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2002 New Zealand Securities Commission

January 2002

• Commission Policy for Approval of Trustees and Statutory Supervisors [2002] NZSecCom 1 (25 January 2002)

February 2002

• Investment Adviser Law Reform: Formal Recommendations of the Securities Commission [2002] NZSecCom 2 (21 February 2002)

March 2002

• Securities Commission policy in respect of section 6(1) of the Securities Amendment Act 1988. Discussion paper [2002] NZSecCom 3 (11 March 2002)

April 2002

• A Report on certain statements made in respect of Air New Zealand Limited in September 2001 [2002] NZSecCom 4 (26 April 2002)

May 2002

• Inquiry into the 1 Parliament Street Car-park Limited Contributory Mortgage involving The Mortgage Financier Limited, Money Managers Limited and Securities Registry Limited [2002] NZSecCom 5 (2 May 2002)
• Investment advisers: a case study - Gideon Investment Pty Limited, Morison Guildford & Associates Limited [2002] NZSecCom 6 (13 May 2002)
• Decision of the Securities Commission on the request from Catharine Mary Franks pursuant to Section 17 of the Securities Amendment Act 1988 [2002] NZSecCom 7 (14 May 2002)

June 2002

• The proposed conduct rules of the New Zealand Stock Exchange. Public Consultation paper for the purpose of preparing advice to the Minister of Commerce in respect of the approval process under the New Zealand Stock Exchange Restructuring Act 2002 [2002] NZSecCom 8 (17 June 2002)

August 2002

• A Report on aspects of the initial public offering of Wakefield Hospital Limited in 2001 [2002] NZSecCom 9 (7 August 2002)

November 2002

• Strengthening confidence in New Zealand's Capital Markets. A statement on certain aspects of corporate governance and financial reporting [2002] NZSecCom 10 (28 November 2002)

December 2002

• Securities Commission policy in respect of Futures Dealer Authorisations - discussion paper [2002] NZSecCom 11 (18 December 2002)