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New Zealand Law Students Journal |
Last Updated: 14 January 2013
THE MAORI LAND COURT:
A PREFERENCE FOR DEFERENCE?
DANIEL PANNETT∗
Introduction
In the inherently discretionary realm of administrative law, applications of
finite, discrete doctrines are understandably somewhat
counterintuitive. Judges
will often be wary of explicitly labelling a new approach for fear of being
drawn into a conceptual straitjacket,
and will instead prefer to justify
differing levels of intervention as pragmatically as possible.
However, notwithstanding this apparent reticence, developments in New
Zealand, including the return of the doctrine of jurisdictional
fact1
and the discussion of the novel concept of proportionality,2
have greatly altered the methodology in which administrative law operates.
This is particularly clear in relation to varying standards
of review that may
be applied by a court. In Canada, this development has manifested itself in the
idea of deference, understood generally as the lowering of a traditional
“correctness” standard on an alleged error of law made by a
specialist
tribunal to one of “patent unreasonableness”. This
approach has culminated in explicit curial recognition of the constitutional
importance of these tribunals through a lowered level of intervention in an area
of law where the courts had previously taken an
interventionist
approach.
No New Zealand court has yet openly applied a deferential approach on review.
Indeed, as recently as last year, the Court of Appeal
was notably brisk in
dealing with the concept3:
∗ BA/LLB (Hons), University of Otago. High Court Judges’ Clerk. I would like to
express my sincere gratitude to Professor Stuart Anderson, whose guidance helped form
the motivation for this article.
1 Discount Brands Ltd v Westfield (New Zealand) Ltd [2005] NZSC 17; [2005] 2 NZLR 597.
2 Wolf v Minister of Immigration [2004] NZAR 414.
3 Lab Tests Auckland Ltd v Auckland District Health Board [2008] NZCA 385, Hammond J at
para [379].
192 The New Zealand Law Students’ Journal
(2009) 2 NZLSJ
Another concern is that things like spectrums of response and
“deference” in this subject area are ultimately quite unhelpful,
and
even unworkable. To say that something rests somewhere on a
“continuum” is a conclusion, not a principle; it does
not tell us
how that point in a spectrum is reached. And courts do not defer to
anything or anybody: the job of courts is to
decide what is lawful and what is
not.
Statements such as this underline the courts’ reluctance to move from
their perceived orthodox role as strict interpreters of
statutes and the
administrative bodies established by them. However, there have been a number of
statutory tribunals established
in New Zealand with a significant amount of
specialised expertise in their own legal field, with the Maori Land Court the
clear paradigm
example. This may be indicative of an emerging constitutional
order where administrative tribunals exercise their own discreet
legal
interpretations. Accordingly, this article examines the possibility of
“deference” forming a new part of the administrative
law landscape
in New Zealand, both on a broad principle level, and in relation to specific
institutions.
This article is in two parts. Firstly, Part A will outline the conceptual
basis for a doctrine of deference so as to explain how the
doctrine might
operate in New Zealand. This involves a historical description of the
doctrine’s roots in Canada and New Zealand,
followed by identification of
some factors that can give rise to a “deferential” approach.
Part A then goes on
to define under the heading “Deference to What?”
the exact ambit of a proposed doctrine in New Zealand: namely, errors
of law
only. Many different aspects of an administrative decision have been said to
attract deference – this part of the article
makes clear that the narrow
focus here is on error of law.
Part B involves a case study of Attorney-General v Maori Land
Court4 and Te Ture Whenua Maori Act 1993.The analysis of this
case will examine the reasoning of the Court of Appeal in determining a
jurisdictional
section of the Te Ture Whenua Maori Act 1993. That Court’s
conclusions will then be critically compared against a comparative
conclusion
using a more deferential mindset, so as to give the reader a full appreciation
of the material differences the doctrine
of deference
4 [1998] NZCA 247; [1999] 1 NZLR 689 (CA).
The Maori Land Court: A Preference for Deference? 193
can produce. Part B aims to give the reader a tangible example of how
deference could, and arguably should, apply in a New Zealand
context.
A. Identifying a Coherent New Zealand Approach
1. Introduction
The roots of a principled concept of “deference” stem from the
Canadian jurisdiction. This “profoundly deferential
attitude towards
administrative interpretations of statutes”5 emerged from the
keystone case of CUPE v New Brunswick Liquor Corporation.6 In
that case, the court was faced with a complaint against the Public Service
Labour Relations Board – a statutory tribunal
created to rule on questions
of Canadian labour law. The question for the Supreme Court was whether the Board
could interpret the
meaning of the term “other employee” in a
particular way. Until this point in Canada, the standard of review would have
been correctness. However, CUPE marked a departure from this, ceding a
“wider range of administrative lawmaking to the board”.7
Dickson J stated the standard to be applied:
Was the Board's interpretation so patently unreasonable that its construction
cannot be rationally supported by the relevant legislation
and demands
intervention by the court upon review?
Accordingly, the decision – that is, the interpretation of the legal
phrase “other employee” – must be “more
than
wrong”8 to justify a reviewing court intervening and
replacing the interpretation of the decision- maker. This approach was
justified
for several reasons. Firstly, the position of this labour
board as a “specialised tribunal which administers
a comprehensive
statute [meant it] has developed [...] accumulated experience in the
area”.9 Moreover, the existence of a privative clause in the
statute provided a “compelling”10 rationale
for
5 Michael Taggart, “Lord Cooke and the Scope of Review Doctrine in Administrative Law” in Paul Rishworth (ed) The Struggle for Simplicity in the Law: Essays for Lord Cooke of Thorndon, (Butterworths, Wellington, 1997, pp189-219), p204.
6 [1979] 2 SCR 227 (Hereafter referred to as CUPE).
7 Taggart, above n5, p206.
8 The Attorney-General of Canada v Public Service Alliance of Canada [1993] 1 S.C.R 941, p955.
9 CUPE, above n6, p235-6.
10 Ibid.
non-intervention. Judicial restraint in the form of curial deference
followed accordingly in this case.
Therefore, CUPE had created two “threshold” standards: correctness and patent unreasonableness, and was initially regarded as “encapsulating an entire approach to judicial review”.11 Stemming initially from the context of labour relations tribunals12 but spreading also to other areas of “inferior” tribunal decision-making,13 courts undertook what they described as a “pragmatic and functional analysis”,14 which included factors such as the wording of the statute, the nature of the problem, and the expertise of the decision-maker.15
Following this analysis, the decision for the Court was a binary one: simply
to defer (patent unreasonableness) or not
to defer
(correctness).16
Following this watermark, however, the “spirit” of CUPE
underwent some challenges in interpretation and application.17
These concerns were mainly around whether the doctrine should include an
“intermediate” stage of unreasonableness. Accordingly,
very
recently, the Supreme Court in Dunsmuir v New Brunswick18 has
clarified its approach in determining the application of deference. The approach
affirmed a binary decision between “correctness”
and
“reasonableness”.19 Accordingly, the Court recognised
that questions of
11 Christopher Taylor, “Curial Deference and Judicial Review” Advocate’s Quarterly ([1991] Vol 13) pp78-89, p78.
12 See, for example, CAIMAW, Loc. 14 v Pacaar Canada Ltd (1989) 62 DLR (4th) 437
(hereafter referred to as CAIMAW).
13 Such as the Canadian Tribunal established to control and regulate imported goods into
that country, as well as many other administrative tribunals. See, for example, National
Corn Growers v Canada (Canadian Import Tribunal) (1990) 74 DLR (4th) 458.
14 See, for example, Pushpanathan v Canada (Minister of Citizenship and Immigration), [1998] 1
S.C.R 982, p991.
15 Lorne Sossin and Colleen M. Food, “The Contextual Turn: Iacobucci’s Legacy and the Standard of Review in Administrative Law”, University of Toronto Law Journal (Special Issue: Education, Administration and Justice: Essays in Honour of Frank Iacobucci, 2007, Vol 57, pp581-
606), p586.
16 Ibid., 587.
17 See CAIMAW, above n12, p 479; Canada (Director of Investigation and Research) v Southam
Inc [1997] 1 S.C.R 748; Toronto (City of) v. CUPE, Local 79 [2003] 3 S.C.R 77, at para [63]; Christopher Taylor, “Curial Deference and Judicial Review” Advocate’s Quarterly ([1991] Vol 13) pp78-89, p81.
18 2008 SCC 9 (hereafter referred to as Dunsmuir).
19 In doing this, Binnie J at para [139] recognises this
“will shift the courtroom debate
degrees of deference – that is, how “reasonable” a
decision must be depending on factors such as a privative clause or the
expertise of the tribunal20 - should become an issue only after
the decision of whether to defer or not is made. The approach in
Dunsmuir, representing a return to “base” CUPE
principles, demands that the first question be a straight
“yes/no” one: questions of degree arise only when that
first
question is answered in the affirmative.
2. New Zealand
In 1997, Professor Michael Taggart raised the possibility of deference
operating as an explicit doctrinal tool for reviewing courts
in a New Zealand
context.21 This was done, at least initially, through identifying
certain aspects of Cooke J’s approach in Bulk Gas Users Group
v Attorney-General.22 The issue for the Court in that case was
the interpretation by the Secretary of Energy of the words “direct
interest”
in re-pricing of natural gas schemes in Auckland. Accordingly,
the true question was “[w]hose interpretation of the statute
should
prevail – that of the Judge or that of the administrative
decision-maker?”23 This was answered to be the courts,
“in fulfilment of their constitutional role as interpreters of the written
law”.24 However, Professor Taggart notes that this was not the
entirety of the reasoning in Bulk Gas. Rather, Cooke J recognised that
where “there remains legitimate room for judgment in applying the
[correct statutory] test
[...] the decision will stand unless it is
[unreasonable]”.25 This suggests that a “pure question of
interpretation” might be subject only to a Wednesbury standard of
review,26 and points towards deference in New Zealand being
potentially viable. In brief, Professor Taggart claims that “as the
broad
principles of administrative law are applied to particular parts of
the
from choosing between two standards of reasonableness that each represented a different level of deference to a debate within a single standard of reasonableness to determine the appropriate level of deference”.
20 Ibid., para [151].
21 Taggart, above n5, p189.
22 [1983] NZLR 129 (CA) (hereafter referred to as Bulk Gas).
23 Taggart, above n5, p195.
24 Ibid.
25 Bulk Gas Users, above n 22, p136.
26 Taggart, above n5, p196.
variegated administrative law landscape, accommodations of various sorts are
made”.27
Since this original claim, the idea of deference in New Zealand and around
the common law world has increased in sophistication.
Professor Taggart
has, as recently as last year, again advocated for a doctrine of deference to
gain a foothold in New Zealand, but
as part of a “rainbow of
review”, with proportionality contemporaneously supplanting Wednesbury
to complement deference.28 In addition to this approach, there
have been other commentaries on what it means to “defer” –
these are useful
in introducing deference, as they add richness and
sophistication to the initial enquiry.
3. Deference as “Respect” and “Due Deference”
David Dyzenhaus in 199729 discussed the reasons why a
judge may defer. Firstly, he describes “deference as submission” as
reflecting a “democratic positivist”
point of view: that “the
legislature is the sole source of law and that its legitimacy is derived from
its accountability to
the people”.30 Accordingly, recognition
of deference would flow only from a formalistic adherence to statutory direction
– that is, a privative
clause. However, as can be seen from the CUPE
decision and others, this is not entirely accurate. Thus, Dyzenhaus
presents another paradigm in which deference should operate:
deference as
respect: “a respectful attention to the reasons offered [...] in support
of a decision”.31 This is done through
“determin[ing] the intent of the statute, not in accordance with the
idea that there is some prior
(positivistic) fact of the matter, but in terms of
the reasons that best justify having that statute”.32 This more
realistic view allows a reviewing court to take into account factors such as a
privative clause, as well as expertise, the
question being asked, et cetera.
Deference is then not merely bowing to the will of a superior law-making body,
but can
27 Ibid., pp202-203.
28 Michael Taggart, “Proportionality, Deference, Wednesbury” in New Zealand Law Society
Judicial Review: September 2007 (New Zealand Law Society, Wellington, 2007, pp23-67).
29 David Dyzenhaus, “The Politics of Deference: Judicial Review and Democracy” in
Michael Taggart (ed) The Province of Administrative Law (Hart Publishing, Oxford, 1997, pp279-308).
30 Ibid., p280.
31 Ibid., p286.
32 Ibid., p303.
“rearticulate the proper relationship between the legislature,
administrative agencies and the courts”33 through a more
involved application of the doctrine. In 2005, Murray Hunt, writing in a United
Kingdom context,34 used “deference as respect” to
articulate a concept of “due deference”, aiming to improve some of
the difficulties
the doctrine was facing in the United Kingdom.35
The “due deference” approach is similar to that of Dyzenhaus
in that it asks for a number of different factors to be considered,
although it
does ask for “degrees of deference”36 to be applied, an
approach rejected in Dunsmuir. Nonetheless, it is still useful to
illustrate that a broader contextual approach is required.
4. What will indicate deference may apply?
When, then, should a court defer? Since the birth of the doctrine in
CUPE, certain factors have been identified as indicative of a deferential
approach being appropriate, that can, and must, be examined
in a New Zealand
context. These factors are not exhaustive, but provide a strong starting point
to undertake a contextual deference
analysis.
(a) Expertise
Recognition of expertise as a relevant concern stemmed from the position of
labour tribunals in Canada since CUPE. These “high- powered”
tribunals, consisting of members with significant amounts of specialist labour
dispute knowledge,
were recognised by courts as being capable of developing
their own body of jurisprudence. In Dunsmuir, where the Supreme Court
reconciled previous law on determining whether deference should apply or not,
the Court stated “deference
may [...] be warranted where an administrative
tribunal has developed particular expertise of a general common law [...]
in
relation to a specific statutory context”.37 This
trend stems from the statutory
33 Ibid., p286.
34 Murray Hunt, “Sovereignty’s Blight: Why Contemporary Public law Needs the Concept
of ‘Due Deference’” in Nicholas Bamforth and Peter Leyland (eds), Public Law in a Multi- Layered Constitution (Hart Publishing, Oxford, 2003, pp337-370).
35 Namely, that in the context of deference as between the legislature and judiciary, there had developed an idea of a “margin of appreciation” where a court would not step, recalibrating deference as a mere justiciability enquiry. See Hunt (Ibid.) pp345-346.
36 Hunt, above n34, p353.
37Dunsmuir, above n18, para [54].
context that gave rise to CUPE, where it was stated that "[i]n the
administration of that [statutory] regime, a board is called upon [...] to
exercise its understanding
of the body of jurisprudence that has developed
around the collective bargaining system”.38 When an
administrative body operates for some time within a specific and identifiable
statutory context, building experience and expertise
in that area, then
deference may be appropriate.
(b) Statutory indications
If a statutory regime has been set up as a discrete dispute resolution
mechanism (as was, and is, the case with Canadian employment
law), or if that
regime can be viewed as an alternative to an established and comparable system
(such as Te Ture Whenua Maori Act
1993 and the Maori Land Court’s contrast
to the Torrens system), then deference might be more likely. This is because the
greater
level of “compartmentalisation” means that a reviewing court
should recognise the unique role these decision-makers have
in the
“complex decision- making environments of the modern state”,39
and accordingly be less inclined to interfere in these specialised
contexts. Moreover, if the determination in question involves
questions of
“broad policy”,40 or if “legal and factual issues
are intertwined and cannot be readily separated”,41 deference
should apply. However, if the question is outside the tribunal’s
expertise and is of “central importance
to the legal system”,42
then the opposite conclusion might be reached.
(c) Privative clauses
Likely the clearest indicator of deference being appropriate, a privative
clause can be seen as “evidence of Parliament or a
legislature's intent
that interference by reviewing courts be minimized”.43 The
reasoning for this is self-evident: when Parliament drafts law to prima facie
restrict the access of a reviewing court to a decision of an inferior
tribunal, deference to that decision would follow as
a matter of logic
and
38 CUPE, above n6, p235.
39 Sossin and Food, “The Contextual Turn”, above n15, p584.
40 Dunsmuir, above n18, para [151].
41 Ibid.
42 Dunsmuir, above n18, para [55].
43 Ibid., para [52].
commonsense. Whilst not eliminating the inherent power of review altogether,
privative clauses can at the very least be seen as indicating
caution should be
considered before a court undertakes a “correctness” analysis. It
should be noted, however, that the
absence of a privative clause is not
determinative against the application of deference.44
(d) Rights of appeal
Rights of appeal are relevant for two reasons. In sitting alongside the
inherent review power, they have an effect on how the exercise
of review might
work in practice. The more likely a party is to use the inherent power of review
to “correct” a decision
than appeal, the more likely deference is to
apply. This is because the tribunal can be categorised as
“administrative”
in the true sense, as it is more likely to be
subject to the administrative jurisdiction of the High Court. This is the case
with
the Maori Land Court. More specifically, the existence of an appeal right
raises these two main questions:
1. Whether the existence of an appeal right necessarily ousts the possibility of review; and
2. Whether the granting of an appeal right necessarily equates to a
correctness standard being applied.
In relation to the first question it is clear that in most cases, judges will
exercise their inherent discretion to refuse review
when an appeal right exists.
This is because an appeal right can be viewed as a deliberate attempt by the
legislature to allow an
appellate court to “correct error and supervise
and improve decision-making”.45 Thus, review (and the variable
standards, including deference, it could bring) rests on shakier ground in this
context, given that
the “answer” lies in the appeal route.
However, it is worth noting that in some cases, appeal rights are simply not
exercised. For example, Te Ture Whenua Maori Act 1993
makes explicit statutory
provision for rights of appeal on “all or any part of the [initial]
determination”.46 However, litigants have still preferred the
inherent power of the High Court, such as in Attorney-General v
Maori
44 Ibid.
45 Dunsmuir, above n18, para [52].
46 Te Ture Whenua Maori Act, s58(1).
Land Court47 and MacGuire v Hastings District
Council.48 This is an indication that review, with its
inherent flexibility, could perhaps be retained alongside even robustly-drafted
appeal
rights. Where the governing statute also points towards a special
“niche” for the decision- making body, as is arguably
the case with
the Maori Land Court,49 this argument carries further weight, and may
help to suggest review might in some cases still be available.
In relation to the second question, it is unsurprising that the exercise of
most appeal rights would favour a standard of substitution.
If an appeal right
exists in respect of a decision made by a tribunal, appellate courts will be
wary of applying anything less than
a correctness standard in the face of clear
legislative direction.
The claim for a correctness standard is strongest where the appeal right is
limited to a point of law,50 as the answer of how to correct an error
has been explicitly dealt with by Parliament, and that answer involves a
correctness standard.
Parliament has considered the types of errors it wishes
corrected on appeal and by identifying only questions of law as being subject
to
intervention, courts would be wary of departing from a correctness
standard.
However, if a broader appeal right allows only limited grounds,
involving the application of standards other than correctness,
the issue becomes
more complex. If an appeal right is less than absolute, then the existence of
multiple “levels of appeal”
suggest that review is not precluded
merely because another route to correct the error exists. It is then arguable
that if the appeal
right is viewed as less than a straitjacket, the exercise of
similarly flexible review standards should not then be precluded, as
“room
to move” still exists.
Shotover Gorge Jetboats Ltd v Jamieson51 dealt with the
breadth of an appeal from a specially created statutory body, the Lakes District
Waterways
47 [1998] NZCA 247; [1999] 1 NZLR 689 (CA).
48 [2001] UKPC 43; [2001] NZRMA 557 (PC).
49 Part B will discuss deference with respect to a tangible example, the Maori Land Court.
50 See, for example, s58 of the Film, Video and Publications Classifications Act 1993,
which restricts appeals from the Film and Literature Review Board to the High Court on
“questions of law” only.
51 [1987] 1 NZLR 437 (hereafter referred to as
Shotover).
Authority, to the District Court. In examining this question, Casey J stated
that “appeal rights in respect of different
authorities and
tribunals depend very much on the meaning to be given to the
particular statute conferring them”.52 Cooke J identified
“another type of appeal [...] subject to a discretionary power to rehear
the whole or any part of the evidence
or to receive further
evidence”.53 Such a right of appeal creates on the part of
the appellate court a “customary allowance”54 on
matters of fact and discretion. It may be overenthusiastic to
suggest that these types of comments could be
stretched to apply to an
appellate (or reviewing) court lowering their level of intervention on an error
of law. Notwithstanding this, Shotover does seem to support the
principle that the breadth and nature of appeal rights can vary, and will depend
almost invariably on the
nature of the statute conferring them.
The Supreme Court in Austin, Nicholls and Co Ltd v Stichting
Lodestar55 has very recently also considered the nature of appeal
rights. The decision relates primarily to the second difficulty: the standard
of
intervention on appeal. The question was the breadth of the appeal under s27(6)
of the Trademarks Act 1953.56 In commenting on the nature of that
appeal, the Supreme Court seems to favour a substitutionary standard. Elias CJ,
writing for the
Court, recognised the “customary allowance” point
mentioned in Shotover, but did not hesitate in explicitly restricting its
application to “findings of fact or fact and degree”,57
and made clear that “on general appeal, the appeal court has the
responsibility of arriving at its own assessment of the merits
of the
case”.58 Generally, the approach of Elias CJ can be summarised
at paragraph [16]:
Those exercising general rights of appeal are entitled to judgment in
accordance with the opinion of the appellate court, even where
that opinion is a
matter of fact and degree and entails a value judgment. If the appellate
court’s opinion is different from
the conclusion of the tribunal appealed
from, then the decision under appeal is wrong only
52 Ibid., p442.
53 Ibid., p442.
54 Ibid.
55 [2007] NZSC 103; [2008] 2 NZLR 141 (hereafter referred to as Lodestar).
56 Ibid., para [1].
57 Ibid., paras [5], [13].
58 Ibid.
in the sense that it matters, even if it was a conclusion on which minds
might reasonably differ.
Thus, errors of law are to be assessed solely on correctness standards. These words have since been applied without hesitation in the High Court, pointing towards a trend of appellate courts having a much greater level of authority.59 However, Ronald Young J in E v Director of Proceedings60 has recently applied a more principled analysis to Lodestar, suggesting some flexibility in appeal may still remain. The High Court in this case was considering the breadth of appeal rights to be exercised in relation to s 109 of the Health Practitioners Competence Assurance Act 2003. Previous litigation had shown that s109 appeals were to be dealt with on a quite narrow basis, more akin to review than appeal.61
However, Ronald Young J held that as s109 involved a “general appeal
in that it is a right of appeal in the way of rehearing”,62
the approach in Lodestar should now apply. However, the decision
then goes on to provide some indication as to why and how such an
approach should apply to a particular right of appeal.
Firstly, it was noted that the decision made at first instance did not
include the exercise of discretion, as the judgment involved
a “comparison
of the conduct of the practitioner against appropriate [identified]
standards”,63 rather than a decision-making power based around
policy implementation. Secondly, the court held it relevant that “there
was
no specialist medical expertise being exercised by the Tribunal,64
requiring only an isolated application of given facts to known law
– moving the Tribunal away from the notion of a truly
“specialist” body. To reaffirm this point, the court noted that
attention would have to be paid to this specialist knowledge
if relevant to the
initial determination.65
This approach may swing back towards Shotover, letting
“standard- varying” factors into an analysis, even when the context
is as seemingly
59 See, for example, Hutton v Webb [2008] NZHC 283; [2008] NZFLR 629 (HC), Barry v Police 3/4/08, Stevens
J, HC Whangarei CRI-2007-488-29.
60 11/6/08, Ronald Young J, HC Wellington, CIV-2007-485-2735.
61 Ibid., paras [8]-[9].
62 Ibid., para [12].
63 Ibid., para [15].
64 Ibid., para [17].
65 Ibid., para [18].
unpromising as a general right of appeal. This point addresses the second issue identified in respect of appeal rights: that correctness standards will invariably be applied. A possible explanation for this may be that the reasoning of the Supreme Court in Lodestar was descriptive without being explanatory. Even though there was a clear indication that “appeal means substitution”,66 no explicit methodology was identified by the Supreme Court as appropriate, opening the door to
‘E-like’ reasoning. This could even be taken as an
implicit recognition by the Supreme Court that the High Court will, when the
context demands it, construe appeal rights in a less rigid manner. Therefore,
even when the High Court has been “invited”
by Parliament to correct
an error, the invitation may not always involve a court substituting its
judgment de novo. Accordingly, in a judicial review where a court is
“uninvited” and may use its discretion more fully, standards become
even more malleable.
5. Deference to what?
Deference has been discussed and applied in respect of many aspects of a
first-instance decision-making body’s reasoning. However,
this has led to
some confusion in scope of application, in that precisely which head, or heads,
of review should attract the deference
doctrine remains unclear. Accordingly,
this article will only examine what it means to defer to an error of law
made by an “inferior” tribunal. This will almost invariably
(as was the case in CUPE) involve an alleged
misinterpretation by the tribunal of their governing statute.
It is worth clarifying at this point precisely what this means. When
assessing alleged errors of law, it is difficult to draw a clear
dividing line
between interpretation, application, and “mixed” questions of law
and fact. This is because a reviewing
court can describe an error as
“legal” or “factual”, depending on the focus given to
either aspect. The construal
of an alleged error is important, as varying levels
of intervention will then be justifiable by a court. For example, an error of
fact, which goes to the foundation of the decision, requires a significant
“error” before intervention can be justified.
This is to be compared
with “pure” error of law, which applies a much more stringent
“correctness” standard.
In essence, a mistake of fact will allow
for
66 Lodestar, above n55, para [16].
degrees of correctness, but an error of law will not. Therefore, the focus
here will be on the interpretation of a statute, as divorced from factual
questions as conceptually possible. This removes the problematic
“customary
allowance”67 of relaxed intervention
on findings of fact, and enables a more principled examination of whether
deference can apply on the doctrinal,
rather than pragmatic, level.
This view is not, perhaps, prima facie the most fertile ground on
which to base a deference enquiry. It is a long-established fact that courts
will apply a “correctness”
standard to alleged errors of law.68
There is no way a decision-maker can interpret law “almost
correctly”. However, there are also conceptual advantages in
examining
deference in respect of error of law. This is explained through error of
law’s position as the “hardest”
standard, or to use a
metaphor, the biggest weapon in a reviewing court’s armoury. Therefore,
error of law seems to be the
logical starting point: if it is arguable that a
court should defer from this high standard, it would not be a huge jump in logic
to then suggest that the same relaxation (in the appropriate circumstances)
might be applied to other, lower standards.
Some support for this approach can also be found in Bulk Gas. Cooke J
stated that a reasonableness test should apply where “there remains
legitimate room for judgment in applying the [correct]
test”:69
in other words, those questions of application of statutory standards may
be deferred to.70 There is support also in Canada, best illustrated
by the opinion of Lebel J in City of Toronto v CUPE:71
This Court has been very careful to note, however, that not all questions of
law must be reviewed under a standard of correctness
[...] even pure
questions of law may be granted a wide degree of deference where other
factors of the pragmatic and functional analysis suggest that such deference is
the legislative intention. The critical
factor in this
67 Shotover, above n51, p439.
68 For a recent example of the application of this standard, see Major Electricity Users’
Group Inc v Electricity Commission (14 March 2008, High Court, Wellington, Wild J), where it was stated at para [80] in response to an alleged error of law on the part of the Electricity Commission that “there is only one standard of review in such a situation: correctness”.
69 Shotover, above n51, p136.
70 Taggart, above n5, p196.
71 Toronto (City of) v. CUPE, Local 79, above
n17.
respect is expertise [...] where an administrative adjudicator must
decide a general question of law [...] that determination
will typically be
entitled to deference.72 (Emphasis added).
This quote reflects the unique position administrative tribunals now hold
in our constitutional framework. These bodies’
specialist
knowledge and expertise mean that parties using this specific medium should, and
can, expect a valid determination of
law in relation to their dispute. Indeed,
when a tribunal is singled out as the appropriate dispute resolution
mechanism,
it makes administrative sense for this to be the case. Accordingly,
deference may apply to alleged errors of law.
6. Summary
Some critical points can be taken from Part A in moving towards an applied
interpretation of these broad conceptual underpinnings:
1. The question of deference, born in Canada, essentially asks whose interpretation of a statutory instrument is to be preferred: a reviewing court’s or a first instance, specialist Tribunal’s?
2. In this article, the focus is importantly on interpretation – that is, “pure” questions of law, as isolated from individual factual concerns so far as possible. This is for the purposes of conceptual clarity, as the focus on a purely legal question illustrates the doctrine’s operation in the clearest case possible.
3. It is also important to note that the Maori Land Court’s position as an administrative tribunal gives it a special position in New Zealand that may justify deference being applied. The fact that most litigants in that Court will prefer to “cure” an alleged error by review, rather than appeal, is evidence of this.
4. Factors that indicate a possibility of deference, such as
expertise, are present in the Maori Land Court, making this Court a prime
candidate for an actual application of the doctrine to a
specific New Zealand
context.
72 Ibid., para [71].
B. Walking the Walk – Attorney General v Maori Land Court
1. Introduction
To gain a fuller insight into the appropriateness of deference being
explicitly recognised in New Zealand administrative law, examples
of practical
application must be considered. There are several administrative
tribunals in New Zealand that may possess
the requisite qualities to attract
deference from a reviewing court. This part does not seek to answer the question
of whether deference
should apply to all administrative tribunals.
Rather, the example of the Maori Land Court has been chosen to show in the
clearest way possible how this
theory would become a doctrinal reality.
2. The Maori Land Court (MLC) (a) Jurisdiction and appeals
The Maori Land Court, along with the Waitangi Tribunal, occupies a unique niche in New Zealand’s judicial landscape and seems one of the best possible examples of a “deference-appropriate” tribunal. There are some specific provisions in its governing statute, Te Ture Whenua Maori Act 1993 (TTWMA), that relate to the MLC’s jurisdiction.73
However, more broadly, it is sufficient to note that the MLC is
mandated under statute to “promote and assist in the retention of Maori
land [...] in the hands of the owners; and the effective
use, management and
development [...] of Maori land or General land owned by
Maori”.74 Although there has been some litigation as to the
precise ambits of this jurisdiction,75 the MLC does bear the primary
responsibility for Maori land in New Zealand. The jurisdiction has consequently
been extended to the
areas of fisheries, aquaculture, and the foreshore and
seabed.76 A Bill currently under Select Committee consideration
would, if passed, “expand the jurisdiction of the Court
73 See Te Ture Whenua Maori Act 1993 (TTWMA), ss18-20.
74 Ibid., s17(1).
75 See Attorney-General v Maori Court [1998] NZCA 247; [1999] 1 NZLR 689 (CA).
76 TTWMA, s26B; Maori Fisheries Act 2004 ss181-182, s260; Foreshore and Seabed Act
2004, s46.
into all areas of collective Maori asset ownership”.77 Chief
Maori Land Court Judge Joe Williams sums up the jurisdictional situation of the
MLC by stating “[i]n time, the Court will
need a new name because land
will be just one of its many foci”,78 underlining its
appreciable levels of expertise.
Appeals from MLC determinations may be made to the Maori Appellate
Court (MAC) and are not restricted to points of law.79 MAC decisions
may then be generally appealed to the Court of Appeal or directly to the Supreme
Court with leave.80 However, as discussed in Part One, it is more
common for the inherent power of review to be relied on in
“correcting”
MLC determinations. Several significant cases relating
to the Maori Land Court81 demonstrate that review (and accordingly,
perhaps deference) is the preferred avenue for aggrieved Maori Land Court
litigants.
(b) Expertise
The existence of a separate Maori Land Court recognises the different cultural values and importance given by Maori to their lands, described in the statute as a “taonga tuku iho of special significance”.82
Accordingly, there are throughout Te Ture Whenua Maori Act 1993 several
references to specifically Maori concepts, such as
ahi ka, kaitiaki,
whangai, and, most importantly, tikanga Maori,83 somewhat briefly
defined in s4 of TTWMA as “Maori customary values and
practices”. Therefore, much is left to
the MLC itself to create
a coherent jurisprudence on these terms, as Parliament has deliberately not done
so in any detail.
77 Waka Umanga Bill: see Internet “Waka Umaga Bill” http://www.parliament.nz/en- NZ/PB/Legislation/Bills/0/7/8/00DBHOH_BILL8344_1-Waka-Umanga-M-ori- Corporations-Bill.htm, accessed 11 September 2008.
78 Chief Maori Land Court Judge Williams, in Te Pouwhenua, Issue 45 (May 2008), p3 accessed on 11 September 2008 at http://www.justice.govt.nz/Maorilandcourt/pdf/Te- Pouwhenua-45.pdf
79 TTWMA, s58(1).
80 Ibid., ss58A-58B.
81 See, for example, Attorney General v Maori Land Court [1998] NZCA 247; [1999] 1 NZLR 689 (CA) and Bruce
v Edwards [2002] NZCA 294; [2003] 1 NZLR 515 (CA).
82 Te Ture Whenua Maori Act 1993, preamble.
83 Ibid., s4.
There are some statutory indications that “there is some scope for the
Maori Land Court to apply Maori custom law in its special
jurisdiction”.84 As well as unsurprisingly being able to rule
on claimed ownership of Maori land,85 ss29 and 30 enable the Chief
Judge to advise on matters of tikanga. The Court’s86
specialist expertise also extends under s 61 to the High Court being able
to refer any question of tikanga Maori back to the Maori
Appellate Court, with
the resulting opinion being binding on the High Court.87 The s68
guarantee that “any party or witness” may address the Court in te
reo Maori affirms this specialist nature. In
exercising these specialist
functions, s7(2A) TTWMA states that judges of the Maori Land Court must not be
appointed to the bench
“unless that person is suitable, having regard to
the person’s knowledge and experience of te reo Maori, tikanga Maori,
and
the Treaty of Waitangi”. However, this expertise is not limited solely to
TTWMA. Under s6A(1) of the Treaty of Waitangi
Act 1975, the Waitangi Tribunal
may ask the Maori Appellate Court to consider specifically Maori factors,
including “Maori
custom and usage”. Moreover, s252 of the
Resource Management Act 1991 allows the Chief Environment Court Judge to appoint
an alternate judge to that Court in consultation with the Chief Maori Land Court
Judge when it is necessary to do so – presumably
when issues of tikanga
Maori are before the Environment Court. Therefore, it can be seen that
the Maori Land Court is as much
a specialist tribunal as the labour relations
board in CUPE. The Court possesses a significant and specialised
jurisdiction in relation to “the complex laws designed to replace
customary
tenure”.88
The Maori Land Court is also of unique importance by virtue of its
guardianship of laws that sit sometimes uneasily alongside the
Torrens land
system.89 This conflict stems primarily from the
MLC’s supervision of alienation of Maori land,90 where rules
apply that would seem repugnant to the Torrens system. For example, certain
types of
84 New Zealand Law Commission, “Maori Custom and Values in New Zealand Law”
(Wellington, New Zealand Law Commission, 2001), para [258].
85 TTWMA, s18.
86 In this case, the Maori Appellate Court, but for the purposes of this comment, no
distinction need be made.
87 TTWMA, s61.
88 New Zealand Law Commission, above n84, para [262].
89 Ibid., para [100].
90 See generally TTWMA, Part VII.
Maori land are considered inalienable, and the alienating of Maori
freehold land is subject to strict statutory procedural
requirements91
that fetter the freedom of the owner or owners to alienate. Therefore,
because “it is difficult to find one English word that
encapsulates the
Maori concept of holding land”,92 maintaining the independence
of legal principles relating to Maori land falls largely to the Maori Land
Court.
The argument must then follow that, in order for the MLC to be able to
exercise these functions correctly, and to give effect to clear
Parliamentary
intent, deference should be granted to the MLC in the interpretation of
specialised Maori land law. This has not occurred,
however, and “the
ability of Maori to exercise customary law has been restricted by loss of
resources, by lack of recognition
by the courts and by Parliament and by
persistent and prolonged promotion of individualism and
assimilation”.93 Accordingly, given the unique niche the MLC
occupies in New Zealand, deference may be justified to overcome this
systemic
difficulty.
(c) Attorney-General v Maori Land Court94
This case concerned a block of General land only “4.2km in length and
37 ¼ acres in area”,95 highlighting the desire of the
litigants to assert the Maori Land Court’s jurisdiction in higher courts.
The land in question
was vested in the Wairoa District Council after having been
earmarked in 1930 for a paper road96 as General land, but the road
was never built. The Maori beneficial owners of the land then claimed that it
was held in a fiduciary
capacity for them, and should be
returned.97
This claim raised questions as to the Maori Land Court’s jurisdiction
to make such a vesting order, both in the case before
the Court and, more
importantly, in future cases dealing with the relevant
provision,
91 Ibid., ss145, 147.
92 New Zealand Law Commission, above n84, para [110].
93 Ibid., para [116].
94 [1998] NZCA 247; [1999] 1 NZLR 689 (CA).
95 Ibid., p690.
96 Ibid.
s18(1)(i). In essence, the critical question98 was whose
statutory interpretation of the general meaning of s18(1)(i) should be
preferred: the MLC’s, or Court of Appeal’s.
Section 18(1)(i) is as
follows:
18 General jurisdiction of Court
(1) In addition to any jurisdiction specifically conferred on the Court
otherwise than by this section, the Court shall have the following
jurisdiction: [...]
[..] (i) To determine for the purposes of any proceedings in the Court or for
any other purpose whether any specified land is or is
not held by any person in
a fiduciary capacity, and, where it is, to make any appropriate vesting
order.
The Maori Land Court’s interpretation of the meaning of s18(1)(i) was
that it was sufficiently broad to justify vesting orders
of General land in
Maori owners as Maori freehold land. Judge Savage noted s18(1)(i) was on its
face “an immensely broad
jurisdiction”,99 but read
it in the context of the Act to reach the conclusion that::
However 18(1)(i) is interpreted, looking at it in the round, it must involve
a grant of jurisdiction to this court where a party saying
that notwithstanding
that the land appears prima facie to be General land, it is in fact Maori
freehold land or is held only by a
fiduciary who has an obligation to return it
to the status of Maori freehold land or General land owned by Maori and vest the
title
in the owners.100
Accordingly, the MLC could fetter title to General land by a fiduciary interest through an appropriate vesting order under s18(1)(i). The MLC saw s18 as being divided into “two conceptually different parts”:101
18(1)(a)-(d) giving “primary jurisdiction” to hear and determine
claims solely in relation to Maori freehold land, and
from 18(1)(e) onwards
(including s18(1)(i)), a secondary jurisdiction to examine matters “for
the purpose of any proceedings”,
ancillary to the “primary
jurisdiction” of s18. In particular, the MLC noted that s18(1)(i)
“deals with ‘any
98 The jurisdictional importance of which was affirmed by the Maori Land Court instructing counsel to defend its position in the Court of Appeal: see Attorney-General v Maori Land Court, above n81, p690.
99 In Re Tahora 2F2 Block, MLC Tairawhiti District, Appln 9456, 2 October 1996, p3. I would like to acknowledge the generous assistance of Godfrey Pohatu at the Maori Land Court in Gisborne in locating a hard copy of this case.
100 Ibid., p8.
land’”. This contrasted with earlier paragraphs of s18(1), which
referred explicitly to Maori Freehold land. Thus, s18(1)(i)
was recognised as
having applicability to General land. Moreover, s18(1)(i)’s direction of
jurisdiction for “any other
purpose” was given tangible meaning in
relation to General land, as “the Court should [...] hesitate
before
upholding such a proposition [the phrase “any other purpose”
serves no meaning] in relation to an Act of Parliament”.102
Therefore, s18(1)(i) was held to be capable of relating to claims against
General land by Maori beneficial owners.
The Court of Appeal, however, interpreted s18(1)(i) differently. The Court
held that “the apparently broad language of s18(1)(i)
must be read in
its context both in relation to those provisions which immediately
surround it, especially s17, and in
relation to the scheme of the whole
statute”.103 The reference to “any land” in
s18(1)(i) could not be read literally, as “this wide definition is not to
be applied
when the context indicates a particular and more limited
meaning”.104 The justification for this reasoning was primarily
s17. This section, relating to the general objectives of the Court, states the
Court’s primary objective as promoting and assisting in the retention of
Maori land and General land owned by Maori (emphasis added).
Thus, later broad references to “land” in s17 were “plainly
shorthand expression[s] for the
categories of land which are the
subject of the primary objective”.105 The same reasoning
was applied to s18(1)(i), particularly when the only express power to change the
status of General land to Maori
land is through s133,106
meaning s18(1)(i) had to be read narrowly. The question of the
fiduciary relationship then did not even arise. In summary, the
Court held
that:
if s18(1)(i) had really been intended to effect such a radical change [in the
jurisdiction of the MLC] [...] it might have been expected
that this would have
been done explicitly, by words directly spelling out that the paragraph was to
apply beyond Maori land.107
102 In Re Tahora 2F2 Block, above n99, p10.
103 Attorney-General v Maori Land Court, above n81, p698.
104 Ibid.
105 Ibid., p696.
106 Ibid., p699. The Court reasoned that as s133 was the only section expressly granting
jurisdiction to change the status of land from General to Maori freehold, it would be a bizarre extension of jurisdiction to read s18(1)(i) as its equivalent.
107 Ibid., pp701-702.
This was, arguably, an appropriate interpretation for the Court of
Appeal to reach. However, as illustrated in an article
by Nin Tomas,108
there are also difficulties with the Court of Appeal’s approach.
Tomas claims that the difference in interpretation stems from
the tendency of
the Court of Appeal to “focus on and give importance to different aspects
of the interpretation process [...]
to attribute different meanings to the words
[...] used in framing the statute, and to prefer one over the
other”,109 which in this case led to an overly restrictive
interpretation of s18(1)(i). For example, the Court of Appeal was prepared to
read
down the Long Title of TTWMA for its reference to “Maori
land”110 so as to contextualise s18(1)(i). However, the Long
Title states TTWMA is “an Act to reform the laws relating to Maori
land”,111 meaning that the MLC arguably “may incorporate
actions which have a direct link to, or effect on, Maori land”.112
The basic conclusion may then be that reviewing courts “do not have
sufficient knowledge and understanding of the Maori focus
of [TTWMA] to properly
conduct [s18(1)(i)] inquiries”.113
Finally, it is important to remember that one need not claim that the MLC was
“right” in their interpretation of s18(1)(i).
All that is required
is the conclusion that the reasoning of the MLC was reasonable: that a
rational view of s18(1)(i) was taken. The fact that the Court of Appeal took a
different view is not fatal. Reasonable people
may disagree. It is what is
done with that disagreement that matters. If the Court of Appeal was
prepared to have accepted the Maori Land Court as an
independent,
“court-substitute” tribunal, for reasons such as its expertise,
knowledge and specialisation, then a different
result would have been reached.
Certainly nothing would have stopped the Court of Appeal from interpreting
s18(1)(i) in the manner
it did: however, deference would demand that the Court
recognise that, although they
108 Nin Tomas, “Jurisdiction Wars: Will the Maori Land Court Judges Please Lie Down”, Butterworths Conveyancing Bulletin, vol9 no4, pp33-37. See also Stephanie Milroy’s commentary ([1999] NZ Law Review 363), p363: “[The MLC] is part of the judicial arm of government; the Judges are required to have the same qualifications as those in other Courts; and it is a specialist Court and would seem appropriate to hear these kinds of matters”.
109 Nin Tomas, above n108, p34.
110 Attorney-General v Maori Land Court, above n81, p702.
111 TTWMA, Long Title.
112 Nin Tomas, above n108, p35.
113 Ibid., p37.
are in disagreement with the MLC, there are enough constitutional and
institutional reasons to suggest that, barring irrationality,
the MLC should be
recognised as capable of forming its own interpretation.
However, a reviewing court still may claim that, if the MLC interpretation of
18(1)(i) is to be taken, fundamental rights would be
affected. If under
s18(1)(i) the Maori Land Court possesses the jurisdiction to vest General land
as Maori freehold land, then the
legal owners of the General land are denied
their rights (as land owners) to the courts of general jurisdiction,114
as Maori freehold land applications are heard only in the MLC. This
is, at first glance, a strong (and orthodox) argument
for a general court:
in protecting “fundamental” rights, they should invariably apply a
correctness standard so as to
ensure that right it not curtailed. However, on
closer examination, this argument holds little weight. If a vesting order is
made,
then the legal title possessed in relation to the General land was always
fettered by the fiduciary relationship with the beneficial
owners. Thus, the
argument that the legal owner would have rights to general courts is wrong, as
their rights as legal owners,
in conjunction with the fiduciary
relationship, require the land to be delivered to the beneficial owners.
However, the existence of a fiduciary relationship in the broader
context – a question usually reserved for
courts of general (and
therefore equitable) jurisdiction – necessitates explanation of precisely
what is being deferred
to if the MLC’s view is to be preferred, and why
this is justifiable. In taking a broader view of s18(1)(i) (i.e., deferring
to
the MLC), two points of law emerge:
1. That s18(1)(i) gives to the Maori Land Court the jurisdiction to vest
General land in Maori; and
114 New Zealand Bill of Rights Act 1990, s27:
(1) Every person has the right to the observance of the principles of natural justice by any tribunal or other public authority which has the power to make a determination in respect of that person's rights, obligations, or interests protected or recognised by law. (2) Every person whose rights, obligations, or interests protected or recognised by law have been affected by a determination of any tribunal or other public authority has the right to apply, in accordance with law, for judicial review of that determination.
(3) Every person has the right to bring civil proceedings against, and to
defend civil proceedings brought by, the Crown, and to have
those proceedings
heard, according to law, in the same way as civil proceedings between
individuals.
2. That the content or existence of that fiduciary relationship may have to
be determined as a matter of law.
Given the wording of s18(1)(i), and the reasoning of the MLC in Re Tahora
2F2 Block, the MLC would undertake to answer both these questions in a
given proceeding. The Court of Appeal’s deference would
mean that
the MLC’s view of 18(1)(i) prevails and is the law of New Zealand, meaning
the existence of the proceedings cannot then be questioned. This was all
that would be decided on the reasoning of the Court of Appeal, as they
were
unwilling to engage the fiduciary point (the MLC was). However, the actual
process, or application, of the jurisdiction – basically,
whether a fiduciary relationship justifies a vesting order – was not
dealt with
by the Court of Appeal. Therefore, if a party disagrees with the
Maori Land Court’s construction of a fiduciary relationship
as a
matter of law, then it can still be reviewed. A good example of this might be
where a statute allegedly precludes the existence
of a fiduciary
relationship.115 On review, the deference analysis would start
again in asking whether there are good enough reasons to allow the MLC’s
view
of the law of fiduciary relationships to be deferred to. However,
regardless of the answer, this enquiry does not impinge on the
first point of
law that has been deferred to. In fact, in examining this question on review,
the High Court is impliedly affirming
the MLC’s interpretation of
s18(1)(i). In assessing the MLC’s assessment of a fiduciary point of law,
the reviewing court
affirms that the MLC is validly exercising its jurisdiction
under s18(1)(i), a view that was born out of deference.
Conclusion
The apparent reluctance of a reviewing court to relax their ability to strike
down alleged errors of law as they see fit will mean
that deference faces a
metaphorical mountain to climb before being introduced specifically into New
Zealand.
However, as this article suggests, it may be that the seeds are already
present in our administrative law jurisprudence. Put simply,
deference seems a
viable possibility in respect of the Maori Land Court. The
115 Perhaps the most pertinent example could be the Foreshore and
Seabed Act 2004, which purportedly vests title to the foreshore and
seabed in
the Crown absolutely.
Court possesses a unique niche in New Zealand: the exclusive administration
of an area of law – that is, Maori land –
that is highly specialised
and must co-exist with one of the most fundamental tenets of New Zealand
property law. To ensure that
the Torrens system does not overwhelm the
existence of the Maori Land Court, it seems sensible to hand in
good
faith the Maori Land Court some independence in assessing the
bounds of their own jurisdiction. Any fears against this
move are mitigated
through the robust experience and specialised knowledge of the court, as well as
statutory indications of a purposefully
defined, discreet jurisdiction in which
to operate. Attorney- General v Maori Land Court is a convincing example
of how the doctrine might operate in practice, and allays fears of rights to
general courts being “stolen”
by deference.
The Maori Land Court provides an opportunity for deference to grow. The Court
is as good an example as the labour relations tribunal
in CUPE and, as
illustrated by the Canadian experience, the doctrine must be born somewhere. The
doctrine would not be “stamped”
across the breadth of all
administrative tribunals: rather, the MLC should be recognised as the paradigm
example of how deference
can, and should, operate in different contexts in
the future. Development of the doctrine would then simply be up to judges
applying the concept in appropriate contexts as they arise.
It is perhaps inexorable that courts will be jealous of their orthodox
constitutional role as strict protectors of the written law,
and will turn to
any number of factors, extrinsic and formalistic, to justify not
stepping down from this pedestal. There
are also other methodologies within the
discretionary spectrum of judicial review that can justify a lowered level of
intervention
on points of law, and a court may even choose to recalibrate as
they see fit to avoid the question altogether.
The ultimate conclusion, however, is that the potential for deference in New
Zealand exists. There are good reasons why it should
be applied, at least in
an initially narrow context. Whether this potential is embraced or
rejected by courts is dependent
on their willingness to embrace novel
constitutional realities, as adherence to old ones may merely beg the question
of why a new
approach is not taken. Deference may be counter-intuitive for
judges, but until recognition of the developing landscape of administrative
law
occurs, the risk of relaxed
intervention on errors of law (and even questions application or “mixed” fact and law) becoming unprincipled and unpredictable remains.
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