Home | Databases | WorldLII | Search | Feedback | Help New Zealand Securities Commission

2009 New Zealand Securities Commission

January 2009

• Offering securities in New Zealand and Australia under mutual recognition (2009 revised edition) [2009] NZSecCom 1 (21 January 2009)

March 2009

• Financial Reporting Surveillance Programme. Review of Financial Reporting by Issuers Cycle 8 [2009] NZSecCom 2 (31 March 2009)

April 2009

• Staff Paper On Authorised Financial Adviser Competence. Discussion document [2009] NZSecCom 3 (20 April 2009)

June 2009

• Staff Paper on Regulating and Supervising Financial Advisers. Discussion document [2009] NZSecCom 4 (18 June 2009)

August 2009

• Financial Reporting Surveillance Programme. Review of Financial Reporting by Issuers Cycle 9 [2009] NZSecCom 5 (1 August 2009)

September 2009

• Report on the effectiveness of New Zealand's Securities Commission [2009] NZSecCom 6 (1 September 2009)

November 2009

• The Designation and oversight of designated settlement systems. Consultation document [2009] NZSecCom 7 (30 November 2009)

December 2009

• Financial reporting surveillance program. Review of financial reporting by issuers cycle 10 [2009] NZSecCom 8 (18 December 2009)
• QFE Adviser Business Statement Guide [2009] NZSecCom 9 (23 December 2009)
• Oversight Review of NZX 2008 [2009] NZSecCom 10 (23 December 2009)