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Young Offenders (Serious Crimes) Bill 2006 (Consistent) [2006] NZBORARp 11 (28 March 2006)
Last Updated: 9 December 2018
Young Offenders (Serious Crimes) Bill 2006
28 March 2006 Attorney-General
LEGAL ADVICE
CONSISTENCY WITH THE NEW ZEALAND BILL OF RIGHTS ACT 1990: YOUNG OFFENDERS
(SERIOUS CRIMES) BILL 2006
INTRODUCTION
- We
have considered the Young Offenders (Serious Crimes) Bill 2006 (the "Bill") for
consistency with the New Zealand Bill of Rights
Act 1990 ('the Bill of Rights
Act'). The Bill was introduced to the House of Representatives on Thursday, 16
March 2006 in the name
of Ron Mark MP. We understand the Bill may receive its
First Reading on the next Members' Day which is scheduled for Wednesday, 29
March 2006.
- It
has been necessary to prepare this advice within a very short timeframe and the
Bill raises some very complex issues. Our view
is that the Bill appears to be
consistent with the rights and freedoms affirmed in the Bill of Rights Act.
SUMMARY OF THE ADVICE
- There
is some uncertainty in New Zealand law as to the scope of the right to the
benefit of a lesser penalty, as protected by section
25(g) of the Bill of Rights
Act. Two judges of the Supreme Court have expressed a clear view that the right
extends beyond legislative
changes to the maximum penalty and includes changes
to the penalty available to the sentencing court that occur by operation of law
based upon an offender's age. If that view were to be adopted by other members
of the Court, we would be bound to conclude that clause
14 of the Bill, allowing
a court to impose a term of imprisonment on an offender who committed an offence
the penalty for which is
less than three months imprisonment when he or she was
under 16 years of age but at the time of conviction is 16 years or older,
prima
facie infringes section 25(g). However, given the protective nature of the
provision and the broad discretion of the sentencing
court, we are of the view
that it is justified in terms of section 5 of the Bill of Rights Act.
- We
have also considered potential issues of inconsistency with sections 9, and 14
of the Bill of Rights Act.
OVERVIEW OF THE BILL
- The
purpose of the Bill is to address serious crimes being committed by young
offenders by making the offenders accountable for their
crimes more or less in
the same way as adult offenders. It seeks to do this by:
- Changing the
legal position with respect to the age of criminal responsibility where serious
offences are committed by children;
- Broadening the
circumstances in which young offenders can be sentenced to imprisonment, to
include cases where the offenders have
been convicted of serious offences;
- Placing, for the
purposes of the jurisdiction of the Youth Court, other serious offences in the
same category as murder and manslaughter
when committed by children of or over
12 years of age.
- For
the purposes of the Bill and this advice, a "serious offence" is defined as any
offence for which the maximum penalty is imprisonment
for a term of not less
than 3 months or a fine of not less than $2000, and other offences where
committed by an offender who has
previously been convicted of an offence of that
kind or who has more than 3 previous criminal convictions for offences of any
kind
(clause 14(4)).
THE BILL OF RIGHTS ACT ISSUES RAISED BY THE BILL
Section 25(g) of the Bill of Rights Act: Right to
benefit of lesser penalty
- Section
18 of the Sentencing Act 2002 ("the Sentencing Act") currently provides that
"[n]o court may impose a sentence of imprisonment
on an offender in respect of a
particular offence, other than a purely indictable offence, if at the time of
the commission of the offence, the offender was under the age of 17 years"
(italics added). Clause 14(2) of the Bill proposes to amend this section
in two
ways:
- By reducing the
age at which an offender may be sentenced to a term of imprisonment from 17
years to 16 years; and
- By changing the
focus of the section from the commission of offence to the conviction of the
offender.
- We
have considered whether clause 14(2) is inconsistent with section 25(g) of the
Bill of Rights Act. Section 25(g) provides that:
"Everyone who is charged with an offence has, in relation to the determination
of the charge, the right, if convicted of an offence
in respect of which the
penalty has been varied between the commission of the offence and sentencing, to
the benefit of the lesser
penalty."
Scope of the Right
- There
are two possible ways that clause 14 may impact on section 25(g) of the Bill of
Rights Act. First, the amended provision is
inconsistent with the right to the
benefit of a lesser penalty if applied to offences committed by persons under
the age of 16 years
prior to the date on which the Bill comes into force. We
note that clause 4 of the Bill sets out a transitional provision relating
to
offences and, consequently, clause 14 will apply only to offences committed
after the date on which the Bill comes into force.
Therefore the clause does not
give rise to an inconsistency by reason of any legislative variation of
penalty.
- The
second possible way that clause 14 may impact on section 25(g) of the Bill of
Rights Act relates to the fact that an offender
who is younger than 16 years of
age when he or she
commits an offence may be liable to a term of
imprisonment if the offender is convicted of the offence on or after his or her
sixteenth
birthday.
- The
issue, therefore, is whether section 25(g) of the Bill of Rights Act is limited
to legislative variations of the penalty, or whether
it extends to changes in
the penalty available to the sentencing court by reason of a change in the age
of an offender since the
commission of the offence.
- Section
25(g) was considered in the recent Supreme Court decision of Mist v
The Queen (SC CRI 12/2005) ("Mist"). In that case, although not
necessary to do so, Elias CJ and Keith J considered that the section 25(g) right
to the benefit of a
lesser penalty covered not only the situation where a
penalty has been altered between commission and conviction by amending
legislation,
but also the situation where the circumstances of the offender
change. That is, an offender is protected by the section 25(g) right
if, after
they offend, their circumstances change in a way that would make a heavier
penalty applicable at the time of conviction.
They specifically considered a
change in age to be a change in circumstances.
- Keith
J and Elias CJ favoured this interpretation in light of one of the rationales of
the principle of non-retrospectivity –
that is, that the law needs to be
accessible and foreseeable. They considered that while it is arguable that the
law will be known
and accessible – in the sense that it is on the statute
book at the time the offence was committed – the element of foreseeability
was not satisfied. They considered that the penalty was not clear to young
offenders because it is dependant on their age at the
time of conviction and,
given the inevitable uncertainties with respect to the speediness of court
processes, that is impossible
to foresee.
- Applying
the same reasoning, it is arguable that clause 14 is inconsistent with section
25(g) of the Bill of Rights Act.
- However,
the other Supreme Court judges in Mist declined to express a view on the
scope of the right protected by section 25(g). They determined the case on the
basis of the wording
of section 4 of the Criminal Justice Act which was in
different terms. There is little law from overseas jurisdictions that is of
assistance (Elias CJ and Keith J rejected contrary views expressed by the
European Court of Human Rights (the "European Court") and
the Privy
Council).
Whether any inconsistency can be remedied by section 6 of the
Sentencing Act
- We
have considered whether the limitation that clause 14 places on the right to the
benefit of a lesser penalty would be negated by
section 6 of the Sentencing Act.
Section 6 provides that an offender has the right, if convicted of an offence in
respect of which
the penalty has been varied between the commission of the
offence and sentencing, to the benefit of the lesser penalty. We note that,
section 6(2) grants the benefit of the lesser penalty "despite any other
enactment or rule of law". This wording is very similar
to the predecessor to
section 6 (section 4 of the Criminal Justice Act), which proved to be stronger
than section 25(g) of the Bill
of Rights Act. Because of its terms
'notwithstanding any other enactment' and the fact that it protects a
fundamental human right,
it has been held to prevail over other inconsistent
legislative provisions.
- However,
it is clear, particularly from the judgments in R v Pora[1] that Parliament may still override the
general protection in section 6 of the Sentencing Act by using clear words.
The
provision under consideration in Mist did not expressly
state at what time the qualifying age must be reached in order to be eligible
for a sentence of preventive detention.
Accordingly, it was possible to read
that provision consistently with a broad interpretation of section 4 of the
Criminal Justice
Act. Clause 14, however, clearly states that the age to be
considered is that at the date of conviction. Given such clear and unambiguous
words, we do not think that section 6 of the Sentencing Act can be used to
remedy any inconsistency in the event that the view of
Elias CJ and Keith J in
Mist as to the scope of the right is adopted.
- We
therefore consider that clause 14 authorises measures that arguably limit the
right affirmed in section 25(g) of the Bill of Rights
Act. However, it does so
only insofar as it enables a court to impose sentences of imprisonment on
persons under the age of 16 years
who commit an offence that is not a 'serious
offence'. This is because, by reason of clause 14(3), a sentence of imprisonment
is
always available in respect of young people who commit serious offences.
Accordingly, for those persons there is no variation in
the penalty by reason of
their age.
Section 25(a) of the Bill of Rights Act: the right to a fair trial
- In
light of further comments by Elias CJ and Keith J's in Mist, we also
consider that clause 14 raises an issue of inconsistency with the right to a
fair trial, protected by section 25(a) of the
Bill of Rights Act.
- As
noted by Elias CJ and Keith J, young offenders facing the prospect of heavier
penalties at their next birthday may decide not to
exercise their right to a
fair trial as affirmed by section 25(a) of the Bill of Rights Act:
"Allowing such a possibility may mean [...] that such young persons will no
longer have an effective safeguard against arbitrary
prosecution, conviction and
punishment."
The unpredictability of the criminal justice process,
being dependant on such matters as the state of court lists, the availability
of
witnesses and counsel, pre-trial rulings and jury disagreement, might dissuade a
defendant on the verge of turning 16 from undertaking
the process, thereby
potentially inciting a false guilty plea.
Are these prima facie breaches justified limitations under section
5?
- Where
provisions are found to be prima facie inconsistent with particular
rights or freedoms, they may nevertheless be consistent with the Bill of Rights
Act if they can be considered
"a reasonable limit" that is "justifiable" in
terms of section 5 of the Bill of Rights Act. The section 5 inquiry is
essentially
two-fold: whether the provision serves an important and significant
objective; and whether there is a rational and proportionate
connection between
the provision and that objective.[2]
- We
note that the right protected by section 25(g) has generally been considered to
be one that allows few, if any, limitations (see
comments of the Court of Appeal
in Poumako)[3].
- This
means that if adopted, the views of Elias CJ and Keith J would have a
significant effect upon the manner in which New Zealand
gives effect to its
international obligations with respect to youth justice pursuant to the
Convention on the Rights of the Child
(UNCROC) and the International Covenant on
Civil and Political Rights (ICCPR). Articles 37, 38 and 40 of
UNCROC
impose obligations upon States Parties to provide certain protections for young
people in the context of the criminal justice
system. Whilst some of those
protections relate to the age of the young person as at the date of the
commission of the offence (see
particularly Article 37(a) UNCROC and Article
6(5) ICCPR), others are clearly related to the age of the person as at the date
at
which they are sentenced. This is particularly the case with respect to the
imposition of a sentence of imprisonment. It is common
practice for States
Parties to implement those obligations by means of protective provisions
limiting the imposition of a penalty
of imprisonment on young people and
providing for a separate youth justice procedure, based upon the age of the
offender as at the
date on which they are being dealt with by the courts, rather
than the age at the date the offence was committed.
- UNCROC
does not require that States Parties implement an absolute prohibition with
respect to imprisonment of young persons. Weaker
protective provisions that do
not engage section 25(g) would suffice, such as a presumption that imprisonment
should not be imposed
on a young person. In this sense the absolute protection
contained in clause 14 with respect to non-serious offences, goes further
than
the requirements of UNCROC. We think it would be an anomalous result, and one
unintended by Elias CJ and Keith J, if the right
protected by section 25(g) of
the Bill of Rights Act were to be interpreted so as to prevent the State from
implementing a stronger
protection of children's rights under UNCROC, such as an
absolute prohibition. Accordingly, if the right is to be given such a broad
interpretation as suggested by Elias CJ and Keith J, we think the right may be
subject to justifiable limits, particularly in relation
to protective provisions
in the youth justice sphere.
- Having
reached this conclusion we have gone on to consider whether the limitation
imposed on section 25(g) is justified in terms of
section 5 of the Bill of
Rights Act. We consider that an argument can be raised that clause 14 serves an
important and significant
purpose, namely it protects young people who commit
offences that are not 'serious' from being sentenced to a term of imprisonment.
Indeed it gives effect to New Zealand's obligations pursuant to UNCROC and the
ICCPR.
- The
potential problem with the provision is that it only provides an absolute
protection from imprisonment if the person is convicted
prior to turning 16. It
might be argued that the provision does not infringe the section 25(g) right as
little as possible and is
therefore not proportionate.
- However,
the sentencing court retains a discretion as to whether or not a term of
imprisonment should be imposed on a person who committed
a non-serious offence
whilst under the age of 16 but is not convicted of such an offence until after
he or she turns 16. We would
expect that the sentencing court would take into
account the fact that the person was a young person at the time the offence was
committed when imprisonment was not available. Even apart from section 25(g),
this would be a powerful factor in determining the
appropriate sentence. Clearly
the extent to which the rights in section 25 of the Bill of Rights Act have been
engaged will need
to be factored in by the sentencing judge. If, for example,
the person was charged with the offence prior to turning 16 but there
was some
delay in the offender being brought before the court,[4] it would be highly unlikely that a term of
imprisonment would be appropriate. By way of contrast, where the delay in the
offender
being brought before the court is due entirely to the offender's own
conduct, it may be appropriate to give less weight to the fact
that the offence
was committed before the age of 16.
- We
are mindful that any inconsistency could be removed by removing the protective
provision altogether. We do not think that the right
protected by s25(g) of the
Bill of Rights Act necessarily requires that when enacting a protective
provision for young people the
age must refer to the date of commission of the
offence, rather than age at date of conviction or sentencing. Ultimately, the
'fairness'
(to use the words of Elias CJ and Keith J) of imposing a term of
imprisonment on a person who commits a non-serious offence whilst
under the age
of 16 but who is not convicted of the offence until after they turn 16, will
depend upon all the circumstances of the
case. Whilst we think it will be a rare
case in which such a sentence of imprisonment would be appropriate, we think
that the sentencing
discretion is sufficient to avoid inconsistency with the
Bill of Rights Act.
Other rights and freedoms considered
- For
sake of completeness, we will briefly note the other rights and freedoms
protected in the Bill of Rights Act that were considered
in respect of the
Bill.
- Section
19(1) of the Bill of Rights Act was raised as the Bill changes the legal
position with respect to the age of criminal responsibility
when serious
offences are committed by children. By using the age of an offender as a
criterion for determining whether the offender
will be criminally liable for his
or her actions, the Bill gives rise to a disadvantageous distinction between
different classes
of individuals based on the age of those individuals. However,
age is defined in the Human Rights Act as referring to "any age commencing
with
the age of 16 years" (section 21(1)(1)(i)). Since the disadvantageous
distinction does not arise on one of the prohibited grounds
of discrimination,
we consider that the Bill is not inconsistent with the right to be free from
discrimination.
- The
right not to be subjected to disproportionately severe treatment or punishment
(section 9 of the Bill of Rights Act) was raised
in respect of the reduction in
the age at which criminal proceedings may be brought against young offenders. We
note that in T and V v United Kingdom,[5] the European Court was asked to decide
whether the attribution of criminal responsibility to a child as young as ten
violated the
equivalent provision of the European Convention of Human Rights.
Rejecting the applicant's claim, the Court noted that since the
Convention was a
living instrument, it was legitimate when deciding whether a measure was
acceptable under one of its provisions
to take account of the standards
prevailing amongst States Parties. The Court found that there was not a commonly
accepted minimum
age for the imposition of criminal responsibility in Europe.
Moreover, no clear tendency could be ascertained from examination of
the
relevant international texts and instruments.[6] In light of this, we consider that the
ability of the Crown to bring criminal proceedings against offenders as young as
ten does
not violate section 9 of the Bill of Rights Act.
Conclusion
- We
consider that the Bill contains a clause that arguably amounts to a prima facie
infringement of the rights to the benefit of a
lesser penalty and to a fair
trial as affirmed by sections 25(g) and 25(a) of the Bill of Rights Act 1990,
respectively. However,
in light of the protective nature of the provision and
the broad sentencing discretion of the court, we consider that the clause
can be
considered a justified limitation in terms of section 5 of that
Act.
Jeff Orr
Chief Legal Counsel Office of Legal Counsel
|
Stuart Beresford
Principal Legal Adviser
Bill of Rights/Human Rights Team
|
Footnotes
1 [2000] NZCA 403; [2001] 2 NZLR 37
2 See Moonen v Film Literature Board of Review
[1999] NZCA 329; [2000] 2 NZLR 9, and R v Oakes (1986) 26 DLR (4th)
3 [2000] NZCA 69; [2000] 2 NZLR 695
4
If the delay amounted to 'undue delay' occasioned by the Crown, the right
protected by section 25(b) of the Bill of Rights would
also be engaged.
5 [1999] ECHR 171; (2000) 30 EHRR 121
6 For instance, Rule 4 of the UN Standard Minimum
Rules for the Administration of Juvenile Justice (the Beijing Rules) which,
although
not legally binding on States, might provide some indication of the
existence of an international consensus, does not specify the
age at which
criminal responsibility should be fixed but merely invites States not to fix it
too low.
Similarly, Article 40(3)(a) UNCROC requires States Parties to establish a
minimum age below which children shall be presumed not to
have capacity to
infringe the criminal law, but contains no provision as to what that age should
be. See T v United Kingdom, para
71
In addition to the general disclaimer for all documents on this website,
please note the following: This advice was prepared to assist
the
Attorney-General to determine whether a report should be made to Parliament
under s 7 of the New Zealand Bill of Rights Act 1990
in relation to the Young
Offenders (Serious Crimes) Bill 2006. It should not be used or acted upon for
any other purpose. The advice
does no more than assess whether the Bill complies
with the minimum guarantees contained in the New Zealand Bill of Rights Act. The
release of this advice should not be taken to indicate that the Attorney-General
agrees with all aspects of it, nor does its release
constitute a general waiver
of legal professional privilege in respect of this or any other matter. Whilst
care has been taken to
ensure that this document is an accurate reproduction of
the advice provided to the Attorney-General, neither the Ministry of Justice
nor
the Crown Law Office accepts any liability for any errors or omissions.
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