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Farish v R [2024] NZSC 65 (11 June 2024)
Last Updated: 11 June 2024
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ORDER PROHIBITING PUBLICATION OF THIS JUDGMENT, THE
MEDIA RELEASE AND THE MINUTES, AND ANY INFORMATION THEREIN, UNTIL THE JUDGMENT
IS DELIVERED AT 2.00 PM ON 11 JUNE 2024.
ORDER PROHIBITING
PUBLICATION OF CERTAIN EVIDENCE AND SUBMISSIONS CONTAINED IN THIS JUDGMENT
PURSUANT TO S 205 OF THE CRIMINAL PROCEDURE
ACT 2011. SEE PARAGRAPH
[82].
ORDER REDACTING PARTS OF THE JUDGMENT THAT IS MADE
PUBLICLY AVAILABLE.
ORDER PROHIBITING SEARCH OF THE FILES
FOR THIS APPEAL WITHOUT THE LEAVE OF A JUDGE OF THIS COURT.
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IN THE SUPREME COURT OF NEW
ZEALANDI
TE KŌTI MANA NUI O AOTEAROA
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BETWEEN
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JANE ALISON FARISH Appellant
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AND
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THE KING Respondent
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Hearing:
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28 February 2024
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Court:
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Winkelmann CJ, Glazebrook, Ellen France, Williams and
Miller JJ
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Counsel:
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F E Guy Kidd KC and K T Dalziel for Appellant B C L Charmley and T R
Simpson for Respondent E D Nilsson and K M Hursthouse for Stuff Ltd as
Intervener
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Judgment:
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11 June 2024
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JUDGMENT OF THE COURT
- The
appeal is allowed.
- We
make an order prohibiting publication of this judgment, the media release and
the minutes, and any information therein, until the
judgment is delivered at
2.00 pm on 11 June 2024.
- We
make an order prohibiting publication of certain evidence and submissions
contained in this judgment pursuant to s 205 of the Criminal
Procedure Act
2011. See paragraph [82].
- We
make an order redacting parts of the judgment that is made publicly
available.
- We
make an order that the files for this appeal are not to be searched without the
leave of a Judge of this
Court.
____________________________________________________________________
REASONS
(Given by Miller J)
Table of
Contents
Para No
Introduction and summary [1]
Narrative [8]
The appeal to this Court [21]
Section 205 of the Criminal
Procedure Act 2011 [25]
The
courts’ approach to suppression in criminal proceedings [34]
The public interest in the
submissions and evidence in this case [37]
The evidence about [REDACTED] [37]
The public interest in this information [40]
The public interest in judges not being seen to receive special
treatment [47]
The evidence
about likelihood of risk to personal safety [53]
The likelihood that publication
will result in endangerment [57]
Should the Court forbid
publication of evidence and submissions? [71]
Disposition [80]
Introduction
and summary
- [1] The
question in this appeal is whether the Court of Appeal was wrong to decline
suppression of part of the evidence adduced and
submissions made before it in a
proceeding in respect of an offence, exercising jurisdiction under
s 205(2)(c) of the Criminal Procedure
Act 2011.
- [2] The
proceeding was the prosecution of Ian Dallison for attempted murder and wounding
with intent to injure. The evidence and
submissions comprised information about
the circumstances of the appellant, Jane Farish, who was
Mr Dallison’s
girlfriend.[1] She is a District
Court judge. It is common ground between her and the Crown that she knew
nothing of his plans and had no involvement
in the offending.
- [3] The
appellant’s name and her intimate relationship with Mr Dallison are
information in which the public has an interest.
So is her connection to the
victims. But, as we will explain, that information is or will be in the public
domain. The appellant
did not seek to have it suppressed after Mr Dallison
was charged. She intervened only after the Crown disclosed in the Court of
Appeal other information that she had given to the police. That information is
not connected to his offending. There is no reason
to suppose it would have
been led in evidence had Mr Dallison stood trial instead of pleading
guilty. None of it is necessary to
public understanding of the courts’
handling of Mr Dallison’s case.
- [4] We also find
that the information posing the greatest risk to personal safety is on the court
record only because the appellant
disclosed it to explain the nature of the risk
that she faces. That information also has no connection to Mr Dallison’s
offending.
- [5] We are
satisfied that, in the particular circumstances of this case, publication of
certain information is likely to endanger
the safety of “any person”
for the purposes of s 205(2)(c). That includes the appellant but also
others. Differing
from the Court of Appeal, we have no doubt that the
threshold—a real and appreciable risk to personal safety—has been
crossed. The risk to personal safety is both immediate and serious.
- [6] The Crown,
and Stuff Ltd (Stuff) appearing as intervener, argue that there is a risk of
unfounded speculation that the appellant
is receiving favourable treatment
because she is a judge. We agree that the risk exists. But the appellant has
the same right as
anyone else to a suppression order on personal safety grounds
where the statutory criteria are met. It would be wrong to deny her
the
protection of a suppression order that she would be granted were she not a
judge. Further, her name and connection to Mr Dallison
will be published,
and a reasonable observer with knowledge of the publicly available information
would not think she is receiving
special treatment in the circumstances. She
already faces specific risk to personal safety through her work as a judge.
Publication
of the information would substantially increase that risk.
- [7] Having found
that the threshold for a suppression order under s 205(2)(c) of the
Criminal Procedure Act has been crossed, we are
also satisfied that such an
order is appropriate in this case. The information the appellant wants
suppressed is now on the court
record. The open justice principle applies to
it. But there is not a strong public interest in the information, either in
connection
with Mr Dallison’s offending or generally. In these
circumstances, the public interest in open justice does not outweigh the
risk to
personal safety. The appeal will be allowed.
Narrative
- [8] The
Court of Appeal heard evidence and decided the issues as a court of first
instance, which is unusual. We must explain how
that came about, and also when
and how some of the information was placed on court files.
- [9] On 4 August
2022, Mr Dallison tried to kill the landlord of his business premises,
Alberto Ceccarelli. He inflicted serious injuries
on Mr Ceccarelli and his
partner, Antje Schmidt. He had taken to their home nine firearms, some of which
he was not licensed to
possess. He was arrested, remanded in custody and
granted interim name
suppression.[2]
- [10] On 19
August 2022, at his second appearance in the District Court, Mr Dallison no
longer pursued suppression of his own
name.[3] He was however granted
suppression of the appellant’s name, address, occupation and other
identifying particulars, on the
ground that she was both his girlfriend and a
long-serving judge, and so knowledge of their connection would place his own
safety
at risk in prison.[4] His
counsel recorded in a memorandum that the appellant did not seek suppression on
her own account, explaining that she did not
contend that publication would
cause her undue hardship.
- [11] Mr Dallison
was remanded to appear in the High Court, where he applied on
6 September 2022 for suppression of the appellant’s
identity and
the reasons for suppression. That application was made under ss 202(1)(c),
202(2)(c) and 205 of the Criminal Procedure
Act, on the ground that she is a
connected person and publication of her identifying information would be likely
to endanger his
safety.
- [12] On 11
November 2022, Isac J revoked the District Court order of 19 August and
dismissed the application of 6
September.[5]
He was not satisfied that publication would cause a real and appreciable risk to
Mr Dallison’s safety.[6]
- [13] Mr Dallison
appealed to the Court of Appeal, again seeking suppression of the
appellant’s identity on the ground that publication
would risk his own
safety. The Crown filed its submissions on 5 December 2022. They contained the
following
paragraph:[7]
[53] ...
while there is no suggestion [the appellant] was involved in the alleged
offending, she is not unconnected to the events
in question. She will likely be
a witness at trial. Her formal written statement, for example, traverses her
partner’s financial
issues, their effect on his mental health, the fact he
blamed Mr Ceccarelli for his financial woes, and his behaviour in the
[days]
prior to the alleged offending. She also describes Mr Ceccarelli
calling her twice immediately after Dr Dallison’s attack,
including
from the ambulance, and she gives details of Dr Dallison’s large
firearms collection and his shooting prowess. Finally,
while the Crown is not
suggesting any impropriety, there is a real, and non-prurient, public interest
in the fact [REDACTED].
- [14] The
information in that paragraph came from the appellant’s formal witness
statement and a police job sheet which was cited
in a footnote. These documents
were not in evidence. They had not been filed in any court. Stuff moved
for access to the statement
and the job sheet. The Crown advised that it did
not propose to provide the Court with these documents; from its perspective they
were not necessary to decide the appeal. [REDACTED].
- [15] The
Crown’s disclosure led the appellant to intervene in the proceeding. She
brought applications under s 202, for suppression
of her identity, and
under s 205, for suppression of any part of the evidence or submissions
relating to the fact that [REDACTED]. She swore an affidavit in support,
and after the hearing filed another one responding to questions from the Court.
These affidavits
contained the following information:
(a) She began a romantic relationship with Mr Dallison, whom she has known
for many years, in 2012, but they always maintained separate
homes. She had
stayed at his home only once in the 12 months before his offending, although he
would sometimes stay at her property.
(b) [REDACTED]
(c) [REDACTED]
(d) [REDACTED]
(e) [REDACTED]
- [16] [REDACTED]
- [17] The
appellant and the Crown adduced expert evidence, and the Crown’s expert
was cross-examined at the hearing in the Court
of Appeal on 31 May 2023. We
discuss the evidence below at [53].
- [18] By the time
of the hearing in the Court of Appeal, Mr Dallison had pleaded guilty and
was sentenced to six years and 10 months’
imprisonment.[8] The
Court of Appeal gave close consideration to his circumstances in
prison and the likelihood that he might be in danger if his
connection to the
appellant were made public.[9] It
agreed with Isac J that the threshold of endangerment to
Mr Dallison’s safety under s 202(2)(c) of the Criminal Procedure
Act had not been crossed.[10] It
added that there were strong reasons not to order suppression, including that
Mr Dallison was a respected professional person
who owned a substantial
number of guns and had used some of them to commit a violent
crime.[11] His appeal was
dismissed.
- [19] The Court
also declined the applications made by the appellant under ss 202 and 205.
It held that it had jurisdiction to decide
the applications notwithstanding that
they were made for the first time in the Court of
Appeal.[12] It declined them
because it found that publication of all of the evidence, [REDACTED],
would not be likely to endanger her
safety.[13] We examine the
Court’s reasons below at [57].
- [20] Following
the judgment, a Stuff reporter sought access to the appellant’s
affidavits. That application was overtaken by
the appeal to this Court. The
appellant in turn asked the Court of Appeal to redact from its judgment the
information about [REDACTED], saying that the information had been put
before the Court to explain the nature and extent of the risk of endangerment.
The Court
had been asked at the hearing to suppress this information, but it had
not addressed that application in its judgment. Counsel for
Stuff and the Crown
responded that the Court had no jurisdiction to redact information that it had
not suppressed. The Court advised
by minute of 11 August 2023 that the judgment
contained all the Court wished to say and there was no proper basis for the
requested
redactions.
The
appeal to this Court
- [21] This
is the appellant’s appeal. Mr Dallison has played no part in it.
The approved question for which leave was granted
is whether the
Court of Appeal erred in declining to make the order she sought under
s
205(2)(c).[14]
Under that provision a court may forbid publication of evidence adduced or
submissions made in a proceeding in respect of an offence
where publication
would be likely to endanger the safety of any person.
- [22] The Court
declined leave to appeal under s 202, reasoning that the matters which the
appellant wanted to raise in relation to
suppression of her identity were
essentially factual in nature and raised no appearance of a miscarriage of
justice.[15]
- [23] At each
stage, interim suppression orders have been made to protect appeal
rights.[16] The most recent order
was made by this Court on 30 October 2023 in the leave judgment. It prohibited
publication of the appellant’s
name, address, occupation and identifying
particulars, along with the information to which the application under
s 205(2)(c) relates,
until final resolution of this
appeal.[17]
- [24] We analyse
the appeal in the following way. We first examine the jurisdiction under s 205
and the courts’ approach to
suppression in criminal proceedings. We then
discuss the public interest in the submissions and evidence in this case, and
the public
interest in judges not being seen to receive special treatment. We
review the evidence about the risk to personal safety and the
likelihood that
publication will result in endangerment, explaining why we differ from the Court
of Appeal. Having found that the
risk is real and appreciable, we consider
whether an order ought to be
made.
Section
205 of the Criminal Procedure Act 2011
- [25] Section
205 is one of a suite of provisions dealing with prohibitions on publication of
information in court proceedings in respect
of a criminal offence. Notably,
ss 200 and 202 deal respectively with suppression of names, addresses and
occupations of defendants
(s 200) and witnesses, victims or connected
persons (s 202). Section 205 deals with evidence adduced and
submissions made in such
proceedings. It does not appear that an appellate
court has previously been required to examine s 205
closely.[18]
- [26] Under each
of these three provisions, jurisdiction to prohibit publication arises if the
court is satisfied that an applicable
threshold has been crossed. If it has,
the court may make an
order.[19]
- [27] Each of the
thresholds concerns something that publication is “likely” to cause
to happen in the future. “Likely”
means there is a real and
appreciable possibility that it will
happen.[20] There is no onus of
proof; rather, the court must be “satisfied” that a threshold has
been crossed. An evidential burden
attaches to the party seeking an
order.[21]
- [28] The
statutory thresholds differ according to the status of the person affected
(defendant, victim, witness or connected person)
and the nature of the risk.
So, by way of illustration, a defendant who seeks suppression of their name for
personal reasons must
satisfy the court under s 200(2)(a) that they will
likely suffer “extreme” hardship, while a connected person who seeks
suppression of their name for personal reasons under s 202(2)(a) must
satisfy the court that they are likely to suffer “undue”
hardship.
“Extreme” and “undue” hardship are comparative standards
which require that the court assess the
claimed hardship against that which
normally attends publication for a defendant, witness, victim or connected
person, as the case
may be.[22]
Other thresholds do not call for a comparative analysis of that kind; rather,
they require that the court decide whether a specified
consequence is likely to
happen in fact. By way of example, the threshold for suppression of a connected
person’s name is
crossed under s 202(2)(c) if publication is likely
to endanger the safety of any person, including the connected person themselves.
- [29] Section 205
provides:
205 Court may suppress evidence and submissions
(1) A court may make an order forbidding publication of any report or account
of the whole or any part of the evidence adduced or
the submissions made in any
proceeding in respect of an offence.
(2) The court may make an order under subsection (1) only if the court is
satisfied that publication would be likely to—
(a) cause undue hardship to any victim of the offence; or
(b) create a real risk of prejudice to a fair trial; or
(c) endanger the safety of any person; or
(d) lead to the identification of a person whose name is suppressed by order
or by law; or
(e) prejudice the maintenance of the law, including the prevention,
investigation, and detection of offences; or
(f) prejudice the security or defence of New Zealand.
- [30] As a matter
of construction, this provision rests on the premise that the evidence adduced
and submissions made in any proceeding
in respect of an offence may be published
unless there are grounds to forbid publication and the court decides to forbid
it. One
of the thresholds in subs (2) must be crossed before the court has
jurisdiction to forbid publication of evidence adduced or submissions
made. The
threshold under subs (2)(a) is the only one that requires the court to consider
whether hardship is undue. It is concerned
with the impact of publication on a
victim of the offence. The others all require that the court consider whether
publication of
the information concerned is likely to cause the specified
consequence.
- [31] The risk to
which the court is directed under subs (2)(c) is that of endangerment of the
safety of any person. To “endanger”
someone is to put them in
danger, or to expose them to peril or
harm.[23] “Safety”
plainly includes their physical safety from assault or injury.
- [32] The
statutory language recognises that there will be instances where publishing
case-related information may trigger an action
that may result in harm to
“any person”. In such cases, the court must consider the likelihood
both that publication
will cause that action and that the action will endanger
the safety of any person. The risk of endangerment is a function of those
two
linked risks. The court need not be satisfied that actual harm to personal
safety will result. It must be satisfied that there
is a real and
appreciable possibility that publication will put the safety of any
person in danger.
- [33] We
have explained that the same threshold—danger to the safety of any
person—applies to suppression of the
name, address or occupation of
a connected person under s 202(2)(c). In practice, danger to personal safety
may be addressed by
prohibiting publication of identifying information, so
ensuring the connected person remains anonymous. In this case, the appellant
is
to be identified as a connected person of Mr Dallison’s. That may
elevate any risk posed to her, or to other people through
her, from the
publication of evidence or submissions. For example, publication of her
identity makes it easier for a reader to seek
out publicly available information
about her,
[REDACTED].
The
courts’ approach to suppression in criminal proceedings
- [34] A
court which is considering an application to prohibit publication of the
identity of a defendant, witness, victim or connected
person, or of evidence
adduced and submissions made in the proceeding, must begin with the protected
right to free expression,[24] the
importance of open judicial proceedings, and the right of the media to report
proceedings as surrogates of the
public.[25]
As this Court said in Erceg v Erceg [Publication
restrictions]:[26]
[2]
The principle of open justice is fundamental to the common law system of civil
and criminal justice. It is a principle of constitutional
importance, and has
been described as “an almost priceless inheritance”. The
principle’s underlying rationale
is that transparency of court proceedings
maintains public confidence in the administration of justice by guarding against
arbitrariness
or partiality, and suspicion of arbitrariness or partiality, on
the part of courts. Open justice “imposes a certain self-discipline
on
all who are engaged in the adjudicatory process – parties, witnesses,
counsel, Court officers and Judges”. The principle
means not only that
judicial proceedings should be held in open court, accessible by the public, but
also that media representatives
should be free to provide fair and accurate
reports of what occurs in court. Given the reality that few members of the
public will
be able to attend particular hearings, the media carry an important
responsibility in this respect. The courts have confirmed these
propositions on
many occasions, often in stirring language.
[3] However, it is well established that there are circumstances in which
the interests of justice require that the general rule
of open justice be
departed from, but only to the extent necessary to serve the ends of justice.
...
- [35] The general
policy rationales for publication of court proceedings are that openness
sustains public acceptance of processes
and outcomes, and publication reinforces
community norms about offending and its
consequences.[27] These policy
preferences apply generally and extend to the treatment of victims and connected
persons, as well as offenders. A
secondary general rationale is that
publication relies on the media, who may find cases less newsworthy, or more
burdensome to report,
when someone involved in the proceeding cannot be
named.[28] As the
United Kingdom Supreme Court said when addressing name suppression in Re
Guardian News and Media
Ltd:[29]
[63]
What’s in a name? “A lot”, the press would answer. This is
because stories about particular individuals are
simply much more attractive to
readers than stories about unidentified people. It is just human nature. And
this is why, of course,
even when reporting major disasters, journalists usually
look for a story about how particular individuals are affected. Writing
stories
which capture the attention of readers is a matter of reporting technique ...
More succinctly, Lord Hoffmann observed in
Campbell v MGN Ltd [that]
“judges are not newspaper editors”. ... This is not just a matter of
deference to editorial independence. The
judges are recognising that editors
know best how to present material in a way that will interest the readers of
their particular
publication and so help them to absorb the information. A
requirement to report it in some austere, abstract form, devoid of much
of its
human interest, could well mean that the report would not be read and the
information would not be passed on. Ultimately,
such an approach could threaten
the viability of newspapers and magazines, which can only inform the public if
they attract enough
readers and make enough money to survive.
- [36] Other
rationales for publication arise on a case-by-case basis, and where present they
usually assume prominence in suppression
decisions. For this reason a court
must consider the public interest in publication in the particular case and
balance that interest
against harm from
publication.[30] By way of
illustration, there is a strong public interest in publication where the
defendant is said to present a risk to
others,[31] or where publication may
cause other complainants or witnesses to come
forward.[32] There may also be a
countervailing public interest in the defendant’s rehabilitation, as with
youth offenders for example,[33] or
the privacy of connected
persons.[34] It is because the
public interest in publication varies that the legislation employs a lower
standard—undue hardship—for
jurisdiction to suppress the identity of
a witness, victim or connected person.
The
public interest in the submissions and evidence in this case
The evidence about
[REDACTED]
- [37] [REDACTED]
- [38] The
information in categories (a) and (b) would not have been the subject of
evidence or submissions in the proceeding against
Mr Dallison, but for the
applications for suppression orders which the appellant made after the Crown
mentioned in its submissions
in the Court of Appeal that [REDACTED]. The
information in categories (a) and (b) has been adduced in evidence and mentioned
in submissions only to explain the nature
of the risk that may follow
publication of the Crown’s submissions.
- [39] The
information in category (c) is different. It was already in the Crown’s
possession. The police obtained it when investigating
Mr Dallison’s
offending. It triggered the appellant’s application because it formed
part of the Crown’s submissions
in Mr Dallison’s appeal against
the High Court judgment declining suppression of her identity in the interests
of Mr Dallison’s
safety. She contends that publication of this
information endangers her own safety because it invites the inference that
[REDACTED].
The
public interest in this information
- [40] The
public interest in Mr Dallison’s offending extends to the fact that
his girlfriend knows the victims and took a call
from one of them in the
immediate aftermath of the offending, and the fact that she is a judge. It is
weaker than the public interest
in his own behaviour because she is not
implicated in his offending, but it is information that ordinarily would be made
public unless
that would cause her, as a connected person, undue hardship. It
is to be made public in this case. Her name and occupation are
now not
suppressed.
- [41] The
public might use information about Mr Dallison’s professional status,
privileged background and ownership of illicit
firearms to assess his behaviour
and to evaluate the courts’ handling of his case. The public interest is
strong, but that
information is not the subject of the appellant’s
application. It is already public.
- [42] The
public interest in the appellant as a connected person of Mr Dallison does not
extend to [REDACTED]. The Crown accurately submitted in the Court of
Appeal that the evidence on which its submissions were based did not need to be
adduced because it would not have assisted the Court to decide
Mr Dallison’s appeal.[35]
- [43] In
this Court, the Crown and Stuff addressed the problem of irrelevance to the
offending by arguing that the public interest
in the conduct of judges extends
to the evidence in this case because it might appear to possibly affect how the
appellant may act
in her official capacity. This is a public interest which
concerns the exercise of the appellant’s own judicial functions.
It
exists independently of any connection to Mr Dallison.
- [44] It is true
that a judge’s conduct attracts closer scrutiny than that of many other
members of the community. That scrutiny
may properly extend to lawful
activities in a private capacity, where such activities may affect the
performance of judicial functions.
- [45] However,
the public interest does not extend to aspects of a judge’s private life
that are not unlawful or blameworthy,
particularly when they are unconnected to
the offending. [REDACTED].
- [46] [REDACTED]
The
public interest in judges not being seen to receive special treatment
- [47] There
remains the risk, as submitted by the Crown and Stuff, that a suppression order
granted to a judge who is a connected person
of an offender may convey the
impression that the court system is looking after its own. For the Crown,
Ms Charmley argued that,
because suppression orders invite speculation, a
particularly damaging impression could be left if it were reported that a
sitting
judge’s evidence relating to an investigation for serious criminal
offending has been suppressed.
- [48] We accept
that suppression orders invite speculation. They also require the public to
accept the court’s opinion that
there are good reasons to suppress
information that the public cannot assess for themselves. Where the person who
obtains such an
order is a judge, the public may wonder whether that person has
received special treatment.
- [49] We make
four points about the public interest in judges and other people working in the
courts system not being seen to receive
special treatment. The first is that
s 205(2)(c) of the Criminal Procedure Act recognises that publication of
evidence or submissions
may be likely to endanger the safety of “any
person”, which includes judges. If the statutory requirements are met,
they have the same right as anyone else to protection from the risk of harm to
personal safety.
- [50] The second
is that the threshold inquiry into whether publication will endanger the
appellant’s personal safety is a question
of fact. The fact that she is a
judge does not reduce that risk. On the contrary, it may increase it.
- [51] The third
point is that the risk of the system being seen to protect its own must be
placed in its factual context. The appellant
initially did not seek suppression
of her own identity. She did not claim that she would suffer undue hardship if
her connection
to Mr Dallison were made public. She intervened to seek
suppression of her identity and related information only after the Crown
filed
its submissions in the Court of Appeal. And, with respect to counsel,
it is not correct to describe the information in those
submissions as evidence
relating to an investigation for serious criminal conduct. No such evidence had
been adduced at that time—indeed,
her statement and the job sheet
still are not in evidence. The information which led the appellant to intervene
was included in
submissions not because it related to Mr Dallison’s
offending, but because the Crown thought it was relevant to a wider public
interest in the fact that a judge’s boyfriend faced serious charges. The
evidence filed since then relates not to the offending
but to the risk of
endangerment should the information disclosed by the Crown be made public.
- [52] The
fourth point is that the risk the public will think the judicial system is
protecting its own must be gauged by asking whether
a reasonable person with the
publicly available information would think that is what the court is doing. In
this case, a reasonable
informed observer would recognise that the
appellant’s identity and connection to Mr Dallison have been made
public. They
would recognise that the system is not acting to shield her from
scrutiny on account of her intimate relationship with someone who
has attempted
murder. They would accept that she has the same right as anyone else to seek an
order under s 205 of the Criminal
Procedure Act if publication would put
personal safety at risk. Any speculation is likely to focus on the nature of
the risk to
personal safety that led a court to forbid publication of
information about that risk. The observer would recognise that speculation
about that cannot be quieted without triggering the risk itself.
The
evidence about likelihood of risk to personal safety
- [53] We
have referred to the evidence of the appellant
above.[36] She also filed
additional expert evidence to the effect that publication of the information
could put personal safety at risk.
[REDACTED].
- [54] The
Crown also filed expert evidence that agreed with the appellant’s expert
in some respects but disagreed there was a
likely risk to personal safety.
[REDACTED].
- [55] When
cross-examined, the Crown’s expert generally confirmed the points he
raised in his affidavit. [REDACTED].
- [56] In
this Court, the appellant sought to offer new evidence in the form of an
affidavit deposing to the online publication of commentary
in which judges are
threatened generally and she is identified as a judge who is accused of treating
sexual offenders too leniently.
[REDACTED]. The evidence is relevant to
the question of risk, and it is sufficiently fresh. We admit it
accordingly.
The
likelihood that publication will result in endangerment
- [57] [REDACTED]
- [58] The Court
of Appeal reasoned that several considerations mitigated the risk to the safety
of the appellant.[37]
[REDACTED].
- [59] In this
Court, counsel for the Crown and Stuff supported the finding of the
Court of Appeal [REDACTED].
- [60] The Court
of Appeal did not appear to attach much weight to this aspect of the Crown
expert’s evidence, perhaps because
there are very good reasons to discount
it as a predictor of risk in this case. Population-level statistics are valid
for an individual
only if that individual’s characteristics match those of
the population. [REDACTED].
- [61] [REDACTED]
- [62] We share
the Crown expert’s opinion about the risk that the release of such
information will create. The risk [REDACTED] is high. It arises on
publication of the fact that [REDACTED].
- [63] The
Court of Appeal recognised that publication would increase somewhat the risk of
[REDACTED], but it found the risk to personal safety low.
[REDACTED].
- [64] [REDACTED]
- [65] In our view
the evidence does not sustain the inferences made by the
Court of Appeal that the risk to personal safety is low
because
[REDACTED].
- [66] For these
reasons we are not prepared to accept that the risk to personal safety is low in
this case. [REDACTED].
- [67] We
also reject the argument, made by Mr Nilsson, that publication will not cause
any risk to personal safety because (a) the
risk already exists, or will when
the appellant’s connection to Mr Dallison is published, and (b)
[REDACTED].
- [68] We
are satisfied that the threshold has been crossed in this case. Publication of
information [REDACTED] is likely to endanger personal safety. That risk
is a serious one on the facts before us. Importantly, given the argument that
suppression will be seen as the judicial system protecting its own, those
immediately endangered will not be confined to the appellant
herself.
[REDACTED].
- [69] [REDACTED]
- [70] We have
considered whether we might permit publication of the information that
[REDACTED]. As explained above, this is both more relevant to
Mr Dallison’s offending and less likely to risk personal
safety.[38] [REDACTED]. And
we have explained that the appellant’s name will not be
suppressed.[39] [REDACTED].
The fact that information about her is to be suppressed will draw attention to
her. As noted earlier, there is likely to be some
speculation about the nature
of the risk to personal safety. In the circumstances, we consider that
publication of this information
would cause a real and appreciable risk to
personal safety in terms of s 205(2)(c) of the Criminal Procedure
Act.
Should
the Court forbid publication of evidence and submissions?
- [71] The
Court of Appeal did not reach the second stage of the analysis but indicated
that, had it found the threshold in s 205(2)(c)
had been crossed, it would
have declined to forbid publication of any of the
information.[40] The Court
considered that the public interest in Mr Dallison’s offending
extended to [REDACTED] and also all the surrounding circumstances,
including the way in which the justice system responds to issues involving name
suppression.
It reasoned that the fact that a connected person seeking
suppression is a judge adds to the public interest in all the surrounding
circumstances.[41]
- [72] In this
Court, counsel for the Crown and Stuff supported this reasoning and argued that
there is a strong public interest in
all of the information, especially given
her position as a judge.[42] Both
contended that there is little privacy interest [REDACTED].
Ms Charmley acknowledged that the appellant is an innocent party but argued
that this counts for little because innocence, without
more, does not extinguish
the public interest in a person, nor qualify her evidence for suppression.
There may be a public interest
in a person’s connection with an offender
even if there is nothing for which they should be held
accountable.[43] Counsel also
pointed to the risk of speculation should information be
suppressed.[44] They emphasised the
importance of the judicial system not being seen to protect its
own.[45] Mr Nilsson further
contended that the appellant has already assumed any risk
[REDACTED].[46]
- [73] The open
justice principle applies to all the information which the appellant wants to
suppress now that it has been mentioned
in submissions and evidence. We accept
Mr Nilsson’s submission that the open justice principle assumes that the
public should
be the judges of what happens in the courts. He cited comments by
Lady Hale P:[47]
[42]
The principal purposes of the open justice principle are two-fold and there may
well be others. The first is to enable public
scrutiny of the way in which
courts decide cases—to hold the judges to account for the decisions they
make and to enable the
public to have confidence that they are doing their job
properly. ...
[43] But the second goes beyond the policing of individual courts and
judges. It is to enable the public to understand how the justice
system works
and why decisions are taken. For this they have to be in a position to
understand the issues and the evidence adduced
in support of the parties’
cases. ...
We accept that the information the appellant wishes to suppress will draw
increased public attention to the circumstances of Mr Dallison’s
offending and her connection to it.
- [74] But the
submissions for the Crown and Stuff overlook the fact that the appellant’s
identity and connection with Mr Dallison
and his offending will be made
public. We must focus on the particular information she wants suppressed. As
we have explained,
that information is not connected to his
offending.[48] It comprises almost
entirely information that she has supplied to explain the nature of the risk to
personal safety.
- [75] For these
reasons, we do not accept that there is a strong public interest in the
information, either in connection with Mr Dallison’s
offending or
generally. [REDACTED].
- [76] That brings
us to the risk that suppression will create an impression that the judicial
system is looking after its own. As
explained above, we think counsel for the
Crown and Stuff overstated this problem, but we accept it is real and highly
undesirable.[49] A court must not
take public trust for granted. However, the interests of justice do not require
that the appellant accept a serious
risk to personal safety so that a court can
avoid giving the false impression that she is being afforded privileged
treatment.
- [77] A court can
expect her, as a serving judicial officer, to take reasonable steps to avert the
need for a suppression order. Two
options were touched on by counsel in
argument: [REDACTED]. She faces an elevated risk independently of this
proceeding because she is the target of online attacks stemming from her work
as
a judge. We do not think she could do much to reduce the personal safety risk
to a point where suppression of the evidence and
submissions would be
unnecessary.
- [78] We have
found that the post-publication risk of [REDACTED] is high and the
associated risk of endangerment to personal safety is a serious one.
Respectfully differing from the Court of Appeal,
we find that it easily crosses
the jurisdictional threshold. On the other side of the scales, the public
interest in Mr Dallison’s
offending is strong, but it does not extend
to the information to be suppressed. The public interest in the courts’
handling
of suppression for judges is also strong, but the appellant’s
identity and her connection to Mr Dallison will be made public.
We do not
think there is anything she might reasonably do to reduce the personal safety
risk sufficiently to make an order unnecessary.
- [79] We find the
interests of justice require that publication of the information be forbidden.
Disposition
- [80] The
appeal is allowed.
- [81] We make an
order prohibiting publication of this judgment, the media release and the
minutes, and any information therein, until
the judgment is delivered at
2.00 pm on 11 June 2024. The delay will allow the Courts below to make any
necessary redactions from
their respective judgments and give any necessary
directions about searching court records.
- [82] We
make a permanent order under s 205 of the Criminal Procedure Act prohibiting
publication of the following:
(a) any evidence and submissions in this proceeding relating to the nature of
the risk [REDACTED] and the information relevant to that risk
[REDACTED]; and
(b) [REDACTED].[50]
- [83] We make an
order redacting parts of the judgment that is made publicly
available.
- [84] We make an
order that the files for this appeal are not to be searched without the leave of
a Judge of this Court.[51]
Solicitors:
Papprills Lawyers, Christchurch
for Appellant
Te Tari Ture o te Karauna | Crown Law Office, Wellington for
Respondent
LeeSalmonLong, Auckland for Intervener
[1] That is the term she uses to
describe the relationship. They did not live together.
[2] A fuller account is found in
the judgment of the Court of Appeal, which was principally concerned with
Mr Dallison’s own appeal:
Dallison v R [2023] NZCA 282 (Cooper
P, Gilbert and Collins JJ) [CA judgment] at [6]–[9].
[3] New Zealand Police v
Dallison [2022] NZDC 15879. By 19
December 2022, Mr Dallison had pleaded guilty to all charges.
[4] At [3]–[7].
[5] R v Dallison [2022]
NZHC 2968 [HC judgment] at [51]. Isac J at [13] treated the application for
suppression that Mr Dallison made on 6 September 2022 as “an
application to renew the [19 August] order”, meaning that, upon revocation
of that order, the 6 September application was implicitly
dismissed.
[6] At [41].
[7] Footnotes omitted.
[8] R v Dallison [2023]
NZHC 976 at [46].
[9] CA judgment, above n 2, at [67].
[10] At [73].
[11] At [74].
[12] At [77]–[82].
[13] At [117].
[14] F (SC 90/2023) v R
[2023] NZSC 143 (Glazebrook, O’Regan and Ellen France JJ)
[SC leave judgment].
[15] At [5].
[16] HC judgment, above n 5, at [52]; CA judgment, above n 2, at [124]; and SC leave judgment, above
n 14, at [6].
[17] The Court of Appeal made
such an order by minute on 13 July 2023. This Court substituted its own order
on 30 October 2023.
[18] M (SC
13/2023) v R [2024] NZSC 29 considered s 205 of the Criminal
Procedure Act 2011 only briefly. Ellis v R [2020] NZSC 137 applied the
former provision, s 138 of the Criminal Justice Act 1985 (now repealed).
Section 205 of the Criminal Procedure Act has
been substantively applied in four
Court of Appeal decisions, excluding the one presently on appeal, but in none of
these did the
Court need to analyse the section: see Martin v R
[2020] NZCA 609; L (CA719/2017) v R [2019] NZCA 675;
Ihaia v R [2022] NZCA 599; and Dew v Discovery
NZ Ltd [2023] NZCA 589.
[19] M (SC
13/2023) v R, above n 18,
at [35]–[39]; Fagan v Serious Fraud Office [2013] NZCA 367 at [9];
Robertson v New Zealand Police [2015] NZCA 7 at [39]; and Parker v R
[2020] NZCA 502, (2020) 29 CRNZ 536 at [5] and [29]–[30].
[20] R v W [1998] 1 NZLR
35 (CA) at 40; and D (CA443/2015) v Police [2015] NZCA 541, (2015) 27
CRNZ 614 at [30(a)].
[21]
Robertson v New Zealand Police, above n 19, at [44]; and Bitossi v R [2014]
NZCA 595 at [8].
[22] M (SC
13/2023) v R, above n 18,
at [69]–[70].
[23] Bryan A Garner (ed)
Black’s Law Dictionary (11th ed, Thomson Reuters, St Paul
(Minnesota), 2019) at 667.
[24] New Zealand Bill of Rights
Act 1990, s 14.
[25] M (SC
13/2023) v R, above n 18,
at [41]–[42]; and Lewis v Wilson & Horton Ltd [2000] NZCA 175; [2000] 3 NZLR
546 (CA) at [41] citing R v Liddell [1994] NZCA 417; [1995] 1 NZLR 538 (CA) at
546–547. The latter two cases were decided under former legislation but
remain leading authorities because, as the Court
of Appeal explained
in DV (CA451/2021) v R [2021] NZCA 700 at [33] per Miller and Gilbert JJ,
the Criminal Procedure Act provisions were designed to ensure that the approach
adopted by the Court of
Appeal in these cases was applied consistently at first
instance.
[26] Erceg v Erceg
[Publication restrictions] [2016] NZSC 135, [2017] 1 NZLR 310
(footnotes omitted).
[27] Law Commission | Te Aka
Matua o te Ture Suppressing Names and Evidence (NZLC IP13, 2008) at
[2.1].
[28] The Law Commission has
acknowledged that suppression orders “can have significant implications
for the ability of the media
to report on the administration of justice”:
Law Commission | Te Aka Matua o te Ture Suppressing Names and Evidence
(NZLC R109, 2009) at [6.52].
[29] Re Guardian News and
Media Ltd [2010] UKSC 1, [2010] 2 AC 697 (citation omitted) quoting
Campbell v MGN Ltd [2004] UKHL 22, [2004] 2 AC 457 at [59]
per Lord Hoffmann.
[30] Lewis v Wilson &
Horton Ltd, above n 25, at
[42]–[43].
[31] [LF] v R [2022] NZHC
2547 at [109], approved by M (SC 13/2023) v R, above n 18, at [94] and [97]. See also
Dean v R [2021] NZCA 293 at [12] where the Court of Appeal acknowledged
the strong public interest in naming violent offenders as being primarily a
public safety
consideration, allowing those dealing with the offender in future
years, such as new partners, to be able to access information about
them.
[32] B (CA860/2010) v R
[2011] NZCA 331 at [21]; and R v Liddell, above n 25, at 545–546.
[33] M (SC
13/2023) v R, above n 18,
at [66]. See also DP v R [2015] NZCA 476, [2016] 2 NZLR 306, in
particular at [42]; and R v Q [2014] NZHC 550 at [43].
[34] For example, in cases where
identifying the defendant will result in identification of victims, who
themselves have suppression
and/or would suffer undue hardship on publication of
the defendant’s name: Stuff Ltd v R [2021] NZCA 86, (2021) 29 CRNZ
658.
[35] CA judgment, above n 2, at [23].
[36] Above at [15].
[37] CA judgment, above n 2, at [112].
[38] Above at [38]–[39].
[39] Above at [33].
[40] CA judgment, above n 2, at [118].
[41] At [119].
[42] See above at [43].
[43] See above at [40].
[44] See above at [47].
[45] See above at [47].
[46] See above at [67].
[47] Dring (on behalf of the
Asbestos Victims Support Groups Forum UK) v Cape Intermediate Holdings Ltd
(Media Lawyers Association intervening)
[2019] UKSC 38, [2020] AC 629.
[48] Above at [38]–[42].
[49] Above at [47]–[52] and [68].
[50] We have explained that
[REDACTED] is not in evidence, but it is readily ascertainable by
searching on material that is in evidence, and it should be suppressed to
give
effect to the orders we have made. [REDACTED].
[51] Senior Courts (Access to
Court Documents) Rules 2017, r 5(2).
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