discretion upon
the courts, but that discretion
is not without constraint. As this Court said in Dotcom v
Attorney‑General:[47]
[100] The
Bill of Rights Act plays an important role in the interpretation of the scope of
powers affecting protected rights that
are expressed in broad or general terms.
Legislative provisions conferring discretions and powers are, like all statutory
provisions,
to be read in accordance with s 6 of the Bill of Rights Act[.]
- [64] Relevant
also to the task of statutory interpretation is the principle of
legality – the principle that fundamental rights
cannot be
overridden by general or ambiguous language. The matter was put in the
following way by Lord Hoffmann in the case of R v Secretary of State for the
Home Department, ex parte
Simms:[48]
... the
principle of legality means that Parliament must squarely confront what it is
doing and accept the political cost. Fundamental
rights cannot be overridden by
general or ambiguous words. This is because there is too great a risk that the
full implications
of their unqualified meaning may have passed unnoticed in the
democratic process. In the absence of express language or necessary
implication
to the contrary, the courts therefore presume that even the most general words
were intended to be subject to the basic
rights of the individual.
- [65] In
determining whether the broad discretion conferred by s 93(2B) is sufficient to
authorise the restrictions imposed on the
appellant, we start with the text.
- [66] The Court
of Appeal, by a majority, considered that the carve out of residential
restrictions in the s 93(2B) definition only
precluded recourse to the
Parole Board’s powers under s 33 and meant the court is not obliged to
follow the highly prescriptive
processes associated with those powers. It saw
the carve out as operating to confer what was, in effect, a permission, which
allowed
a sentencing court to impose residential restrictions of a kind referred
to in ss 15(3) and 33(2) of the Parole Act without any of
the checks and
balances associated with the exercise of those powers by the Parole Board.
- [67] We consider
the carve out from the general discretion is to be read as excluding conditions
which in substance amount to s 15(3)(ab)
residential restrictions. First, it is
an explicit statement that the sentencing court does not have jurisdiction under
s 93 to
impose residential restrictions of the same kind as a residential
restriction condition. The language employed – “other than a
residential restriction condition” – is the language of limitation.
- [68] Secondly,
reading the text of s 93(2B) as precluding the imposition of special conditions
that have the effect of detaining an
offender in their residence for 12 hours a
day is the most rights-consistent reading of the provision. If an unrestricted
power
to order such detention were intended, then it could be expected that
Parliament would have spoken directly to confer that power.
But there is no
express power to detain set out in s 93 of the Sentencing Act or s 15 of the
Parole Act, other than the power to
impose a residential restriction condition
contained in s 15(3)(ab), which is excluded from the types of conditions
which a sentencing
judge may impose.
- [69] Thirdly,
the absence of any statutory power to impose electronic monitoring to enable
enforcement of conditions that require
an offender to be in their residence for
fixed periods of time per day tells against reading s 93(2B) as authorising
residential
restriction conditions free of the checks present for the Parole
Board when imposing s 15(3)(ab) conditions. Section 15(3)(f)
authorises
electronic monitoring of compliance with, first, conditions imposed
under s 15(3)(e) prohibiting a person from entering or remaining
in particular
areas or places (ie, whereabouts conditions) and, second, residential
restriction conditions imposed under s 15(3)(ab).
But there is no power under
either the Sentencing Act or the Parole Act to impose electronic monitoring of
conditions which confine
an offender to their residence when released from a
short term of imprisonment for fixed periods of time other than when the
conditions
are imposed under s 15(3)(ab).
- [70] It is
significant that s 93(3A) of the Sentencing Act prohibits the court from
imposing electronic monitoring for a whereabouts
condition unless it has had
regard to the opinion of the chief executive of the Department in a
pre‑sentence report. There
is no similar requirement in relation to
electronic monitoring to support a residence condition under s 15(3)(a) of
the Parole Act,
which would be odd if electronic monitoring were available in
that context.
- [71] A
consideration of the broader scheme of the Sentencing and Parole Acts supports a
reading that a sentencing judge’s discretion
under s 93(2B) does not
include the power to impose special conditions which require an offender to
reside at a particular place
subject to a curfew supported by electronic
monitoring.
- [72] In the
Sentencing Act, any power to make orders detaining an offender outside of
imprisonment are expressly conferred and carefully
circumscribed – for
example the provisions relating to community and home detention. Three features
of those provisions are
particularly relevant:
(a) The first is that when considering either of these sentences, the court must
direct a probation officer to prepare a s 26A pre-sentence
report, which must
provide certain information as to the suitability of the proposed address and
confirmation that the offender consents
to the conditions of the proposed
sentence.[49] In preparing this
report, the probation officer is required to take a number of steps, such as
consulting others at the proposed
address.[50]
(b) The second is that before either sentence may be imposed, the sentencing
judge must ensure that the proposed address is suitable,
the occupants
understand the terms of the sentence and agree to the offender being at the
address, and the offender understands the
conditions imposed and agrees to
comply with them.[51]
(c) The third is that in respect of each sentence, there is a provision stating
what the purpose of electronic monitoring is and
the use to which information
about the offender obtained from it may be
put.[52]
- [73] The
position is similar under the Parole Act:
(a) When considering the imposition of residential restrictions, the Parole
Board must obtain a report from the chief executive of
the Department on matters
relating to, among other things, the offender’s rehabilitation and
reintegration prospects, the likelihood
that residential restrictions will
prevent further offending, the suitability of the proposed residence, and
whether the occupants
of the proposed residence
consent.[53]
(b) Before it may impose residential restrictions, the Parole Board must be
satisfied on reasonable grounds, among other things,
that the proposed residence
is suitable, the occupants understand the residential restrictions and consent
to the offender residing
in the residence under those conditions, and the
offender understands and agrees to comply with the residential
restrictions.[54] It is a ground
for recall that an offender no longer wishes to be subject to residential
restrictions.[55]
(c) Section 15A sets out the purpose of an electronic monitoring condition
imposed under s 15(3)(f) and the uses to which information
about an offender
obtained by electronic monitoring may be put.
- [74] Like the
provisions in the Sentencing Act in relation to community and home detention,
the provisions in the Parole Act dealing
with residential restrictions reflect a
careful balancing of the purposes of such restrictions and the rights and
freedoms preserved
under the New Zealand Bill of Rights Act. Such an approach
– ensuring that the intrusion upon rights is no more than is justifiable
in a free and democratic society – is apparent throughout both the
Sentencing and Parole Acts. Were a sentencing court to
be free to impose
conditions that were “of a similar kind to” residential
restrictions, there would be no comparable
statutory framework of safeguards,
for example, as to the consent of the offender. The broader statutory scheme
therefore tells
against the interpretation for which the Crown contends.
- [75] A further
significant feature common to home detention, community detention and
residential restrictions is that there must be
a relevant scheme, operated by
the chief executive of the Department of Corrections, in place in the proposed
location. In relation
to residential restrictions, s 33(1) of the Parole
Act requires that the proposed residence be in an area in which the chief
executive
operates a residential restriction
scheme.[56] This statutory
requirement presumably exists to ensure the Department has the operational
capacity to administer the scheme. If
the court were free to impose a condition
of a kind similar to a residential restriction condition without the
s 33(1) requirement
– as the majority of the Court of Appeal appears
to allow – then the court could impose such a condition in an area where
the Department does not have the necessary resourcing or operational capacity to
administer the scheme. In effect, this would require
the Department to ensure
it had the capacity to administer a residential restrictions regime in any area
of New Zealand, no matter
how remote or difficult to access.
- [76] Against
this background, we agree with the dissenting judgment of Williams J in the
Court of Appeal that the obvious purpose
of the explicit exclusion in
s 93(2B) is to prevent courts from effectively exercising, without
safeguards, the same power that the
Parole Board can only exercise with
safeguards.[57] We are unable to
read the words of s 93, and of s 93(2B) in particular, as intended to
allow courts to impose conditions which require
an offender released from a
short term of imprisonment to live at a particular address subject to a curfew
enforced by electronic
monitoring without the safeguards present when the Parole
Board imposes residential restrictions.
- [77] The
legislative history of s 93(2B) supports this interpretation. In the
Sentencing Act (as enacted), a court was empowered
to impose on release of
an offender sentenced to a short term of imprisonment “any special
conditions including, without limitation,
any conditions of a kind described in
section 15(3)(a) to (c) of the Parole Act
2002”.[58] This power
excluded only s 15(3)(d) of the Parole Act, which allowed the imposition of
a requirement to take prescription medication.
At that time the Parole Act did
not include residential restrictions, whereabouts conditions or electronic or
intensive monitoring
conditions in the list of special conditions which could be
imposed under the that Act.[59]
- [78] Section 93
of the Sentencing Act was then amended in 2004 to include a new s 93(2B),
which defined special conditions as
follows:[60]
special
conditions includes, without limitation, conditions of a kind described in
section 15(3) of the Parole Act 2002, other than an electronic monitoring
condition as referred to in section 15(3)(f) of that Act
- [79] In 2007,
the definition was amended
again:[61]
special
conditions includes, without limitation, conditions of a kind described in
section 15(3) of the Parole Act 2002, other than an electronic monitoring
condition as referred to in section 15(3)(f) of that Act, or a residential
restriction condition as referred to in section 15(3)(ab)
of that Act
- [80] In 2016,
the definition was amended to exclude the reference to an electronic monitoring
condition so that it read (as it does
now):[62]
special
conditions includes, without limitation, conditions of a kind described in
section 15(3) of the Parole Act 2002, other than a residential restriction
condition referred to in section 15(3)(ab) of that Act
- [81] The intent,
as taken from the explanatory note to the Bill which led to this last amendment,
was to remove legislative barriers
to the electronic monitoring of whereabouts
conditions imposed on offenders released from a sentence of imprisonment of two
years
or less, but to retain the prohibition on a court from imposing
residential
restrictions:[63]
At
present, section 93 specifically excludes the imposition by the court of an
electronic monitoring condition. The amendment removes
that prohibition.
However, the prohibition on residential restrictions will continue. In other
words, it will be possible for the
court to impose an electronic monitoring
condition in order to monitor an offender’s compliance with a condition
relating to
his or her whereabouts (for example, a prohibition on going to an
ex‑partner’s home) but not in respect of residential
restrictions
confining the offender to his or her home at certain times or at all times,
because such conditions are not available.
- [82] This
legislative history shows that the special conditions a court can impose on an
offender for a short term of imprisonment
have always been defined
non‑exhaustively and without limitation, except for those instances in
which Parliament has intended
to exclude the power to impose kinds of conditions
which it considered more appropriate (1) for the Parole Board to impose and (2)
for offenders subject to longer terms of imprisonment. It shows that Parliament
saw the s 93(2B) exclusions as limiting courts’
powers. The s 93(2B)
carve out now only excludes residential restrictions. The parliamentary
intention apparent from this legislative
history was to preclude the imposition
by a sentencing court of special conditions which operate to detain an offender
in their home.
- [83] We
conclude, then, that the combination of the special conditions which required
the appellant to reside at a particular place,
to observe a curfew, to submit to
electronic monitoring to enforce the curfew and to be under the general
supervision of a probation
officer meant that the appellant was, in substance,
sentenced to residential restrictions which the Courts did not have the power
to
impose.
- [84] However,
before we leave this issue, we should acknowledge that in June and November 2018
the Judges were faced with a difficult
situation – on the evidence before
them, the appellant had no home or other suitable place to go but needed a very
high level
of supervision and support to mitigate the risk the appellant posed
to themselves and others.
Was intensive monitoring imposed on
the appellant?
- [85] An
intensive monitoring condition is defined in s 107IAC(2) of the Parole Act
as a condition:
... requiring an offender to submit to being
accompanied and monitored, for up to 24 hours a day, by an individual who has
been approved,
by a person authorised by the chief executive, to undertake
person-to-person monitoring.
The Court of Appeal judgment
- [86] The
majority did not address the appellant’s argument that a special condition
of intensive monitoring may not be imposed
where the sentence is a short term of
imprisonment. That was because the majority found that, combined, the
monitoring and residence
conditions did not equate to intensive monitoring. It
said:[64]
Although it
might be suggested that the combination of a requirement to stay at a particular
residence, an overnight curfew and electronic
monitoring come close to an
unreasonable extension of [their] confinement after [they have] served a
sentence of imprisonment, we
make two points in response. First, such
conditions are acknowledged by Parliament as being justified if they are
designed to meet
the purposes specified in s 93(3). Second, they are no more
coercive than the types of restrictions imposed on an alleged offender
released
on electronically monitored bail pending trial, who is entitled to a presumption
of innocence.
- [87] The
majority saw as significant that the District Court’s orders did not
specify that the appellant would be accompanied
at all times between 8 am and 8
pm. Rather, that appeared to be a requirement of the programme which had been
put in place by the
Department to implement the Court
order.[65]
- [88] Williams J
accepted the appellant’s contention that a sentencing court is constrained
from imposing intensive monitoring
on an offender released from a
short‑term sentence who is not subject to an extended supervision order
(ESO).[66] However, he considered
that there was no evidence that the District Court knew the rehabilitative
programme would simply result
in the appellant being accompanied and monitored
for 12 hours a day. Nor was there evidence that the programme was in fact being
run in that way. And he said that, even if it were, such a programme would not
amount to intensive monitoring as intensive monitoring
means full-time, or at
least substantially full‑time monitoring. He said that if counsel’s
allegations were true, the
appellant was only being accompanied and monitored by
an approved individual for 12 hours a day, which did not amount to full-time
monitoring.[67]
Submissions
- [89] The
appellant says that, in substance, the conditions imposed upon them amounted to
intensive monitoring. The appellant contends
that intensive monitoring can only
be imposed upon an offender who is subject to an ESO. Section 93 of the
Sentencing Act does not,
the appellant says, confer a power to impose intensive
monitoring as a special condition on a short-term sentence of imprisonment.
- [90] In
June 2018, Judge Farish declined to impose a condition that the appellant be
accompanied and monitored between 8 am and 8
pm, the Judge acknowledging she had
no jurisdiction to do so.[68] But
the appellant says the Judge did order both the curfew and attendance at the
programme. The evidence of the probation officer
was that there were two staff
available at all times to work with the appellant. The appellant says that the
evidence suggests that
the conditions allowed the appellant to be accompanied
and monitored 24 hours a day. The Judge acknowledged that the supervision
order
she declined to make was to a certain extent covered by the residential
condition described above at [8R[69]].69
Analysis
- [91] We
first address whether a sentencing court may impose an intensive monitoring
condition on an offender sentenced to a short
term of imprisonment.
Section 15(3)(g) of the Parole Act authorises the Parole Board to impose
intensive monitoring as a special
condition when an offender is released from a
long-term sentence of imprisonment. But that section says “an intensive
monitoring
condition ... must, and may only, be imposed if a court orders (under
section 107IAC) the imposition of an intensive monitoring condition”.
- [92] Section
107IAC(1) in turn provides that a sentencing court may make an order requiring
the Parole Board to impose an intensive
monitoring condition when making an ESO
in respect of an offender. The effect of this statutory scheme is that, for the
purposes
of parole, intensive monitoring conditions are only made where an ESO
is in force.
- [93] The
purpose of the ESO regime is to manage the risk posed by individuals who have
committed serious violent and sexual offences
in the past and who “pose a
real and ongoing risk of committing serious sexual or violent offences”
following receipt
of a determinate
sentence.[70] It is of significance
that an ESO may only be ordered if the following statutory threshold set out in
s 107I is met:
107I Sentencing court may make extended
supervision order
(1) The purpose of an extended supervision order is to protect members of
the community from those who, following receipt of a determinate
sentence, pose
a real and ongoing risk of committing serious sexual or violent offences.
(2) A sentencing court may make an extended supervision order if, following
the hearing of an application made under section 107F,
the court is satisfied,
having considered the matters addressed in the health assessor’s report as
set out in section 107F(2A),
that—
(a) the offender has, or has had, a pervasive pattern of serious sexual or
violent offending; and
(b) either or both of the following apply:
(i) there is a high risk that the offender will in future commit a relevant
sexual offence:
(ii) there is a very high risk that the offender will in future commit a
relevant violent offence.
(3) To avoid doubt, a sentencing court may make an extended supervision
order in relation to an offender who was, at the time the
application for the
order was made, an eligible offender, even if, by the time the order is made,
the offender has ceased to be an
eligible offender.
(4) Every extended supervision order must state the term of the order, which
may not exceed 10 years.
(5) The term of the order must be the minimum period required for the
purposes of the safety of the community in light of—
(a) the level of risk posed by the offender; and
(b) the seriousness of the harm that might be caused to victims; and
(c) the likely duration of the risk.
- [94] The
threshold for imposing intensive monitoring as a condition on a long‑term
sentence of imprisonment is, by parity of
reasoning, high.
- [95] The logic
of the statutory scheme is, as Williams J
found,[71] that the limitation in
s 15(3)(g) of the Parole Act carries over to conditions that may be imposed
on short‑term sentences
of imprisonment under the Sentencing Act. That
logic is inescapable since intensive monitoring is only available under the
Parole
Act when an ESO is in place.
- [96] Did the
conditions imposed here amount to intensive monitoring? We do not consider that
they did. The information before Judge
Farish did not detail anything that
would amount to intensive monitoring as per the definition in
s 107IAC(2).[72] What was
described was supported accommodation, with agency staff available to residents
“24/7”. To use the language
of the s 107IAC(2) definition, the
appellant was not required to submit to being “accompanied” by those
agency personnel
at all times in a “person-to-person” arrangement.
- [97] We have
considered whether the combination of the presence of agency staff and GPS
monitoring could be said to amount to intensive
monitoring. Although this
undoubtedly constituted monitoring of the appellant’s movement 24 hours a
day, it is not, in light
of the statutory definition, a tenable interpretation.
- [98] We
therefore conclude that a court sentencing an offender to a short‑term
sentence of imprisonment has no jurisdiction
to impose intensive monitoring as a
condition, unless the offender is subject to an
ESO.[73] The conditions imposed in
this case did not amount to intensive monitoring.
Result
- [99] We
have found that the combination of the special conditions requiring the
appellant to reside at a particular place, to observe
a curfew, to submit to
electronic monitoring to enforce the curfew and to be under the general
supervision of a probation officer
meant that the appellant was, in substance,
sentenced to residential restrictions, contrary to the prohibition in s 93(2B)
of the
Sentencing Act. The sentencing Courts therefore had no jurisdiction to
impose them. Accordingly, the appellant’s appeal against
sentence is
allowed in respect of those conditions. Whilst in the ordinary course this
Court would address what other conditions,
if any, should be imposed in their
place, since the conditions have expired before the hearing of this appeal, no
further orders
are required in that regard.
- [100] The appeal
is allowed.
Solicitors:
Crown Law Office,
Wellington for Respondent
[1] Section 93 of the Sentencing
Act 2002 provides that a judge imposing such a sentence may impose standard
conditions and any special
conditions on the offender to take effect when the
offender is released from prison. Different conditions regimes apply to
short-term
sentences of 12 months or less than those that apply to short-term
sentences of more than 12 months. See s 93(1) and (2) of the
Sentencing
Act.
[2] The appellant’s pronouns
are they/them.
[3] New Zealand Police v
Woods [2018] NZDC 7784 at [1].
[4] Section 93(2B) of the
Sentencing Act provides that the standard conditions are those set out in
s 14(1) of the Parole Act 2002.
[5] At [22].
[6] New Zealand Police v
Woods DC Christchurch CRI-2018-054-288, 19 June 2018 [Judge Farish
variation] at [9] and [11].
[7] Woods v New Zealand
Police [2018] NZHC 2189 at [32]–[33].
[8] New Zealand Police v
Woods [2018] NZDC 24797 at [15].
[9] Woods v New Zealand
Police [2019] NZHC 335.
[10] Woods v New Zealand
Police [2019] NZCA 446 (Simon France and Toogood JJ; Williams J
dissenting in part) [CA judgment].
[11] Woods v New Zealand
Police [2020] NZSC 3.
[12] Coleman v Chief
Executive of the Department of Corrections [2020] NZCA 210.
[13] See, for example, ss 50, 51
and 54H of the Sentencing Act.
[14] See ss 16 and 61(e) of the
Parole Act.
[15] CA judgment, above n 10, at [48]–[50].
[16] At [50].
[17] At [51].
[18] At [55].
[19] At [56].
[20] At [57].
[21] At [58].
[22] At [58].
[23] At [59].
[24] Parole Act, s 35(c).
[25] CA judgment, above n 10, at [63].
[26] At [64].
[27] At [65].
[28] Sections 15(3)(a) and
33(2)(a).
[29] Section 33(2)(c)(i).
[30] Section 33(2)(c)(ii).
[31] Sections 15(3)(f) and
33(2)(d).
[32] CA judgment, above n 10, at [66].
[33] At [105]–[106].
[34] At [107].
[35] See [119]–[122].
[36] A “whereabouts
condition” is a condition “that prohibits an offender from entering
or remaining in specified places
or areas at specified times or at all
times”: Sentencing Act, ss 26(2)(i)(i) and 54IA(7).
[37] See CA judgment, above n 10, at [64].
[38] While supervision is not
defined in the Parole Act, the Corrections Act 2004 defines “person under
control or supervision”
as including “a person who is subject to
conditions under ... [s] 93 of the Sentencing Act 2002”: s 3(1) definition
of
“person under control or supervision”, para (e).
[39] Judge Farish variation,
above n 6, at [9].
[40] Judge Farish variation,
above n 6, at [9].
[41] The whereabouts condition
to not enter “Palmerston North city” was subsequently changed to not
enter the “Manawatu
or Horowhenua Districts” in the November 2018
sentencing.
[42] See also Coleman,
above n 12, at [29]. And see
Secretary of State for the Home Department v JJ [2007] UKHL 45, [2008] 1
AC 385 at [59] per Baroness Hale; and R (Jalloh) v Secretary of State for the
Home Department [2020] UKSC 4, [2020] 2 WLR 418 at [27].
[43] See, for example, Police
v Smith [1994] 2 NZLR 306 (CA) at 309 per Cooke P, 316 per
Richardson J, 321 per Casey J and 327 per Hardie-Boys J.
[44] Clear lawful authority is
required for detention. See, for example, O’Connor v Chief Executive
of the Ministry of Vulnerable Children, Oranga Tamariki [2017] NZCA 617,
[2018] NZAR 94 at [43]; and Chief Executive of Department of Labour v
Yadegary [2008] NZCA 295, [2009] 2 NZLR 495 at [38] and [107] per
Baragwanath J.
[45] Interpretation Act 1999, s
5(1).
[46] Furthermore, the principle
that statutes should be interpreted “in favorem libertatis” (in
favour of liberty) has been
part of the common law for centuries: see
Crowley’s Case [1818] EngR 614; (1818) 2 Swans 1 at 67–68[1818] EngR 614; , 36 ER 514 (Ch)
at 533 per Lord Eldon LC; Tan Te Lam v Superintendent of Tai A Chau
Detention Centre [1996] UKPC 5; [1997] AC 97 (PC) at 111; Refugee Council of New Zealand
Inc v Attorney‑General (No 1) [2002] NZAR 717 (HC) at [32]; and
see Attorney-General v Refugee Council of New Zealand Inc [2003] NZCA 335; [2003] 2 NZLR
577 (CA) at [57] per McGrath J and [256] per Glazebrook J.
[47] Dotcom v
Attorney-General [2014] NZSC 199, [2015] 1 NZLR 745 per McGrath, William
Young, Glazebrook and Arnold JJ.
[48] R v Secretary of State
for the Home Department, ex parte Simms [1999] UKHL 33; [2000] 2 AC 115 (HL) at 131.
[49] Sentencing Act, s 26A.
[50] Section 26A(3).
[51] In relation to community
detention, see s 69C(2); and in relation to home detention, see
s 80A(2)(a).
[52] In relation to community
detention, see s 69F; and in relation to home detention, see
s 80E.
[53] Parole Act, s 34.
[54] Section 35.
[55] Section 61(d)(iii).
[56] Similarly, in relation to
community detention, s 69C(2)(b) of the Sentencing Act requires a curfew address
to be in an area in which
the chief executive operates a community detention
scheme. Section 80A(2)(b) contains a similar requirement in relation to
home
detention.
[57] CA judgment, above n 10, at [107].
[58] Sentencing Act (as
enacted), s 93(1)(b). The special conditions in s 15(3) of the Parole
Act (as enacted) were (a) conditions relating
to residence; (b) conditions
requiring participation in a programme; (c) conditions of non-association
with persons; and (d) conditions
requiring taking prescription medication.
[59] See Parole Act (as
enacted), s 15.
[60] Sentencing Amendment Act
2004, s 9(1).
[61] Sentencing Amendment Act
2007, s 49(4).
[62] Sentencing (Electronic
Monitoring of Offenders) Amendment Act 2016, s 9(1).
[63] Electronic Monitoring of
Offenders Legislation Bill 2015 (18-1) (explanatory note) at 4 (emphasis added).
[64] CA judgment, above n 10, at [71].
[65] At [72].
[66] At [92].
[67] At [94]–[96].
[68] Judge Farish variation,
above n 6, at [9]. See above at [51].
[69] At [9].
[70] Parole Act, s 107I(1).
[71] CA judgment, above n 10, at [89].
[72] See above at [85].
[73] We note that it is unlikely
that an ESO would be imposed where an offender is sentenced to a short term of
imprisonment, so that
the issue of imposing an intensive monitoring condition is
unlikely to arise. Further, even if an ESO was imposed, there might be
difficulties with transferring the intensive monitoring regime to the present
context. In the absence of full argument, we have
not addressed these matters.
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