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Health and Safety Reform Bill (Consistent) (Sections 21, 25(c)) [2014] NZBORARp 4 (28 February 2014)
Last Updated: 24 March 2019
Health and Safety Reform Bill
28 February 2014 Attorney-General
Legal Advice
Consistency with the New Zealand Bill of Rights Act
1990: Health and Safety Reform Bill
Purpose
- We
have considered whether the Health and Safety Reform Bill (PCO 17687/3.0)
(‘the Bill’) is consistent with the rights
and freedoms affirmed in
the New Zealand Bill of Rights Act 1990 (‘the Bill of Rights
Act’).
- We
have concluded that the Bill appears to be consistent with the rights and
freedoms affirmed in the Bill of Rights Act. In reaching
this conclusion, we
have considered the consistency of the Bill with s 21 (the right to be secure
against unreasonable search or
seizure) and s 25(c) (the right to be presumed
innocent). Our analysis is set out below.
The Bill
- The
Bill reforms New Zealand’s workplace health and safety system. It repeals
and replaces the Health and Safety in Employment
Act 1992 and the Machinery Act
1950. The reformed system has roles for government, business and workers in
securing the health and
safety of workers and workplaces.
- This
is a large regulatory bill that engages a number of rights in the Bill of Rights
Act. The more significant issues are analysed
below.
- Where
rights are limited, we consider that they are rationally connected to the
important purpose of securing the health and safety
of workers and workplaces,
and are justified under s 5 of the Bill of Rights Act. The Bill therefore
appears to be consistent with
the rights and freedoms affirmed in the Act.
Consistency of the Bill with the Bill of Rights Act
Section 21 - Right to be secure against
unreasonable search or seizure
- Section
21 of the Bill of Rights Act affirms the right of everyone to be secure against
unreasonable search and seizure, whether of
the person, property, correspondence
or otherwise. Section 21 protects against activities constituting a
“search or seizure”
that are “unreasonable” in the
circumstances. A request for information or documents constitutes a search for
the purposes
of s 21. 1
- The
Court of Appeal stated that the main aim of s 21 is to protect privacy interests
2:
It is only where a person's reasonable expectations of privacy
have been breached that a personal remedy under the Bill of Rights
... is
available. The reasonable expectation of privacy enjoyed by a person is to be
judged largely objectively. A broad view of
privacy interests should be taken
...
Power of inspectors to deal with causes of imminent danger
- Clause
187 applies when an inspector has entered a workplace for the purpose of
performing a function under the relevant health and
safety legislation. It
provides that where an inspector believes on reasonable grounds that any
material, substance or thing is a
cause of imminent danger, he or she may seize
or destroy it, or take any other action to make the workplace safe.
- Before
exercising the power, the inspector must take a sample of the cause of imminent
danger, if it is reasonably practicable to
do so. As soon as practicable after
exercising the power, the inspector must give written notice of the action taken
to the person
conducting a business or undertaking (PCBU) in control of the
workplace.
- We
consider that the search and seizure power contained in cl 187 appears
reasonable. In reaching this conclusion, we note that cl
187 is not intended to
confer a general power of search and seizure in cases of imminent danger.
Rather, it allows steps to be taken
to make a workplace safe if a danger is
discovered in the course of other functions.
Power of health and safety medical practitioner to require a
worker to provide a bodily sample
- Clause
200 provides that a health and safety medical practitioner may require a worker
to provide a bodily sample if satisfied that
the worker is, has been, or may
have been, exposed to a significant hazard at work. The practitioner must also
be satisfied that
by testing or analysing the sample, it is likely to be
possible to determine whether or to what
extent the worker has been
exposed, or the extent to which the worker’s health has been or may have
been affected by the exposure.
A medical practitioner must hold a current
practicing certificate.
- Bodily
integrity is an important aspect of a person’s privacy interests. There
must be a strong justification for taking a bodily
sample for it to be
reasonable in the circumstances.
- We
consider that the taking of bodily samples is reasonable in the circumstances
envisaged by the Bill. We note that the information
extracted from the
worker’s bodily sample may be of interest beyond that worker to others who
have, or may have been, exposed
to the hazard, such as visitors to the
workplace. Further, we note that the medical practitioner cannot have a sample
taken unless
satisfied that testing or analysing the sample is likely to produce
relevant information.
Section 25(c) – Right to be presumed innocent until proven guilty
according to law
- Section
25(c) of the Bill of Rights Act affirms the right to be presumed innocent until
proven guilty according to law. The right
to be presumed innocent requires that
an
individual must be proven guilty beyond reasonable doubt, and
that the State must bear the burden of proof. 3
Strict liability offences
- The
Bill creates a number of strict liability offences 4 for individuals and
“other persons” (for example, corporations).
The offences cover a
range of conduct, from failure to return a health and safety identity card (sch
2, cl 16, maximum penalty $2000
fine) to failing to comply with a health and
safety duty that exposes an individual to the risk of death or serious injury or
illness
(cl 43, maximum penalty $150,000 for individuals or $1.5 million for
other persons).
- We
consider that the strict liability offences set out in the Bill appear to be
justified. In reaching this conclusion we have taken
into account the nature and
context of the conduct being regulated, the ability of the defendants to
exonerate themselves and the
penalty levels. The Bill creates offences that
regulate the workplace. The courts have generally accepted that there is a
distinction
between "truly criminal offences" and offences that are considered
to be in the realm of "public welfare regulatory offences" 5 .
Strict liability
is more easily justifiable for regulatory offences. People are expected to meet
certain expectations of care and
accept enhanced standards of behaviour and
regulation in the workplace.
- The
onus of proof is also reversed for two strict liability offences designed to
protect workers who participate in the Bill’s
workplace health and safety
system from adverse actions. Clause 112 makes it unlawful for a PCBU to engage
in “adverse conduct”
(defined in cl 110) against workers for
“prohibited health and safety reasons” (defined in cl 111 - for
example, because
the worker undertakes a health and safety role), but only if
the prohibited health and safety reason was the dominant reason for
the adverse
conduct. Clause 113 makes it unlawful for a PCBU request, instruct, induce,
encourage, authorise, or assist another person
to engage in adverse conduct in
breach of cl 112.
- Clause
116(2) provides that the burden of proof shifts to the defendant to prove that
the prohibited health and safety reason was
not the dominant reason for the
conduct where the prosecution proves that adverse conduct was engaged in, and
has adduced evidence
that the adverse conduct was engaged in for a prohibited
health and safety reason. We consider this to be a justified limit on s
25(c) of
the Bill of Rights Act because the defendant will be in the best position to
provide evidence on the dominant reason for
that conduct.
Conclusion
- We
have concluded that the Bill appears to be consistent with the rights and
freedoms affirmed in the Bill of Rights Act.
Tania Warburton
Acting Chief Legal Counsel Office of Legal Counsel
Footnotes
1. New Zealand Stock Exchange v Commissioner of Inland Revenue [1992]
3 NZLR 1 (PC). 2. R v Williams [2007] NZCA 52; [2007] 3 NZLR 207 (CA) at [48] and
[236].
- R
v Wholesale Travel Group (1992) 84 DLR (4th) 161, 188 citing R v Oakes
[1986] 1 SCR 103
- Strict
liability offences are those with no mental element, such as intent or
recklessness.
- Civil
Aviation Authority v MacKenzie [1983] NZLR 78
Disclaimer
In addition to the general disclaimer for all
documents on this website, please note the following: This advice was prepared
to assist
the Attorney-General to determine whether a report should be made to
Parliament under s 7 of the New Zealand Bill of Rights Act 1990
in relation to
the Health and Safety Reform Bill. It should not be used or acted upon for any
other purpose. The advice does no more
than assess whether the Bill complies
with the minimum guarantees contained in the New Zealand Bill of Rights Act. The
release of
this advice should not be taken to indicate that the Attorney-General
agrees with all aspects of it, nor does its release constitute
a general waiver
of legal professional privilege in respect of this or any other matter. Whilst
care has been taken to ensure that
this document is an accurate reproduction of
the advice provided to the Attorney-General, neither the Ministry of Justice nor
the
Crown Law Office accepts any liability for any errors or omissions.
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